CWB Institutional Ownership
State Street SPDR Bloomberg Convertible Securities ETF
1W: -0.1%
1M: +0.7%
3M: -3.1%
YTD: +13.0%
1Y: +12.3%
3Y: +57.7%
5Y: +27.1%
$102.05
+0.99 (+0.98%)
Weekly Expected Move ±1.9%
$98
$100
$102
$104
$106
Overview
Chart
Holdings
Changes
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Analysis
Peers
Institutions
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Short Interest
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Institutional Ownership — CWB
609
Institutional Holders
+38 vs prior quarter
0.0%
Ownership
+0.00pp
4B
Total Invested
78
New Positions
174
Increased
238
Reduced
40
Closed
3.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (635 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE | 2,588,077 | $264M | -65,937 | -2.5% | 15Q | SEC ↗ |
| 2 | ENVESTNET ASSET MANAGEMENT INC | 2,004,950 | $205M | +1,555,591 | +346.2% | 64Q | SEC ↗ |
| 3 | Howard Capital Management, LLC | 1,993,096 | $203M | +1,987,136 | +33341.2% | 13Q | SEC ↗ |
| 4 | LPL Financial LLC | 1,628,253 | $166M | +378,073 | +30.2% | 53Q | SEC ↗ |
| 5 | WELLS FARGO & COMPANY/MN | 1,524,239 | $156M | +30,659 | +2.1% | 69Q | SEC ↗ |
| 6 | MORGAN STANLEY | 1,496,947 | $153M | -114,398 | -7.1% | 60Q | SEC ↗ |
| 7 | Cetera Investment Advisers | 1,274,155 | $130M | +1,152,743 | +949.4% | 32Q | SEC ↗ |
| 8 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 1,231,810 | $126M | +107,969 | +9.6% | 44Q | SEC ↗ |
| 9 | BESSEMER GROUP INC | 1,215,879 | $124M | — | +0.0% | 65Q | SEC ↗ |
| 10 | AMERIPRISE FINANCIAL INC | 813,427 | $83M | -27,780 | -3.3% | 16Q | SEC ↗ |
| 11 | ASSETMARK, INC | 743,030 | $76M | -99,952 | -11.9% | 33Q | SEC ↗ |
| 12 | PNC Financial Services Group, Inc. | 736,701 | $75M | -17,276 | -2.3% | 15Q | SEC ↗ |
| 13 | DEUTSCHE BANK AG | 684,479 | $70M | — | +0.0% | 34Q | SEC ↗ |
| 14 | Goodman Advisory Group, LLC | 526,030 | $54M | +3,148 | +0.6% | 5Q | SEC ↗ |
| 15 | UBS Group AG | 489,822 | $50M | +3,073 | +0.6% | 47Q | SEC ↗ |
| 16 | BANK OF MONTREAL /CAN | 422,729 | $43M | -15,151 | -3.5% | 53Q | SEC ↗ |
| 17 | ROYAL BANK OF CANADA | 389,739 | $40M | +5,677 | +1.5% | 67Q | SEC ↗ |
| 18 | One Wealth Map LLC | 388,508 | $40M | +17,020 | +4.6% | 22Q | SEC ↗ |
| 19 | New York Life Investment Management LL | 365,834 | $37M | -8,660 | -2.3% | 17Q | SEC ↗ |
| 20 | RAYMOND JAMES FINANCIAL INC | 354,204 | $36M | +43,426 | +14.0% | 7Q | SEC ↗ |
| 21 | Cambridge Investment Research Advisors | 285,367 | $29M | +20,990 | +7.9% | 53Q | SEC ↗ |
| 22 | Horizon Investments, LLC NEW | 272,048 | $28M | — | +0.0% | 1Q | SEC ↗ |
| 23 | POTOMAC FUND MANAGEMENT INC /ADV NEW | 257,100 | $26M | — | +0.0% | 1Q | SEC ↗ |
| 24 | GOLDMAN SACHS GROUP INC | 246,300 | $25M | -200,102 | -44.8% | 15Q | SEC ↗ |
| 25 | River Wealth Advisors LLC | 238,819 | $24M | +1,683 | +0.7% | 42Q | SEC ↗ |
| 26 | FIL Ltd | 221,301 | $23M | +212,639 | +2454.8% | 10Q | SEC ↗ |
| 27 | COMMONWEALTH EQUITY SERVICES, LLC | 210,502 | $21M | -3,643 | -1.7% | 35Q | SEC ↗ |
| 28 | Wealth Watch Advisors, INC NEW | 206,138 | $21M | — | +0.0% | 1Q | SEC ↗ |
| 29 | Estate Counselors, LLC | 205,995 | $21M | -24,149 | -10.5% | 4Q | SEC ↗ |
| 30 | ALLIANCEBERNSTEIN L.P. | 197,512 | $20M | -36,396 | -15.6% | 22Q | SEC ↗ |
| 31 | STIFEL FINANCIAL CORP | 195,723 | $20M | -221 | -0.1% | 49Q | SEC ↗ |
| 32 | DV Trading LLC | 185,314 | $19M | +163,049 | +732.3% | 2Q | SEC ↗ |
| 33 | TRUIST FINANCIAL CORP | 183,756 | $19M | -25,694 | -12.3% | 27Q | SEC ↗ |
| 34 | XML Financial, LLC | 181,451 | $19M | -5,072 | -2.7% | 27Q | SEC ↗ |
| 35 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 173,886 | $18M | +17,511 | +11.2% | 12Q | SEC ↗ |
| 36 | Advyzon Investment Management, LLC | 170,089 | $17M | +57,720 | +51.4% | 5Q | SEC ↗ |
| 37 | Orion Porfolio Solutions, LLC | 167,842 | $17M | +165,167 | +6174.5% | 8Q | SEC ↗ |
| 38 | Waldron Private Wealth LLC | 167,023 | $17M | -13,534 | -7.5% | 39Q | SEC ↗ |
| 39 | OSAIC HOLDINGS, INC. | 160,012 | $16M | +11,240 | +7.6% | 26Q | SEC ↗ |
| 40 | Janney Montgomery Scott LLC | 158,314 | $16M | +4,150 | +2.7% | 52Q | SEC ↗ |
| 41 | GUGGENHEIM CAPITAL LLC | 145,164 | $15M | -24,343 | -14.4% | 59Q | SEC ↗ |
| 42 | Lifestyle Asset Management, Inc. NEW | 137,965 | $14M | — | +0.0% | 1Q | SEC ↗ |
| 43 | AMG National Trust Bank | 133,948 | $14M | +22 | +0.0% | 24Q | SEC ↗ |
| 44 | CAPSTONE INVESTMENT ADVISORS, LLC NEW | 130,601 | $13M | — | +0.0% | 1Q | SEC ↗ |
| 45 | Modera Wealth Management, LLC | 130,573 | $13M | -816 | -0.6% | 31Q | SEC ↗ |
| 46 | OPPENHEIMER & CO INC | 129,764 | $13M | -2,353 | -1.8% | 15Q | SEC ↗ |
| 47 | Allianz Asset Management GmbH | 123,700 | $13M | +118,800 | +2424.5% | 2Q | SEC ↗ |
| 48 | Aegis Wealth Management, Inc. | 121,883 | $12M | +113,045 | +1279.1% | 3Q | SEC ↗ |
| 49 | William Mack & Associates, Inc. | 119,630 | $12M | +761 | +0.6% | 7Q | SEC ↗ |
| 50 | Kingsview Wealth Management, LLC | 117,874 | $12M | -12,607 | -9.7% | 2Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| Horizon Investments, LLC | 272,048 | $28M |
| POTOMAC FUND MANAGEMENT INC /ADV | 257,100 | $26M |
| Wealth Watch Advisors, INC | 206,138 | $21M |
| Lifestyle Asset Management, Inc. | 137,965 | $14M |
| CAPSTONE INVESTMENT ADVISORS, LLC | 130,601 | $13M |
| OPPENHEIMER ASSET MANAGEMENT INC. | 112,765 | $12M |
| J. M. Brown & Associates Inc. | 69,628 | $7M |
| Cooper Capital Advisors LLC | 62,491 | $6M |
| Bank of New York Mellon Corp | 55,574 | $6M |
| PRUDENTIAL PLC | 42,790 | $4M |
| Elequin Capital, LP | 26,815 | $3M |
| Ethos Financial Group, LLC | 25,910 | $3M |
| Lake Hills Wealth Management, LLC | 24,072 | $2M |
| TUCKER ASSET MANAGEMENT LLC | 18,295 | $2M |
| Global Retirement Partners, LLC | 17,075 | $2M |
| Arete Wealth Advisors, LLC | 14,825 | $2M |
| KMT WEALTH MANAGEMENT, LLC | 14,647 | $1M |
| JAMES INVESTMENT RESEARCH, INC. | 9,951 | $1M |
| DAYMARK WEALTH PARTNERS, LLC | 9,884 | $1M |
| MONECO ADVISORS, LLC | 9,794 | $999K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| JANE STREET GROUP, LLC | 451,825 | $46M |
| PFG Advisors | 93,126 | $10M |
| Ocean Park Asset Management, LLC | 42,475 | $4M |
| EXCHANGE TRADED CONCEPTS, LLC | 42,475 | $4M |
| Cordatus Wealth Management LLC | 30,151 | $3M |
| Parsonex Advisory Services, Inc. | 22,078 | $2M |
| PRELUDE CAPITAL MANAGEMENT, LLC | 19,940 | $2M |
| FIRST TRUST ADVISORS LP | 19,867 | $2M |
| Aristides Capital LLC | 18,166 | $2M |
| Independent Advisor Alliance | 17,271 | $2M |
| AFG FIDUCIARY SERVICES LIMITED PART | 15,222 | $2M |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 14,111 | $1M |
| MACKAY SHIELDS LLC | 13,633 | $1M |
| Fortis Group Advisors, LLC | 12,067 | $1M |
| Squarepoint Ops LLC | 9,969 | $1M |
| BOOTHBAY FUND MANAGEMENT, LLC | 7,820 | $798K |
| LEGACY FINANCIAL INDEPENDENT ADVISO | 6,536 | $667K |
| FSC Wealth Advisors, LLC | 4,728 | $482K |
| AMERICAN CENTURY COMPANIES INC | 4,552 | $465K |
| LAFFER TENGLER INVESTMENTS, INC. | 4,267 | $435K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Howard Capital Management, LLC | +1,987,136 | +33341.2% | 1,993,096 |
| ENVESTNET ASSET MANAGEMENT INC | +1,555,591 | +346.2% | 2,004,950 |
| Cetera Investment Advisers | +1,152,743 | +949.4% | 1,274,155 |
| LPL Financial LLC | +378,073 | +30.2% | 1,628,253 |
| FIL Ltd | +212,639 | +2454.8% | 221,301 |
| Orion Porfolio Solutions, LLC | +165,167 | +6174.5% | 167,842 |
| DV Trading LLC | +163,049 | +732.3% | 185,314 |
| Allianz Asset Management GmbH | +118,800 | +2424.5% | 123,700 |
| Aegis Wealth Management, Inc. | +113,045 | +1279.1% | 121,883 |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | +107,969 | +9.6% | 1,231,810 |
| Ameritas Advisory Services, LLC | +63,959 | +957.9% | 70,636 |
| TD Asset Management Inc | +60,000 | +215.8% | 87,800 |
| Advyzon Investment Management, LLC | +57,720 | +51.4% | 170,089 |
| NewEdge Advisors, LLC | +52,083 | +341.0% | 67,355 |
| World Investment Advisors | +44,465 | +278.3% | 60,443 |
| RAYMOND JAMES FINANCIAL INC | +43,426 | +14.0% | 354,204 |
| SYKON CAPITAL LLC | +41,911 | +157.8% | 68,474 |
| Hilltop Holdings Inc. | +40,934 | +1222.6% | 44,282 |
| Elevation Capital Advisory, LLC | +39,045 | +320.3% | 51,236 |
| TRUE Private Wealth Advisors | +38,537 | +169.2% | 61,307 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| GOLDMAN SACHS GROUP INC | -200,102 | -44.8% | 246,300 |
| MORGAN STANLEY | -114,398 | -7.1% | 1,496,947 |
| ASSETMARK, INC | -99,952 | -11.9% | 743,030 |
| McAdam, LLC | -96,765 | -74.8% | 32,612 |
| BLUEFIN CAPITAL MANAGEMENT, LLC | -82,874 | -79.1% | 21,845 |
| BANK OF AMERICA CORP /DE | -65,937 | -2.5% | 2,588,077 |
| Spectrum Wealth Advisory Group, LLC | -57,050 | -66.6% | 28,575 |
| CWM, LLC | -45,335 | -80.3% | 11,096 |
| Advisors Preferred, LLC | -42,129 | -33.6% | 83,103 |
| ALLIANCEBERNSTEIN L.P. | -36,396 | -15.6% | 197,512 |
| AXS Investments LLC | -30,562 | -65.6% | 16,025 |
| Prospera Financial Services Inc | -28,249 | -55.0% | 23,100 |
| AMERIPRISE FINANCIAL INC | -27,780 | -3.3% | 813,427 |
| TRUIST FINANCIAL CORP | -25,694 | -12.3% | 183,756 |
| Dorsey Wright & Associates | -25,243 | -86.2% | 4,048 |
| GUGGENHEIM CAPITAL LLC | -24,343 | -14.4% | 145,164 |
| Estate Counselors, LLC | -24,149 | -10.5% | 205,995 |
| WIN ADVISORS, INC | -21,625 | -22.4% | 74,914 |
| PNC Financial Services Group, Inc. | -17,276 | -2.3% | 736,701 |
| Mariner, LLC | -17,231 | -46.9% | 19,488 |