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SMH CAPITAL ADVISORS INC

4200 S. HULEN STE 534, FORT WORTH, TX 76109 • 7132243100

Q1 2026 · Filed 2026-04-10
Market Value
$18M
-99.9%
Holdings
46
+2
New Purchases
2
Added To
0
Closed
15
Reduced
29
Top 10 Concentration
66.7%
Turnover
37.0%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
SM 6.60% 0.00% +6.60% $1M
MAIN 5.65% 0.01% +5.64% $1M
CG 5.15% 0.01% +5.14% $911K
SPY 3.01% 0.00% +3.01% $533K
VWO 2.35% 0.00% +2.34% $415K
EFA 2.34% 0.00% +2.34% $414K
DKS 2.28% 0.00% +2.28% $403K
EZPW 1.31% 0.00% +1.31% $232K
RITM-PD 3.53% 2.32% +1.22% $625K
APO 1.19% 0.00% +1.19% $211K
AMT 1.17% 0.00% +1.17% $207K
QQQ 1.14% 0.00% +1.14% $201K
WT 1.55% 1.29% +0.26% $275K
NXDT 1.54% 1.32% +0.22% $273K
HASI 1.80% 1.61% +0.18% $318K

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
SPHY 0.00% 14.10% -14.10% $0
CIVI 0.00% 4.12% -4.12% $0
HPK 0.00% 1.92% -1.92% $0
OWL 4.49% 5.99% -1.50% $795K
HTGC 3.43% 4.57% -1.15% $607K
RQI 0.00% 1.01% -1.01% $0
SLQT 0.00% 0.98% -0.98% $0
BIT 0.00% 0.98% -0.98% $0
NAD 0.00% 0.86% -0.86% $0
NEA 0.00% 0.84% -0.84% $0
AFB 0.00% 0.81% -0.81% $0
TEI 0.00% 0.80% -0.80% $0
EIM 0.00% 0.78% -0.78% $0
VICI 7.54% 8.17% -0.63% $1M
GROW 0.00% 0.59% -0.59% $0

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 77.5%
Real Estate 13.6%
Energy 6.6%
Consumer Cyclical 2.3%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 2 $734K 4.1%
Large Cap 12 $5M 30.0%
Mid Cap 11 $4M 23.5%
Small Cap 16 $7M 40.8%
Micro Cap 5 $273K 1.5%

Portfolio Analytics

Avg Market Cap
$40.1B
Median Market Cap
$2.6B
Avg P/E
23.8
Median P/E
13.1
Avg Dividend Yield
0.08%
Avg Beta
0.93
# Stocks
28
# ETFs / Funds
18

Top Holdings (46 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 TRIN 14.22% 2,517 $3M $999.97 -$2.5B -168,268 -98.5%
2 CSWC 9.79% 1,733 $2M $1,000.23 -$1.7B -76,671 -97.8%
3 VICI 7.54% 1,335 $1M $1,000.14 -$1.4B -47,776 -97.3%
4 SM 6.60% 1,168 $1M $999.59 +1,168 NEW
5 PSEC 6.29% 1,113 $1M $999.96 -$1.1B -425,360 -99.7%
6 MAIN 5.65% 1,000 $1M $1,000.19 -$140K -17,884 -94.7%
7 CG 5.15% 911 $911K $1,000.04 -$205K -17,975 -95.2%
8 OWL 4.49% 795 $795K $1,000.26 -$1.0B -66,974 -98.8%
9 RITM-PD 3.53% 625 $625K $1,000.63 -$391M -35,319 -98.3%
10 HTGC 3.43% 607 $607K $999.23 -$772M -40,458 -98.5%
11 SPY 3.01% 533 $533K $1,000.38 -$26K -286 -34.9%
12 VWO 2.35% 415 $415K $1,001.06 $2K -7,271 -94.6%
13 EFA 2.34% 414 $414K $1,001.03 $5K -3,853 -90.3%
14 DKS 2.28% 403 $403K $1,000.80 $651 -1,631 -80.2%
15 HASI 1.80% 318 $318K $1,001.15 -$272M -8,361 -96.3%
16 ADX 1.63% 288 $288K $999.92 -$303M -12,701 -97.8%
17 WT 1.55% 275 $275K $1,000.35 -$218M -17,616 -98.5%
18 NXDT 1.54% 273 $273K $999.91 -$223M -58,146 -99.5%
19 CSQ 1.43% 253 $253K $1,001.06 -$283M -14,524 -98.3%
20 AWF 1.41% 249 $249K $1,001.71 -$258M -23,896 -99.0%
21 IIPR 1.39% 245 $245K $1,001.15 -$231M -4,645 -95.0%
22 GDV 1.38% 244 $244K $1,001.94 -$251M -8,811 -97.3%
23 CGBD 1.37% 242 $242K $1,000.79 -$276M -21,896 -98.9%
24 EZPW 1.31% 232 $232K $1,000.10 +232 NEW
25 HYT 1.28% 227 $227K $1,000.75 -$236M -26,336 -99.2%
26 BTZ 1.26% 223 $223K $1,001.16 -$237M -21,646 -99.0%
27 EVT 1.25% 221 $221K $998.99 -$227M -8,798 -97.5%
28 HTD 1.22% 217 $217K $998.15 -$207M -8,528 -97.5%
29 APO 1.19% 211 $211K $1,001.53 -$60K -1,665 -88.8%
30 AMT 1.17% 207 $207K $1,000.46 -$4K -993 -82.8%
31 QQQ 1.14% 201 $201K $1,001.27 -$13K -147 -42.2%
32 AFB —% -$136M -12,609 -100.0% SOLD
33 CIVI —% -$697M -25,732 -100.0% SOLD
34 GROW —% -$99M -41,052 -100.0% SOLD
35 O —% -$434K -7,699 -100.0% SOLD
36 NEA —% -$142M -12,201 -100.0% SOLD
37 NAD —% -$146M -12,115 -100.0% SOLD
38 TEI —% -$135M -20,909 -100.0% SOLD
39 BIT —% -$166M -12,685 -100.0% SOLD
40 SLQT —% -$166M -117,917 -100.0% SOLD
41 TPG —% -$217K -3,400 -100.0% SOLD
42 RQI —% -$170M -14,896 -100.0% SOLD
43 HPK —% -$324M -68,354 -100.0% SOLD
44 AFCG —% -$74M -26,000 -100.0% SOLD
45 EIM —% -$133M -13,620 -100.0% SOLD
46 SPHY —% -$2.4B -100,675 -100.0% SOLD

New Positions

SymbolValue% Port
SM $1M 6.60%
EZPW $232K 1.31%

Sold Out Positions

SymbolValue% Port
AFB —%
BIT —%
NEA —%
RQI —%
TEI —%
NAD —%
SLQT —%
O —%
AFCG —%
HPK —%
EIM —%
TPG —%
GROW —%
SPHY —%
CIVI —%
View SEC EDGAR Filings for SMH CAPITAL ADVISORS INC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms