Asset Manager
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SMH CAPITAL ADVISORS INC
4200 S. HULEN STE 534, FORT WORTH, TX 76109 • 7132243100
Market Value
$16.9B
-11.1%
Holdings
44
-4
New Purchases
1
Added To
18
Closed
0
Reduced
16
Top 10 Concentration
72.8%
Turnover
2.3%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| TRIN | 14.80% | 11.03% | +3.77% | $2.5B |
| CSWC | 10.27% | 8.18% | +2.10% | $1.7B |
| IIPR | 1.37% | 0.00% | +1.37% | $232M |
| VICI | 8.17% | 6.96% | +1.21% | $1.4B |
| HTGC | 4.57% | 3.82% | +0.75% | $773M |
| PSEC | 6.53% | 6.14% | +0.40% | $1.1B |
| OWL | 5.99% | 5.63% | +0.36% | $1.0B |
| NXDT | 1.32% | 1.01% | +0.31% | $224M |
| RITM-PD | 2.32% | 2.07% | +0.24% | $392M |
| CIVI | 4.12% | 3.90% | +0.22% | $697M |
| GDV | 1.49% | 1.29% | +0.20% | $251M |
| CGBD | 1.64% | 1.46% | +0.18% | $277M |
| ADX | 1.79% | 1.61% | +0.18% | $303M |
| EVT | 1.34% | 1.17% | +0.18% | $227M |
| WT | 1.29% | 1.12% | +0.17% | $218M |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 77.5% |
| Real Estate | 13.6% |
| Energy | 6.6% |
| Consumer Cyclical | 2.3% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Mega Cap | 2 | $773K | 0.0% |
| Large Cap | 12 | $5.2B | 30.6% |
| Mid Cap | 10 | $3.1B | 18.3% |
| Small Cap | 15 | $7.9B | 47.0% |
| Micro Cap | 5 | $698M | 4.1% |
Portfolio Analytics
Avg Market Cap
$41.8B
Median Market Cap
$2.6B
Avg P/E
23.9
Median P/E
12.5
Avg Dividend Yield
0.08%
Avg Beta
0.94
# Stocks
26
# ETFs / Funds
18
Top Holdings (44 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | TRIN | 14.80% | 170,785 | $2.5B | $14,650.04 | $405M | +31,824 | +22.9% | |
| 2 | SPHY | 14.10% | 100,675 | $2.4B | $23,670.00 | -$2.4B | -99,325 | -49.7% | |
| 3 | CSWC | 10.27% | 78,404 | $1.7B | $22,149.86 | $182M | +1,895 | +2.5% | |
| 4 | VICI | 8.17% | 49,111 | $1.4B | $28,119.93 | $58M | +5,000 | +11.3% | |
| 5 | PSEC | 6.53% | 426,473 | $1.1B | $2,590.00 | -$63M | -12,374 | -2.8% | |
| 6 | OWL | 5.99% | 67,769 | $1.0B | $14,940.00 | -$58M | -133 | -0.2% | |
| 7 | HTGC | 4.57% | 41,065 | $773M | $18,819.99 | $46M | +500 | +1.2% | |
| 8 | CIVI | 4.12% | 25,732 | $697M | $27,089.77 | -$45M | +1 | — | |
| 9 | RITM-PD | 2.32% | 35,944 | $392M | $10,900.12 | -$3M | — | — | |
| 10 | HPK | 1.92% | 68,354 | $324M | $4,740.00 | -$134M | -476 | -0.7% | |
| 11 | ADX | 1.79% | 12,989 | $303M | $23,320.81 | -$4M | -199 | -1.5% | |
| 12 | CSQ | 1.68% | 14,777 | $284M | $19,199.43 | -$7M | -304 | -2.0% | |
| 13 | CGBD | 1.64% | 22,138 | $277M | $12,490.02 | -$628K | +213 | +1.0% | |
| 14 | HASI | 1.61% | 8,679 | $273M | $31,431.50 | -$110M | -5,144 | -37.2% | |
| 15 | AWF | 1.53% | 24,145 | $258M | $10,690.16 | -$7M | +56 | +0.2% | |
| 16 | GDV | 1.49% | 9,055 | $251M | $27,768.53 | $6M | -8 | -0.1% | |
| 17 | BTZ | 1.40% | 21,869 | $237M | $10,829.76 | -$10M | -254 | -1.1% | |
| 18 | HYT | 1.40% | 26,563 | $236M | $8,899.86 | -$16M | +3 | +0.0% | |
| 19 | IIPR | 1.37% | 4,890 | $232M | $47,359.92 | $231M | — | — | |
| 20 | EVT | 1.34% | 9,019 | $227M | $25,179.51 | $5M | +20 | +0.2% | |
| 21 | NXDT | 1.32% | 58,419 | $224M | $3,829.99 | $32M | -1,930 | -3.2% | |
| 22 | WT | 1.29% | 17,891 | $218M | $12,189.76 | $4M | +6 | +0.0% | |
| 23 | HTD | 1.22% | 8,745 | $207M | $23,661.29 | -$12M | -59 | -0.7% | |
| 24 | RQI | 1.01% | 14,896 | $170M | $11,419.71 | -$10M | +25 | +0.2% | |
| 25 | SLQT | 0.98% | 117,917 | $166M | $1,410.00 | -$80M | -327 | -0.3% | |
| 26 | BIT | 0.98% | 12,685 | $166M | $13,059.76 | -$2M | +43 | +0.3% | |
| 27 | NAD | 0.86% | 12,115 | $146M | $12,019.81 | $364K | — | — | |
| 28 | NEA | 0.84% | 12,201 | $142M | $11,630.28 | -$244K | — | — | |
| 29 | AFB | 0.81% | 12,609 | $136M | $10,819.89 | -$2M | — | — | |
| 30 | TEI | 0.80% | 20,909 | $135M | $6,449.90 | $82K | +45 | +0.2% | |
| 31 | EIM | 0.78% | 13,620 | $133M | $9,729.81 | -$3M | — | — | |
| 32 | GROW | 0.59% | 41,052 | $99M | $2,409.97 | -$129M | -50,405 | -55.1% | |
| 33 | AFCG | 0.44% | 26,000 | $74M | $2,850.00 | -$10M | — | — | |
| 34 | MAIN | 0.01% | 18,884 | $1M | $60.39 | $77K | +206 | +1.1% | |
| 35 | CG | 0.01% | 18,886 | $1M | $59.11 | $103K | -119 | -0.6% | |
| 36 | SPY | —% | 819 | $559K | $682.32 | -$4K | -5 | -0.6% | |
| 37 | O | —% | 7,699 | $434K | $56.37 | -$12K | +1 | +0.0% | |
| 38 | VWO | —% | 7,686 | $413K | $53.76 | -$7K | +34 | +0.4% | |
| 39 | EFA | —% | 4,267 | $410K | $96.02 | $8K | +17 | +0.4% | |
| 40 | DKS | —% | 2,034 | $403K | $197.97 | -$200K | -689 | -25.3% | |
| 41 | APO | —% | 1,876 | $272K | $144.73 | $38K | +1 | +0.1% | |
| 42 | TPG | —% | 3,400 | $217K | $63.84 | — | +3,400 | — | NEW |
| 43 | QQQ | —% | 348 | $214K | $615.17 | -$5K | — | — | |
| 44 | AMT | —% | 1,200 | $211K | $175.57 | -$4K | — | — |
New Positions
| Symbol | Value | % Port |
|---|---|---|
| TPG | $217K | —% |