Asset Manager
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SMH CAPITAL ADVISORS INC
4200 S. HULEN STE 534, FORT WORTH, TX 76109 • 7132243100
Market Value
$22M
+9.3%
Holdings
55
+2
New Purchases
6
Added To
27
Closed
5
Reduced
9
Top 10 Concentration
55.9%
Turnover
20.0%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| F | 1.97% | 0.00% | +1.97% | $435K |
| IIPR | 2.81% | 1.22% | +1.59% | $620K |
| TRIN | 13.81% | 12.47% | +1.34% | $3M |
| HTGC | 4.25% | 3.01% | +1.25% | $938K |
| ARCC | 2.10% | 0.98% | +1.12% | $463K |
| RWAY | 1.44% | 0.48% | +0.97% | $318K |
| BXSL | 0.93% | 0.00% | +0.93% | $205K |
| PSBD | 0.92% | 0.00% | +0.92% | $203K |
| SLRC | 0.88% | 0.00% | +0.88% | $194K |
| TPVG | 0.43% | 0.00% | +0.43% | $96K |
| ORCC | 0.99% | 0.58% | +0.41% | $218K |
| TCPC | 0.38% | 0.00% | +0.38% | $83K |
| WT | 1.68% | 1.36% | +0.32% | $371K |
| EZPW | 1.43% | 1.15% | +0.28% | $316K |
| MAIN | 5.15% | 4.96% | +0.20% | $1M |
Top Sells (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| PSEC | 0.00% | 5.52% | -5.52% | $0 |
| HASI | 0.00% | 1.58% | -1.58% | $0 |
| SM | 4.43% | 5.79% | -1.36% | $976K |
| AMT | 0.00% | 1.03% | -1.03% | $0 |
| HPK | 0.00% | 0.97% | -0.97% | $0 |
| CG | 3.56% | 4.52% | -0.96% | $784K |
| DKS | 1.06% | 2.00% | -0.94% | $233K |
| NMFC | 0.00% | 0.46% | -0.46% | $0 |
| NRZ | 2.79% | 3.10% | -0.31% | $616K |
| VICI | 6.44% | 6.62% | -0.18% | $1M |
| CGBD | 1.05% | 1.20% | -0.15% | $231K |
| CCAP | 0.77% | 0.90% | -0.13% | $170K |
| CION | 0.41% | 0.49% | -0.08% | $91K |
| AWF | 1.16% | 1.24% | -0.08% | $255K |
| BTZ | 1.03% | 1.11% | -0.08% | $227K |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 77.5% |
| Real Estate | 13.6% |
| Energy | 6.6% |
| Consumer Cyclical | 2.3% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Mega Cap | 2 | $859K | 3.9% |
| Large Cap | 10 | $5M | 24.3% |
| Mid Cap | 14 | $6M | 26.9% |
| Small Cap | 21 | $9M | 38.9% |
| Micro Cap | 8 | $1M | 6.0% |
Portfolio Analytics
Avg Market Cap
$35.3B
Median Market Cap
$1.6B
Avg P/E
18.1
Median P/E
12.8
Avg Dividend Yield
0.09%
Avg Beta
0.94
# Stocks
38
# ETFs / Funds
17
Top Holdings (55 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | TRIN | 13.81% | 170,293 | $3M | $17.89 | $530K | -810 | -0.5% | |
| 2 | CSWC | 8.63% | 80,072 | $2M | $23.77 | $170K | +1,708 | +2.2% | |
| 3 | VICI | 6.44% | 53,471 | $1M | $26.55 | $84K | +4,599 | +9.4% | |
| 4 | MAIN | 5.15% | 21,907 | $1M | $51.88 | $136K | +3,021 | +16.0% | |
| 5 | SM | 4.43% | 37,399 | $976K | $26.10 | -$191K | -46 | -0.1% | |
| 6 | HTGC | 4.25% | 59,466 | $938K | $15.77 | $331K | +18,401 | +44.8% | |
| 7 | OWL | 4.07% | 102,489 | $897K | $8.75 | $102K | +15,391 | +17.7% | |
| 8 | CG | 3.56% | 18,627 | $784K | $42.11 | -$127K | -200 | -1.1% | |
| 9 | IIPR | 2.81% | 10,000 | $620K | $61.98 | $375K | +5,110 | +104.5% | |
| 10 | NRZ | 2.79% | 65,630 | $616K | $9.39 | -$9K | -340 | -0.5% | |
| 11 | SPY | 2.73% | 806 | $602K | $746.99 | $69K | -14 | -1.7% | |
| 12 | ARCC | 2.10% | 25,003 | $463K | $18.53 | $265K | +14,003 | +127.3% | |
| 13 | VWO | 2.08% | 7,688 | $459K | $59.69 | $43K | +2 | +0.0% | |
| 14 | EFA | 2.02% | 4,282 | $445K | $103.88 | $30K | +15 | +0.3% | |
| 15 | F | 1.97% | 31,278 | $435K | $13.90 | — | +31,278 | — | NEW |
| 16 | WT | 1.68% | 21,888 | $371K | $16.94 | $96K | +2,994 | +15.8% | |
| 17 | ADX | 1.54% | 13,282 | $339K | $25.55 | $51K | +126 | +1.0% | |
| 18 | RWAY | 1.44% | 56,770 | $318K | $5.61 | $222K | +42,770 | +305.5% | |
| 19 | EZPW | 1.43% | 9,142 | $316K | $34.57 | $84K | — | — | |
| 20 | CSQ | 1.42% | 15,250 | $314K | $20.56 | $60K | +456 | +3.1% | |
| 21 | NXDT | 1.41% | 59,797 | $310K | $5.19 | $37K | +1,344 | +2.3% | |
| 22 | NIE | 1.34% | 10,998 | $295K | $26.86 | $43K | +209 | +1.9% | |
| 23 | GDV | 1.25% | 9,399 | $276K | $29.40 | $32K | +321 | +3.5% | |
| 24 | EVT | 1.17% | 9,347 | $259K | $27.68 | $38K | +354 | +3.9% | |
| 25 | QQQ | 1.16% | 349 | $257K | $735.74 | $56K | — | — | |
| 26 | AWF | 1.16% | 24,789 | $255K | $10.30 | $6K | +263 | +1.1% | |
| 27 | HYT | 1.06% | 27,372 | $234K | $8.56 | $7K | +709 | +2.7% | |
| 28 | DKS | 1.06% | 1,027 | $233K | $226.81 | -$170K | -1,007 | -49.5% | |
| 29 | HTD | 1.06% | 9,128 | $233K | $25.49 | $16K | +384 | +4.4% | |
| 30 | CGBD | 1.05% | 21,946 | $231K | $10.53 | -$11K | -192 | -0.9% | |
| 31 | BTZ | 1.03% | 22,212 | $227K | $10.22 | $4K | +107 | +0.5% | |
| 32 | APO | 1.02% | 1,898 | $225K | $118.29 | $13K | +1 | +0.1% | |
| 33 | ORCC | 0.99% | 20,049 | $218K | $10.87 | $102K | +9,549 | +90.9% | |
| 34 | BXSL | 0.93% | 8,662 | $205K | $23.71 | — | +8,662 | — | NEW |
| 35 | PSBD | 0.92% | 19,447 | $203K | $10.42 | — | +19,447 | — | NEW |
| 36 | SLRC | 0.88% | 15,714 | $194K | $12.37 | — | +15,714 | — | NEW |
| 37 | RQI | 0.86% | 15,422 | $190K | $12.31 | $10K | +466 | +3.1% | |
| 38 | CCAP | 0.77% | 15,527 | $170K | $10.92 | -$13K | +527 | +3.5% | |
| 39 | BIT | 0.75% | 13,249 | $166K | $12.52 | $4K | +341 | +2.6% | |
| 40 | TEI | 0.67% | 22,054 | $149K | $6.74 | $22K | +1,045 | +5.0% | |
| 41 | NAD | 0.64% | 11,715 | $142K | $12.12 | $7K | — | — | |
| 42 | AFB | 0.63% | 12,204 | $139K | $11.41 | $9K | — | — | |
| 43 | NEA | 0.63% | 11,798 | $139K | $11.74 | $6K | — | — | |
| 44 | EIM | 0.60% | 13,213 | $132K | $9.96 | $3K | — | — | |
| 45 | GROW | 0.57% | 40,191 | $125K | $3.12 | $24K | -889 | -2.2% | |
| 46 | SLQT | 0.44% | 116,656 | $98K | $0.84 | $24K | -1,261 | -1.1% | |
| 47 | TPVG | 0.43% | 19,494 | $96K | $4.91 | — | +19,494 | — | NEW |
| 48 | CION | 0.41% | 14,600 | $91K | $6.23 | -$9K | — | — | |
| 49 | TCPC | 0.38% | 24,717 | $83K | $3.36 | — | +24,717 | — | NEW |
| 50 | AFCG | 0.37% | 26,000 | $81K | $3.10 | $7K | — | — | |
| 51 | HASI | —% | — | — | — | -$318K | -8,663 | -100.0% | SOLD |
| 52 | NMFC | —% | — | — | — | -$93K | -12,000 | -100.0% | SOLD |
| 53 | AMT | —% | — | — | — | -$207K | -1,200 | -100.0% | SOLD |
| 54 | HPK | —% | — | — | — | -$196K | -28,354 | -100.0% | SOLD |
| 55 | PSEC | —% | — | — | — | -$1M | -426,418 | -100.0% | SOLD |