Asset Manager
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SMH CAPITAL ADVISORS INC
4200 S. HULEN STE 534, FORT WORTH, TX 76109 • 7132243100
Market Value
$23M
-8.7%
Holdings
45
-4
New Purchases
1
Added To
18
Closed
0
Reduced
16
Top 10 Concentration
61.4%
Turnover
2.2%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| TRIN | 11.09% | 8.49% | +2.61% | $3M |
| CSWC | 7.70% | 6.29% | +1.41% | $2M |
| TPG | 0.96% | 0.00% | +0.96% | $217K |
| CG | 4.95% | 4.10% | +0.85% | $1M |
| VICI | 6.12% | 5.35% | +0.77% | $1M |
| MAIN | 5.06% | 4.30% | +0.75% | $1M |
| HTGC | 3.43% | 2.94% | +0.49% | $773K |
| APO | 1.20% | 0.94% | +0.26% | $272K |
| NXDT | 0.99% | 0.78% | +0.22% | $224K |
| SPY | 2.48% | 2.28% | +0.20% | $559K |
| EFA | 1.82% | 1.62% | +0.19% | $410K |
| PSEC | 4.90% | 4.72% | +0.17% | $1M |
| OWL | 4.49% | 4.33% | +0.16% | $1M |
| NRZ | 1.74% | 1.60% | +0.14% | $392K |
| VWO | 1.83% | 1.70% | +0.13% | $413K |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 77.5% |
| Real Estate | 13.6% |
| Energy | 6.6% |
| Consumer Cyclical | 2.3% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Mega Cap | 2 | $773K | 3.4% |
| Large Cap | 11 | $8M | 36.6% |
| Mid Cap | 12 | $5M | 21.5% |
| Small Cap | 14 | $8M | 34.8% |
| Micro Cap | 6 | $834K | 3.7% |
Portfolio Analytics
Avg Market Cap
$43.0B
Median Market Cap
$2.4B
Avg P/E
18.9
Median P/E
12.8
Avg Dividend Yield
0.08%
Avg Beta
0.95
# Stocks
27
# ETFs / Funds
18
Top Holdings (45 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | TRIN | 11.09% | 170,785 | $3M | $14.65 | $405K | +31,824 | +22.9% | |
| 2 | SPHY | 10.57% | 100,675 | $2M | $23.67 | -$2M | -99,325 | -49.7% | |
| 3 | CSWC | 7.70% | 78,404 | $2M | $22.15 | $182K | +1,895 | +2.5% | |
| 4 | VICI | 6.12% | 49,111 | $1M | $28.12 | $58K | +5,000 | +11.3% | |
| 5 | MAIN | 5.06% | 18,884 | $1M | $60.39 | $77K | +206 | +1.1% | |
| 6 | CG | 4.95% | 18,886 | $1M | $59.11 | $103K | -119 | -0.6% | |
| 7 | PSEC | 4.90% | 426,473 | $1M | $2.59 | -$63K | -12,374 | -2.8% | |
| 8 | OWL | 4.49% | 67,769 | $1M | $14.94 | -$58K | -133 | -0.2% | |
| 9 | HTGC | 3.43% | 41,065 | $773K | $18.82 | $46K | +500 | +1.2% | |
| 10 | CIVI | 3.09% | 25,732 | $697K | $27.09 | -$45K | +1 | — | |
| 11 | SPY | 2.48% | 819 | $559K | $682.32 | -$4K | -5 | -0.6% | |
| 12 | O | 1.92% | 7,699 | $434K | $56.37 | -$12K | +1 | +0.0% | |
| 13 | VWO | 1.83% | 7,686 | $413K | $53.76 | -$7K | +34 | +0.4% | |
| 14 | EFA | 1.82% | 4,267 | $410K | $96.02 | $8K | +17 | +0.4% | |
| 15 | DKS | 1.79% | 2,034 | $403K | $197.97 | -$200K | -689 | -25.3% | |
| 16 | NRZ | 1.74% | 35,944 | $392K | $10.90 | -$3K | — | — | |
| 17 | HPK | 1.44% | 68,354 | $324K | $4.74 | -$134K | -476 | -0.7% | |
| 18 | ADX | 1.34% | 12,989 | $303K | $23.32 | -$4K | -199 | -1.5% | |
| 19 | CSQ | 1.26% | 14,777 | $284K | $19.20 | -$7K | -304 | -2.0% | |
| 20 | CGBD | 1.23% | 22,138 | $277K | $12.49 | -$628 | +213 | +1.0% | |
| 21 | HASI | 1.21% | 8,679 | $273K | $31.43 | -$110K | -5,144 | -37.2% | |
| 22 | APO | 1.20% | 1,876 | $272K | $144.73 | $38K | +1 | +0.1% | |
| 23 | NIE | 1.18% | 10,689 | $266K | $24.92 | -$11K | — | — | |
| 24 | AWF | 1.14% | 24,145 | $258K | $10.69 | -$7K | +56 | +0.2% | |
| 25 | GDV | 1.11% | 9,055 | $251K | $27.77 | $6K | -8 | -0.1% | |
| 26 | BTZ | 1.05% | 21,869 | $237K | $10.83 | -$10K | -254 | -1.1% | |
| 27 | HYT | 1.05% | 26,563 | $236K | $8.90 | -$16K | +3 | +0.0% | |
| 28 | IIPR | 1.03% | 4,890 | $232K | $47.36 | -$14K | — | — | |
| 29 | EVT | 1.01% | 9,019 | $227K | $25.18 | $5K | +20 | +0.2% | |
| 30 | NXDT | 0.99% | 58,419 | $224K | $3.83 | $32K | -1,930 | -3.2% | |
| 31 | WT | 0.97% | 17,891 | $218K | $12.19 | $4K | +6 | +0.0% | |
| 32 | TPG | 0.96% | 3,400 | $217K | $63.84 | — | +3,400 | — | NEW |
| 33 | QQQ | 0.95% | 348 | $214K | $615.17 | -$5K | — | — | |
| 34 | AMT | 0.93% | 1,200 | $211K | $175.57 | -$4K | — | — | |
| 35 | HTD | 0.92% | 8,745 | $207K | $23.66 | -$12K | -59 | -0.7% | |
| 36 | RQI | 0.75% | 14,896 | $170K | $11.42 | -$10K | +25 | +0.2% | |
| 37 | SLQT | 0.74% | 117,917 | $166K | $1.41 | -$80K | -327 | -0.3% | |
| 38 | BIT | 0.73% | 12,685 | $166K | $13.06 | -$2K | +43 | +0.3% | |
| 39 | NAD | 0.65% | 12,115 | $146K | $12.02 | $364 | — | — | |
| 40 | NEA | 0.63% | 12,201 | $142K | $11.63 | -$244 | — | — | |
| 41 | AFB | 0.60% | 12,609 | $136K | $10.82 | -$2K | — | — | |
| 42 | TEI | 0.60% | 20,909 | $135K | $6.45 | $82 | +45 | +0.2% | |
| 43 | EIM | 0.59% | 13,620 | $133K | $9.73 | -$3K | — | — | |
| 44 | GROW | 0.44% | 41,052 | $99K | $2.41 | -$129K | -50,405 | -55.1% | |
| 45 | AFCG | 0.33% | 26,000 | $74K | $2.85 | -$10K | — | — |
New Positions
| Symbol | Value | % Port |
|---|---|---|
| TPG | $217K | 0.96% |