PTMN Institutional Ownership
Portman Ridge Finance Corporation
1W: -1.1%
1M: -0.5%
3M: -0.2%
1Y: -23.5%
3Y: -15.8%
5Y: +83.9%
$12.27
Last traded 2025-09-19 — delisted
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Institutional Ownership — PTMN
54
Institutional Holders
-5 vs prior quarter
0.0%
Ownership
+0.00pp
$11M
Total Invested
3
New Positions
12
Increased
26
Reduced
13
Closed
1.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (61 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 378,412 | $$5M | — | +0.0% | 20Q | SEC ↗ |
| 2 | JB CAPITAL PARTNERS LP | 197,036 | $$2M | +29,589 | +17.7% | 4Q | SEC ↗ |
| 3 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 157,910 | $$2M | +71,157 | +82.0% | 4Q | SEC ↗ |
| 4 | MARSHALL WACE, LLP | 98,879 | $$1M | +29,218 | +41.9% | 5Q | SEC ↗ |
| 5 | RAYMOND JAMES FINANCIAL INC | 94,495 | $$1M | -10,922 | -10.4% | 7Q | SEC ↗ |
| 6 | Legal & General Group Plc | 93,881 | $$1M | — | +0.0% | 20Q | SEC ↗ |
| 7 | Founders Financial Alliance, LLC | 80,706 | $$990K | -2,311 | -2.8% | 11Q | SEC ↗ |
| 8 | Curi Capital, LLC | 65,000 | $$798K | +27,200 | +72.0% | 3Q | SEC ↗ |
| 9 | GABLES CAPITAL MANAGEMENT INC. | 46,531 | $$571K | -540 | -1.1% | 20Q | SEC ↗ |
| 10 | Triumph Capital Management NEW | 41,562 | $$510K | — | +0.0% | 1Q | SEC ↗ |
| 11 | Virtus Investment Advisers, LLC | 39,887 | $$489K | +7,057 | +21.5% | 6Q | SEC ↗ |
| 12 | Trexquant Investment LP | 38,986 | $$478K | +15,530 | +66.2% | 2Q | SEC ↗ |
| 13 | CITADEL ADVISORS LLC NEW | 33,515 | $$411K | — | +0.0% | 1Q | SEC ↗ |
| 14 | XTX Topco Ltd | 32,411 | $$398K | +6,841 | +26.8% | 3Q | SEC ↗ |
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 26,783 | $$329K | -10,278 | -27.7% | 3Q | SEC ↗ |
| 16 | MORGAN STANLEY | 23,157 | $$284K | -6,790 | -22.7% | 20Q | SEC ↗ |
| 17 | BANK OF AMERICA CORP /DE | 21,473 | $$263K | +26 | +0.1% | 15Q | SEC ↗ |
| 18 | Accordant Advisory Group Inc | 16,060 | $$197K | — | +0.0% | 8Q | SEC ↗ |
| 19 | Closed-End Fund Advisors, Inc. | 13,265 | $$163K | +2,650 | +25.0% | 3Q | SEC ↗ |
| 20 | LPL Financial LLC | 12,502 | $$153K | +1,152 | +10.1% | 4Q | SEC ↗ |
| 21 | Ethos Financial Group, LLC | 11,038 | $$135K | -1,282 | -10.4% | 6Q | SEC ↗ |
| 22 | UBS Group AG | 10,912 | $$134K | +4,796 | +78.4% | 20Q | SEC ↗ |
| 23 | Perigon Wealth Management, LLC | 10,500 | $$129K | — | +0.0% | 4Q | SEC ↗ |
| 24 | HRT FINANCIAL LP | 10,050 | $$123K | -162 | -1.6% | 2Q | SEC ↗ |
| 25 | BI Asset Management Fondsmaeglerselska | 7,856 | $$96K | -19,858 | -71.7% | 9Q | SEC ↗ |
| 26 | Eagle Point Credit Management LLC | 3,634 | $$45K | — | +0.0% | 3Q | SEC ↗ |
| 27 | JPMORGAN CHASE & CO | 2,224 | $$27K | -2,572 | -53.6% | 14Q | SEC ↗ |
| 28 | OSAIC HOLDINGS, INC. | 1,468 | $$18K | -400 | -21.4% | 20Q | SEC ↗ |
| 29 | Daytona Street Capital LLC | 1,372 | $$17K | — | +0.0% | 3Q | SEC ↗ |
| 30 | Burk Holdings LLC | 1,200 | $$15K | — | +0.0% | 2Q | SEC ↗ |
| 31 | ROYAL BANK OF CANADA | 1,129 | $$14K | -2,605 | -69.8% | 20Q | SEC ↗ |
| 32 | SIGNATUREFD, LLC | 1,000 | $$12K | — | +0.0% | 20Q | SEC ↗ |
| 33 | WELLS FARGO & COMPANY/MN | 875 | $$11K | -1 | -0.1% | 20Q | SEC ↗ |
| 34 | SIMPLEX TRADING, LLC | 719 | $$9K | -1,545 | -68.2% | 3Q | SEC ↗ |
| 35 | IFP Advisors, Inc | 457 | $$6K | — | +0.0% | 8Q | SEC ↗ |
| 36 | Community Financial Services Group, LL | 127 | $$2K | — | +0.0% | 2Q | SEC ↗ |
| 37 | Golden State Wealth Management, LLC | 100 | $$1K | — | +0.0% | 7Q | SEC ↗ |
| 38 | Larson Financial Group LLC | 99 | $$1K | — | +0.0% | 3Q | SEC ↗ |
| 39 | Integrated Wealth Concepts LLC NEW | 40 | $$0K | — | +0.0% | 1Q | SEC ↗ |
| 40 | Caitong International Asset Management | 9 | $$0K | +7 | +350.0% | 2Q | SEC ↗ |
| 41 | BlackRock, Inc. | 9 | $$0K | — | +0.0% | 8Q | SEC ↗ |
| 42 | Allworth Financial LP | 0 | $$0K | -3 | -100.0% | 1Q | SEC ↗ |
| 43 | Arlington Trust Co LLC | 0 | $$0K | -2,468 | -100.0% | 9Q | SEC ↗ |
| 44 | DHJJ Financial Advisors, Ltd. | 0 | $$0K | -404 | -100.0% | 1Q | SEC ↗ |
| 45 | Cruiser Capital Advisors, LLC | 0 | $$0K | -20,435 | -100.0% | 2Q | SEC ↗ |
| 46 | TWO SIGMA INVESTMENTS, LP | 0 | $$0K | -25,344 | -100.0% | 12Q | SEC ↗ |
| 47 | DELTEC ASSET MANAGEMENT LLC | 0 | $$0K | -22,222 | -100.0% | 19Q | SEC ↗ |
| 48 | GatePass Capital, LLC | 0 | $$0K | -39,700 | -100.0% | 2Q | SEC ↗ |
| 49 | PUNCH & ASSOCIATES INVESTMENT MANAGEME | 0 | $$0K | -117,950 | -100.0% | 3Q | SEC ↗ |
| 50 | Marex Group plc | 0 | $$0K | -12,722 | -100.0% | 4Q | SEC ↗ |
Recent Activity
New Positions (3)
| Holder | Shares | Value |
|---|---|---|
| Triumph Capital Management | 41,562 | $$510K |
| CITADEL ADVISORS LLC | 33,515 | $$411K |
| Integrated Wealth Concepts LLC | 40 | $$0K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAG | 117,950 | $$1M |
| GatePass Capital, LLC | 39,700 | $$487K |
| TWO SIGMA INVESTMENTS, LP | 25,344 | $$311K |
| OXFORD ASSET MANAGEMENT LLP | 24,257 | $$298K |
| MILLENNIUM MANAGEMENT LLC | 24,255 | $$298K |
| CONFLUENCE INVESTMENT MANAGEMENT LL | 24,018 | $$295K |
| Vident Advisory, LLC | 23,066 | $$283K |
| DELTEC ASSET MANAGEMENT LLC | 22,222 | $$273K |
| JANE STREET GROUP, LLC | 21,292 | $$261K |
| Cruiser Capital Advisors, LLC | 20,435 | $$251K |
| Marex Group plc | 12,722 | $$156K |
| Jump Financial, LLC | 10,600 | $$130K |
| Redhawk Wealth Advisors, Inc. | 10,204 | $$125K |
| Laurel Wealth Advisors LLC | 7,093 | $$87K |
| BNP PARIBAS FINANCIAL MARKETS | 3,152 | $$39K |
| Arlington Trust Co LLC | 2,468 | $$30K |
| DHJJ Financial Advisors, Ltd. | 404 | $$5K |
| Newbridge Financial Services Group, | 88 | $$1K |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | 30 | $$0K |
| Allworth Financial LP | 3 | $$0K |
Biggest Increases (12)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICE | +71,157 | +82.0% | 157,910 |
| JB CAPITAL PARTNERS LP | +29,589 | +17.7% | 197,036 |
| MARSHALL WACE, LLP | +29,218 | +41.9% | 98,879 |
| Curi Capital, LLC | +27,200 | +72.0% | 65,000 |
| Trexquant Investment LP | +15,530 | +66.2% | 38,986 |
| Virtus Investment Advisers, LLC | +7,057 | +21.5% | 39,887 |
| XTX Topco Ltd | +6,841 | +26.8% | 32,411 |
| UBS Group AG | +4,796 | +78.4% | 10,912 |
| Closed-End Fund Advisors, Inc. | +2,650 | +25.0% | 13,265 |
| LPL Financial LLC | +1,152 | +10.1% | 12,502 |
| BANK OF AMERICA CORP /DE | +26 | +0.1% | 21,473 |
| Caitong International Asset Managem | +7 | +350.0% | 9 |
Biggest Decreases (13)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| BI Asset Management Fondsmaeglersel | -19,858 | -71.7% | 7,856 |
| RAYMOND JAMES FINANCIAL INC | -10,922 | -10.4% | 94,495 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | -10,278 | -27.7% | 26,783 |
| MORGAN STANLEY | -6,790 | -22.7% | 23,157 |
| ROYAL BANK OF CANADA | -2,605 | -69.8% | 1,129 |
| JPMORGAN CHASE & CO | -2,572 | -53.6% | 2,224 |
| Founders Financial Alliance, LLC | -2,311 | -2.8% | 80,706 |
| SIMPLEX TRADING, LLC | -1,545 | -68.2% | 719 |
| Ethos Financial Group, LLC | -1,282 | -10.4% | 11,038 |
| GABLES CAPITAL MANAGEMENT INC. | -540 | -1.1% | 46,531 |
| OSAIC HOLDINGS, INC. | -400 | -21.4% | 1,468 |
| HRT FINANCIAL LP | -162 | -1.6% | 10,050 |
| WELLS FARGO & COMPANY/MN | -1 | -0.1% | 875 |