Asset Manager
← All Institutions
SMH CAPITAL ADVISORS INC
4200 S. HULEN STE 534, FORT WORTH, TX 76109 • 7132243100
Market Value
$20M
-10.5%
Holdings
53
+8
New Purchases
8
Added To
20
Closed
4
Reduced
12
Top 10 Concentration
58.5%
Turnover
22.6%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| SM | 5.79% | 0.00% | +5.79% | $1M |
| TRIN | 12.47% | 11.09% | +1.38% | $3M |
| NRZ | 3.10% | 1.74% | +1.36% | $625K |
| EZPW | 1.15% | 0.00% | +1.15% | $232K |
| ARCC | 0.98% | 0.00% | +0.98% | $198K |
| CCAP | 0.90% | 0.00% | +0.90% | $182K |
| CSWC | 8.59% | 7.70% | +0.89% | $2M |
| PSEC | 5.52% | 4.90% | +0.62% | $1M |
| ORCC | 0.58% | 0.00% | +0.58% | $116K |
| CION | 0.49% | 0.00% | +0.49% | $100K |
| VICI | 6.62% | 6.12% | +0.49% | $1M |
| RWAY | 0.48% | 0.00% | +0.48% | $96K |
| NMFC | 0.46% | 0.00% | +0.46% | $93K |
| WT | 1.36% | 0.97% | +0.40% | $275K |
| HASI | 1.58% | 1.21% | +0.37% | $318K |
Top Sells (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| SPHY | 0.00% | 10.57% | -10.57% | $0 |
| CIVI | 0.00% | 3.09% | -3.09% | $0 |
| O | 0.00% | 1.92% | -1.92% | $0 |
| TPG | 0.00% | 0.96% | -0.96% | $0 |
| OWL | 3.94% | 4.49% | -0.55% | $795K |
| HPK | 0.97% | 1.44% | -0.47% | $196K |
| CG | 4.52% | 4.95% | -0.43% | $911K |
| HTGC | 3.01% | 3.43% | -0.42% | $607K |
| SLQT | 0.37% | 0.74% | -0.37% | $74K |
| APO | 1.05% | 1.20% | -0.16% | $211K |
| MAIN | 4.96% | 5.06% | -0.10% | $1M |
| CGBD | 1.20% | 1.23% | -0.03% | $242K |
| CSQ | 1.26% | 1.26% | -0.00% | $253K |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 77.5% |
| Real Estate | 13.6% |
| Energy | 6.6% |
| Consumer Cyclical | 2.3% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Mega Cap | 2 | $734K | 3.6% |
| Large Cap | 12 | $5M | 24.2% |
| Mid Cap | 14 | $5M | 26.7% |
| Small Cap | 18 | $8M | 41.1% |
| Micro Cap | 7 | $875K | 4.3% |
Portfolio Analytics
Avg Market Cap
$37.1B
Median Market Cap
$2.3B
Avg P/E
19.4
Median P/E
12.9
Avg Dividend Yield
0.09%
Avg Beta
0.92
# Stocks
35
# ETFs / Funds
18
Top Holdings (53 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | TRIN | 12.47% | 171,103 | $3M | $14.71 | $15K | +318 | +0.2% | |
| 2 | CSWC | 8.59% | 78,364 | $2M | $22.12 | -$3K | -40 | -0.1% | |
| 3 | VICI | 6.62% | 48,872 | $1M | $27.32 | -$46K | -239 | -0.5% | |
| 4 | SM | 5.79% | 37,445 | $1M | $31.18 | — | +37,445 | — | NEW |
| 5 | PSEC | 5.52% | 426,418 | $1M | $2.61 | $8K | -55 | -0.0% | |
| 6 | MAIN | 4.96% | 18,886 | $1M | $52.96 | -$140K | +2 | +0.0% | |
| 7 | CG | 4.52% | 18,827 | $911K | $48.39 | -$205K | -59 | -0.3% | |
| 8 | OWL | 3.94% | 87,098 | $795K | $9.13 | -$217K | +19,329 | +28.5% | |
| 9 | NRZ | 3.10% | 65,970 | $625K | $9.48 | $234K | +30,026 | +83.5% | |
| 10 | HTGC | 3.01% | 41,065 | $607K | $14.77 | -$166K | — | — | |
| 11 | SPY | 2.64% | 820 | $533K | $650.25 | -$26K | +1 | +0.1% | |
| 12 | VWO | 2.06% | 7,686 | $415K | $54.05 | $2K | — | — | |
| 13 | EFA | 2.05% | 4,267 | $414K | $97.12 | $5K | — | — | |
| 14 | DKS | 2.00% | 2,034 | $403K | $198.29 | $651 | — | — | |
| 15 | HASI | 1.58% | 8,663 | $318K | $36.75 | $46K | -16 | -0.2% | |
| 16 | ADX | 1.43% | 13,156 | $288K | $21.89 | -$15K | +167 | +1.3% | |
| 17 | WT | 1.36% | 18,894 | $275K | $14.56 | $57K | +1,003 | +5.6% | |
| 18 | NXDT | 1.35% | 58,453 | $273K | $4.67 | $49K | +34 | +0.1% | |
| 19 | CSQ | 1.26% | 14,794 | $253K | $17.12 | -$30K | +17 | +0.1% | |
| 20 | NIE | 1.25% | 10,789 | $252K | $23.36 | -$14K | +100 | +0.9% | |
| 21 | AWF | 1.24% | 24,526 | $249K | $10.17 | -$9K | +381 | +1.6% | |
| 22 | IIPR | 1.22% | 4,890 | $245K | $50.16 | $14K | — | — | |
| 23 | GDV | 1.21% | 9,078 | $244K | $26.93 | -$7K | +23 | +0.2% | |
| 24 | CGBD | 1.20% | 22,138 | $242K | $10.94 | -$34K | — | — | |
| 25 | EZPW | 1.15% | 9,142 | $232K | $25.38 | — | +9,142 | — | NEW |
| 26 | HYT | 1.13% | 26,663 | $227K | $8.52 | -$9K | +100 | +0.4% | |
| 27 | BTZ | 1.11% | 22,105 | $223K | $10.10 | -$14K | +236 | +1.1% | |
| 28 | EVT | 1.09% | 8,993 | $221K | $24.55 | -$6K | -26 | -0.3% | |
| 29 | HTD | 1.07% | 8,744 | $217K | $24.77 | $10K | -1 | -0.0% | |
| 30 | APO | 1.05% | 1,897 | $211K | $111.40 | -$60K | +21 | +1.1% | |
| 31 | AMT | 1.03% | 1,200 | $207K | $172.58 | -$4K | — | — | |
| 32 | QQQ | 1.00% | 349 | $201K | $576.66 | -$13K | +1 | +0.3% | |
| 33 | ARCC | 0.98% | 11,000 | $198K | $18.02 | — | +11,000 | — | NEW |
| 34 | HPK | 0.97% | 28,354 | $196K | $6.90 | -$128K | -40,000 | -58.5% | |
| 35 | CCAP | 0.90% | 15,000 | $182K | $12.15 | — | +15,000 | — | NEW |
| 36 | RQI | 0.89% | 14,956 | $180K | $12.05 | $10K | +60 | +0.4% | |
| 37 | BIT | 0.80% | 12,908 | $162K | $12.52 | -$4K | +223 | +1.8% | |
| 38 | NAD | 0.67% | 11,715 | $135K | $11.50 | -$11K | -400 | -3.3% | |
| 39 | NEA | 0.66% | 11,798 | $132K | $11.23 | -$9K | -403 | -3.3% | |
| 40 | AFB | 0.65% | 12,204 | $130K | $10.69 | -$6K | -405 | -3.2% | |
| 41 | EIM | 0.64% | 13,213 | $129K | $9.77 | -$3K | -407 | -3.0% | |
| 42 | TEI | 0.63% | 21,009 | $126K | $6.01 | -$9K | +100 | +0.5% | |
| 43 | ORCC | 0.58% | 10,500 | $116K | $11.06 | — | +10,500 | — | NEW |
| 44 | GROW | 0.50% | 41,080 | $102K | $2.48 | $3K | +28 | +0.1% | |
| 45 | CION | 0.49% | 14,600 | $100K | $6.84 | — | +14,600 | — | NEW |
| 46 | RWAY | 0.48% | 14,000 | $96K | $6.87 | — | +14,000 | — | NEW |
| 47 | NMFC | 0.46% | 12,000 | $93K | $7.76 | — | +12,000 | — | NEW |
| 48 | SLQT | 0.37% | 117,917 | $74K | $0.63 | -$92K | — | — | |
| 49 | AFCG | 0.36% | 26,000 | $73K | $2.82 | -$780 | — | — | |
| 50 | O | —% | — | — | — | -$434K | -7,699 | -100.0% | SOLD |
| 51 | SPHY | —% | — | — | — | -$2M | -100,675 | -100.0% | SOLD |
| 52 | TPG | —% | — | — | — | -$217K | -3,400 | -100.0% | SOLD |
| 53 | CIVI | —% | — | — | — | -$697K | -25,732 | -100.0% | SOLD |