WHF Institutional Ownership
WhiteHorse Finance, Inc.
1W: -0.8%
1M: -1.3%
3M: +6.1%
YTD: -0.1%
1Y: +6.2%
3Y: -22.7%
5Y: -21.4%
$6.98
+0.12 (+1.75%)
Weekly Expected Move ±4.5%
$6
$7
$7
$7
$8
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Institutional Ownership — WHF
58
Institutional Holders
-6 vs prior quarter
0.0%
Ownership
+0.00pp
$22M
Total Invested
9
New Positions
15
Increased
24
Reduced
8
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (70 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Lalia Capital, LLC | 712,769 | $$5M | +23,664 | +3.4% | 3Q | SEC ↗ |
| 2 | TWO SIGMA INVESTMENTS, LP | 430,600 | $$3M | -4,972 | -1.1% | 32Q | SEC ↗ |
| 3 | Ethos Financial Group, LLC | 360,532 | $$3M | +116,592 | +47.8% | 6Q | SEC ↗ |
| 4 | CastleKnight Management LP | 205,656 | $$1M | -86,800 | -29.7% | 3Q | SEC ↗ |
| 5 | BANK OF AMERICA CORP /DE | 185,006 | $$1M | +2 | +0.0% | 15Q | SEC ↗ |
| 6 | Legal & General Group Plc | 174,879 | $$1M | +5,805 | +3.4% | 27Q | SEC ↗ |
| 7 | BANK OF MONTREAL /CAN | 114,842 | $$802K | — | +0.0% | 4Q | SEC ↗ |
| 8 | RAYMOND JAMES FINANCIAL INC | 105,501 | $$736K | +83,075 | +370.4% | 7Q | SEC ↗ |
| 9 | Blue Trust, Inc. | 95,601 | $$667K | — | +0.0% | 17Q | SEC ↗ |
| 10 | Trexquant Investment LP | 90,532 | $$632K | +23,046 | +34.1% | 3Q | SEC ↗ |
| 11 | LPL Financial LLC | 75,986 | $$530K | +6,221 | +8.9% | 17Q | SEC ↗ |
| 12 | BlackRock, Inc. | 71,135 | $$497K | -1,811 | -2.5% | 8Q | SEC ↗ |
| 13 | Sound Income Strategies, LLC | 70,994 | $$496K | -1,817 | -2.5% | 29Q | SEC ↗ |
| 14 | UBS Group AG | 57,392 | $$401K | +25,857 | +82.0% | 47Q | SEC ↗ |
| 15 | MARSHALL WACE, LLP | 55,073 | $$384K | -21,193 | -27.8% | 2Q | SEC ↗ |
| 16 | BASSO CAPITAL MANAGEMENT, L.P. | 52,500 | $$366K | -7,500 | -12.5% | 15Q | SEC ↗ |
| 17 | Cambridge Investment Research Advisors | 45,609 | $$318K | -1,560 | -3.3% | 28Q | SEC ↗ |
| 18 | Closed-End Fund Advisors, Inc. | 44,996 | $$314K | +175 | +0.4% | 3Q | SEC ↗ |
| 19 | O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 44,403 | $$310K | +27,505 | +162.8% | 3Q | SEC ↗ |
| 20 | GABLES CAPITAL MANAGEMENT INC. | 43,865 | $$306K | -7,109 | -13.9% | 34Q | SEC ↗ |
| 21 | Virtus Investment Advisers, LLC | 41,578 | $$290K | -18,988 | -31.4% | 6Q | SEC ↗ |
| 22 | Snowden Capital Advisors LLC | 30,473 | $$213K | +1,256 | +4.3% | 7Q | SEC ↗ |
| 23 | DIMENSION CAPITAL MANAGEMENT LLC | 28,337 | $$198K | — | +0.0% | 21Q | SEC ↗ |
| 24 | CANADA LIFE ASSURANCE Co | 25,023 | $$175K | +613 | +2.5% | 27Q | SEC ↗ |
| 25 | Vident Advisory, LLC | 24,281 | $$169K | +1,038 | +4.5% | 2Q | SEC ↗ |
| 26 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 22,208 | $$155K | -15,718 | -41.4% | 5Q | SEC ↗ |
| 27 | NOMURA HOLDINGS INC NEW | 20,000 | $$140K | — | +0.0% | 1Q | SEC ↗ |
| 28 | Stonebridge Financial Group, LLC/CA NEW | 18,915 | $$132K | — | +0.0% | 1Q | SEC ↗ |
| 29 | NewEdge Wealth, LLC | 17,408 | $$122K | +597 | +3.6% | 12Q | SEC ↗ |
| 30 | Powell Investment Advisors, LLC | 12,033 | $$84K | — | +0.0% | 23Q | SEC ↗ |
| 31 | Northstar Advisory Group, LLC | 11,777 | $$82K | +380 | +3.3% | 5Q | SEC ↗ |
| 32 | NORDEN GROUP LLC | 11,000 | $$77K | — | +0.0% | 3Q | SEC ↗ |
| 33 | LSV ASSET MANAGEMENT | 9,900 | $$69K | — | +0.0% | 14Q | SEC ↗ |
| 34 | BI Asset Management Fondsmaeglerselska | 6,276 | $$44K | -42,211 | -87.1% | 9Q | SEC ↗ |
| 35 | ROYAL BANK OF CANADA | 5,735 | $$40K | -6,909 | -54.6% | 25Q | SEC ↗ |
| 36 | MORGAN STANLEY | 5,407 | $$38K | -29,589 | -84.5% | 55Q | SEC ↗ |
| 37 | HIGHLINE WEALTH PARTNERS LLC NEW | 3,270 | $$23K | — | +0.0% | 1Q | SEC ↗ |
| 38 | OSAIC HOLDINGS, INC. | 2,871 | $$20K | -12,052 | -80.8% | 26Q | SEC ↗ |
| 39 | JPMORGAN CHASE & CO NEW | 1,937 | $$14K | — | +0.0% | 1Q | SEC ↗ |
| 40 | SIMPLEX TRADING, LLC | 1,494 | $$10K | -85 | -5.4% | 3Q | SEC ↗ |
| 41 | GROUP ONE TRADING LLC NEW | 1,152 | $$8K | — | +0.0% | 1Q | SEC ↗ |
| 42 | BNP PARIBAS FINANCIAL MARKETS NEW | 889 | $$6K | — | +0.0% | 1Q | SEC ↗ |
| 43 | Farther Finance Advisors, LLC | 775 | $$5K | -331 | -29.9% | 4Q | SEC ↗ |
| 44 | WELLS FARGO & COMPANY/MN | 255 | $$2K | — | +0.0% | 36Q | SEC ↗ |
| 45 | INTERNATIONAL ASSETS INVESTMENT MANAGE | 200 | $$1K | — | +0.0% | 3Q | SEC ↗ |
| 46 | JFS WEALTH ADVISORS, LLC NEW | 85 | $$1K | — | +0.0% | 1Q | SEC ↗ |
| 47 | Hilton Head Capital Partners, LLC | 65 | $$0K | — | +0.0% | 2Q | SEC ↗ |
| 48 | Steward Partners Investment Advisory, NEW | 14 | $$0K | — | +0.0% | 1Q | SEC ↗ |
| 49 | Caitong International Asset Management NEW | 4 | $$0K | — | +0.0% | 1Q | SEC ↗ |
| 50 | XTX Topco Ltd | 0 | $$0K | -29,785 | -100.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (9)
| Holder | Shares | Value |
|---|---|---|
| NOMURA HOLDINGS INC | 20,000 | $$140K |
| Stonebridge Financial Group, LLC/CA | 18,915 | $$132K |
| HIGHLINE WEALTH PARTNERS LLC | 3,270 | $$23K |
| JPMORGAN CHASE & CO | 1,937 | $$14K |
| GROUP ONE TRADING LLC | 1,152 | $$8K |
| BNP PARIBAS FINANCIAL MARKETS | 889 | $$6K |
| JFS WEALTH ADVISORS, LLC | 85 | $$1K |
| Steward Partners Investment Advisor | 14 | $$0K |
| Caitong International Asset Managem | 4 | $$0K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| JANE STREET GROUP, LLC | 133,724 | $$933K |
| VICTORY CAPITAL MANAGEMENT INC | 63,291 | $$442K |
| Advisors Asset Management, Inc. | 60,824 | $$425K |
| Quadrature Capital Ltd | 48,840 | $$341K |
| XTX Topco Ltd | 29,785 | $$208K |
| Campbell & CO Investment Adviser LL | 25,836 | $$180K |
| Qube Research & Technologies Ltd | 23,952 | $$167K |
| HRT FINANCIAL LP | 19,922 | $$139K |
| GatePass Capital, LLC | 19,100 | $$133K |
| Dynamic Technology Lab Private Ltd | 17,955 | $$125K |
| TWO SIGMA SECURITIES, LLC | 17,337 | $$121K |
| NORTHERN TRUST CORP | 16,908 | $$118K |
| Mariner, LLC | 13,659 | $$95K |
| Kestra Advisory Services, LLC | 6,389 | $$45K |
| Advisory Services Network, LLC | 3,728 | $$26K |
| Rockefeller Capital Management L.P. | 1,100 | $$8K |
| Key Capital Management, INC | 555 | $$4K |
| CWM, LLC | 200 | $$1K |
| DELTA ASSET MANAGEMENT LLC/TN | 15 | $$0K |
| Allworth Financial LP | 5 | $$0K |
Biggest Increases (15)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Ethos Financial Group, LLC | +116,592 | +47.8% | 360,532 |
| RAYMOND JAMES FINANCIAL INC | +83,075 | +370.4% | 105,501 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | +27,505 | +162.8% | 44,403 |
| UBS Group AG | +25,857 | +82.0% | 57,392 |
| Lalia Capital, LLC | +23,664 | +3.4% | 712,769 |
| Trexquant Investment LP | +23,046 | +34.1% | 90,532 |
| LPL Financial LLC | +6,221 | +8.9% | 75,986 |
| Legal & General Group Plc | +5,805 | +3.4% | 174,879 |
| Snowden Capital Advisors LLC | +1,256 | +4.3% | 30,473 |
| Vident Advisory, LLC | +1,038 | +4.5% | 24,281 |
| CANADA LIFE ASSURANCE Co | +613 | +2.5% | 25,023 |
| NewEdge Wealth, LLC | +597 | +3.6% | 17,408 |
| Northstar Advisory Group, LLC | +380 | +3.3% | 11,777 |
| Closed-End Fund Advisors, Inc. | +175 | +0.4% | 44,996 |
| BANK OF AMERICA CORP /DE | +2 | +0.0% | 185,006 |
Biggest Decreases (16)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| CastleKnight Management LP | -86,800 | -29.7% | 205,656 |
| BI Asset Management Fondsmaeglersel | -42,211 | -87.1% | 6,276 |
| MORGAN STANLEY | -29,589 | -84.5% | 5,407 |
| MARSHALL WACE, LLP | -21,193 | -27.8% | 55,073 |
| Virtus Investment Advisers, LLC | -18,988 | -31.4% | 41,578 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | -15,718 | -41.4% | 22,208 |
| OSAIC HOLDINGS, INC. | -12,052 | -80.8% | 2,871 |
| BASSO CAPITAL MANAGEMENT, L.P. | -7,500 | -12.5% | 52,500 |
| GABLES CAPITAL MANAGEMENT INC. | -7,109 | -13.9% | 43,865 |
| ROYAL BANK OF CANADA | -6,909 | -54.6% | 5,735 |
| TWO SIGMA INVESTMENTS, LP | -4,972 | -1.1% | 430,600 |
| Sound Income Strategies, LLC | -1,817 | -2.5% | 70,994 |
| BlackRock, Inc. | -1,811 | -2.5% | 71,135 |
| Cambridge Investment Research Advis | -1,560 | -3.3% | 45,609 |
| Farther Finance Advisors, LLC | -331 | -29.9% | 775 |
| SIMPLEX TRADING, LLC | -85 | -5.4% | 1,494 |