TCPC Institutional Ownership
BlackRock TCP Capital Corp.
1W: +1.0%
1M: +3.8%
3M: +24.8%
YTD: -25.6%
1Y: -25.4%
3Y: -45.1%
5Y: -48.4%
$4.13
+0.22 (+5.63%)
After Hours: $4.08 (-0.05, -1.21%)
Weekly Expected Move ±3.6%
$4
$4
$4
$4
$4
Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: $82.9M held by 26 funds, 306 bp over Treasuries → details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
Bond figures are fund-reported marks (SEC N-PORT) as of Jul 2026. How these are computed.
Bond figures are fund-reported marks (SEC N-PORT) as of Jul 2026. How these are computed.
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Institutional Ownership — TCPC
145
Institutional Holders
-9 vs prior quarter
0.0%
Ownership
+0.00pp
$71M
Total Invested
27
New Positions
36
Increased
51
Reduced
27
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (37 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Next Capital Management LLC NEW | 3,130,285 | $13M | +3,130,285 | — | 1Q | SEC ↗ |
| 2 | TRANSCEND CAPITAL ADVISORS, LLC NEW | 899,089 | $4M | +899,089 | — | 1Q | SEC ↗ |
| 3 | Advisors Asset Management, Inc. NEW | 288,240 | $1M | +288,240 | — | 1Q | SEC ↗ |
| 4 | GatePass Capital, LLC | 283,070 | $1M | +5,850 | +2.1% | 2Q | SEC ↗ |
| 5 | Muzinich & Co., Inc. NEW | 279,505 | $1M | +279,505 | — | 1Q | SEC ↗ |
| 6 | United Advisor Group, LLC NEW | 89,738 | $371K | +89,738 | — | 1Q | SEC ↗ |
| 7 | Almitas Capital LLC NEW | 85,000 | $351K | +85,000 | — | 1Q | SEC ↗ |
| 8 | WELLS FARGO & COMPANY/MN NEW | 65,855 | $272K | +65,855 | — | 1Q | SEC ↗ |
| 9 | D.A. DAVIDSON & CO. | 52,719 | $218K | -13,158 | -20.0% | 2Q | SEC ↗ |
| 10 | INDEPENDENT FINANCIAL GROUP, LLC | 50,610 | $209K | +26,578 | +110.6% | 2Q | SEC ↗ |
| 11 | CITADEL ADVISORS LLC NEW | 40,743 | $168K | +40,743 | — | 1Q | SEC ↗ |
| 12 | ENVESTNET ASSET MANAGEMENT INC NEW | 33,423 | $138K | +33,423 | — | 1Q | SEC ↗ |
| 13 | Mallini Complete Financial Planning LL | 26,003 | $107K | +632 | +2.5% | 3Q | SEC ↗ |
| 14 | Pathstone Holdings, LLC NEW | 25,206 | $104K | +25,206 | — | 1Q | SEC ↗ |
| 15 | SMH CAPITAL ADVISORS INC NEW | 24,717 | $102K | +24,717 | — | 1Q | SEC ↗ |
| 16 | M&T BANK CORP NEW | 24,122 | $100K | +24,122 | — | 1Q | SEC ↗ |
| 17 | AMERIPRISE FINANCIAL INC NEW | 20,513 | $85K | +20,513 | — | 1Q | SEC ↗ |
| 18 | Prospera Financial Services Inc | 14,200 | $59K | -279 | -1.9% | 2Q | SEC ↗ |
| 19 | Ignite Planners, LLC NEW | 14,136 | $58K | +14,136 | — | 1Q | SEC ↗ |
| 20 | IMC-Chicago, LLC | 13,301 | $55K | -7,778 | -36.9% | 2Q | SEC ↗ |
| 21 | WealthTrust Axiom LLC NEW | 12,500 | $52K | +12,500 | — | 1Q | SEC ↗ |
| 22 | Schonfeld Strategic Advisors LLC NEW | 12,400 | $51K | +12,400 | — | 1Q | SEC ↗ |
| 23 | Accel Wealth Management | 12,000 | $50K | — | +0.0% | 3Q | SEC ↗ |
| 24 | Bogart Wealth, LLC | 11,812 | $49K | — | +0.0% | 2Q | SEC ↗ |
| 25 | OPPENHEIMER & CO INC NEW | 11,800 | $49K | +11,800 | — | 1Q | SEC ↗ |
| 26 | State of Alaska, Department of Revenue | 4,070 | $17K | — | +0.0% | 2Q | SEC ↗ |
| 27 | COMPASS FINANCIAL MANAGEMENT LLC NEW | 3,869 | $16K | +3,869 | — | 1Q | SEC ↗ |
| 28 | Triumph Capital Management NEW | 2,517 | $10K | +2,517 | — | 1Q | SEC ↗ |
| 29 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT NEW | 623 | $3K | +623 | — | 1Q | SEC ↗ |
| 30 | ESL Trust Services, LLC NEW | 600 | $2K | +600 | — | 1Q | SEC ↗ |
| 31 | Johnson Financial Group, Inc. NEW | 417 | $2K | +417 | — | 1Q | SEC ↗ |
| 32 | Community Financial Services Group, LL | 292 | $1K | — | +0.0% | 3Q | SEC ↗ |
| 33 | TD Waterhouse Canada Inc. NEW | 215 | $1K | +215 | — | 1Q | SEC ↗ |
| 34 | BOKF, NA | 208 | $1K | — | +0.0% | 2Q | SEC ↗ |
| 35 | IFP Advisors, Inc | 200 | $1K | — | +0.0% | 3Q | SEC ↗ |
| 36 | NORTH POINT PORTFOLIO MANAGERS CORP/OH NEW | 100 | $0K | +100 | — | 1Q | SEC ↗ |
| 37 | JFS WEALTH ADVISORS, LLC NEW | 80 | $0K | +80 | — | 1Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| Next Capital Management LLC | 3,130,285 | $13M |
| TRANSCEND CAPITAL ADVISORS, LLC | 899,089 | $4M |
| Advisors Asset Management, Inc. | 288,240 | $1M |
| Muzinich & Co., Inc. | 279,505 | $1M |
| United Advisor Group, LLC | 89,738 | $371K |
| Almitas Capital LLC | 85,000 | $351K |
| WELLS FARGO & COMPANY/MN | 65,855 | $272K |
| CITADEL ADVISORS LLC | 40,743 | $168K |
| ENVESTNET ASSET MANAGEMENT INC | 33,423 | $138K |
| Pathstone Holdings, LLC | 25,206 | $104K |
| SMH CAPITAL ADVISORS INC | 24,717 | $102K |
| M&T BANK CORP | 24,122 | $100K |
| AMERIPRISE FINANCIAL INC | 20,513 | $85K |
| Ignite Planners, LLC | 14,136 | $58K |
| WealthTrust Axiom LLC | 12,500 | $52K |
| Schonfeld Strategic Advisors LLC | 12,400 | $51K |
| OPPENHEIMER & CO INC | 11,800 | $49K |
| COMPASS FINANCIAL MANAGEMENT LLC | 3,869 | $16K |
| Triumph Capital Management | 2,517 | $10K |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | 623 | $3K |
Sold Out (0)
No sold-out positions this quarter.
Biggest Increases (3)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | +26,578 | +110.6% | 50,610 |
| GatePass Capital, LLC | +5,850 | +2.1% | 283,070 |
| Mallini Complete Financial Planning | +632 | +2.5% | 26,003 |
Biggest Decreases (3)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| D.A. DAVIDSON & CO. | -13,158 | -20.0% | 52,719 |
| IMC-Chicago, LLC | -7,778 | -36.9% | 13,301 |
| Prospera Financial Services Inc | -279 | -1.9% | 14,200 |