FDM Institutional Ownership
First Trust Dow Jones Select MicroCap Index Fund
1W: -0.2%
1M: -4.7%
3M: -4.2%
YTD: +12.3%
1Y: +18.2%
3Y: +67.5%
5Y: +59.3%
$88.66
+0.85 (+0.97%)
Weekly Expected Move ±1.5%
$86
$87
$89
$90
$91
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — FDM
98
Institutional Holders
+8 vs prior quarter
0.0%
Ownership
+0.00pp
160M
Total Invested
14
New Positions
27
Increased
33
Reduced
6
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (102 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 215,856 | $19M | +1,489 | +0.7% | 39Q | SEC ↗ |
| 2 | Chicago Partners Investment Group LLC | 192,679 | $17M | +614 | +0.3% | 47Q | SEC ↗ |
| 3 | ARKANSAS FINANCIAL GROUP, INC. | 162,503 | $14M | -2,136 | -1.3% | 15Q | SEC ↗ |
| 4 | Baird Financial Group, Inc. | 143,758 | $13M | +4,352 | +3.1% | 23Q | SEC ↗ |
| 5 | Private Advisory Group LLC | 137,561 | $12M | -51,776 | -27.3% | 5Q | SEC ↗ |
| 6 | MORGAN STANLEY | 112,881 | $10M | +18,374 | +19.4% | 53Q | SEC ↗ |
| 7 | WELLS FARGO & COMPANY/MN | 76,614 | $7M | -5,172 | -6.3% | 69Q | SEC ↗ |
| 8 | HB Wealth Management, LLC | 45,000 | $4M | — | +0.0% | 4Q | SEC ↗ |
| 9 | &PARTNERS | 43,752 | $4M | +929 | +2.2% | 7Q | SEC ↗ |
| 10 | Urban Financial Advisory Corp | 37,366 | $3M | +22,522 | +151.7% | 4Q | SEC ↗ |
| 11 | Empirical Financial Services, LLC d.b. | 35,391 | $3M | -432 | -1.2% | 36Q | SEC ↗ |
| 12 | RAYMOND JAMES FINANCIAL INC | 34,600 | $3M | -21,273 | -38.1% | 7Q | SEC ↗ |
| 13 | Kendall Capital Management | 24,307 | $2M | — | +0.0% | 11Q | SEC ↗ |
| 14 | JONES FINANCIAL COMPANIES LLLP | 23,912 | $2M | +5,142 | +27.4% | 9Q | SEC ↗ |
| 15 | Envision Financial LLC | 20,984 | $2M | +8,552 | +68.8% | 7Q | SEC ↗ |
| 16 | WESCAP Management Group, Inc. | 19,536 | $2M | -60 | -0.3% | 31Q | SEC ↗ |
| 17 | Virtu Financial LLC NEW | 19,441 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 18 | GOLDMAN SACHS GROUP INC NEW | 15,395 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP NEW | 14,792 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 20 | Bristlecone Value Partners, LLC | 14,565 | $1M | -893 | -5.8% | 3Q | SEC ↗ |
| 21 | TWO SIGMA INVESTMENTS, LP | 14,500 | $1M | +3,800 | +35.5% | 8Q | SEC ↗ |
| 22 | Noble Family Wealth, LLC | 14,205 | $1M | — | +0.0% | 14Q | SEC ↗ |
| 23 | OSAIC HOLDINGS, INC. | 13,790 | $1M | +3,168 | +29.8% | 26Q | SEC ↗ |
| 24 | Integrated Wealth Concepts LLC NEW | 13,231 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 25 | NORTHBRIDGE FINANCIAL GROUP, LLC | 12,565 | $1M | -1,874 | -13.0% | 3Q | SEC ↗ |
| 26 | Sanctuary Advisors, LLC | 12,283 | $1M | +1,014 | +9.0% | 4Q | SEC ↗ |
| 27 | BANK OF AMERICA CORP /DE | 12,234 | $1M | -851 | -6.5% | 15Q | SEC ↗ |
| 28 | Texas Yale Capital Corp. | 11,615 | $1M | -1,200 | -9.4% | 6Q | SEC ↗ |
| 29 | UBS Group AG | 11,607 | $1M | -315 | -2.6% | 47Q | SEC ↗ |
| 30 | Allworth Financial LP | 11,424 | $1M | +11 | +0.1% | 9Q | SEC ↗ |
| 31 | Camelot Portfolios, LLC | 10,586 | $939K | -211 | -2.0% | 43Q | SEC ↗ |
| 32 | STIFEL FINANCIAL CORP | 9,444 | $837K | -97 | -1.0% | 23Q | SEC ↗ |
| 33 | E6 Portfolios, LLC | 9,283 | $823K | +127 | +1.4% | 3Q | SEC ↗ |
| 34 | SMITH, MOORE & CO. | 8,862 | $786K | — | +0.0% | 25Q | SEC ↗ |
| 35 | Apollon Wealth Management, LLC | 8,736 | $774K | -235 | -2.6% | 6Q | SEC ↗ |
| 36 | Fifth Third Securities, Inc. | 8,646 | $767K | -1,089 | -11.2% | 9Q | SEC ↗ |
| 37 | Cetera Investment Advisers | 8,355 | $741K | -153 | -1.8% | 4Q | SEC ↗ |
| 38 | Pacific Sun Financial Corp | 8,070 | $715K | -25 | -0.3% | 13Q | SEC ↗ |
| 39 | CAPTRUST FINANCIAL ADVISORS | 8,028 | $712K | +1,834 | +29.6% | 16Q | SEC ↗ |
| 40 | AE Wealth Management LLC NEW | 8,011 | $710K | — | +0.0% | 1Q | SEC ↗ |
| 41 | Mariner, LLC | 7,845 | $695K | — | +0.0% | 16Q | SEC ↗ |
| 42 | Gladstone Institutional Advisory LLC | 7,719 | $684K | +2,536 | +48.9% | 2Q | SEC ↗ |
| 43 | Ausdal Financial Partners, Inc. | 7,707 | $683K | +3 | +0.0% | 24Q | SEC ↗ |
| 44 | Kestra Advisory Services, LLC | 7,666 | $680K | +827 | +12.1% | 10Q | SEC ↗ |
| 45 | MERCER GLOBAL ADVISORS INC /ADV | 7,340 | $651K | -453 | -5.8% | 11Q | SEC ↗ |
| 46 | SHP Wealth Management | 7,079 | $628K | +918 | +14.9% | 2Q | SEC ↗ |
| 47 | Cambridge Investment Research Advisors | 6,640 | $589K | +2,567 | +63.0% | 3Q | SEC ↗ |
| 48 | Wagner Wealth Management, LLC | 5,600 | $496K | -182 | -3.1% | 22Q | SEC ↗ |
| 49 | MISSION WEALTH MANAGEMENT, LP NEW | 4,849 | $430K | — | +0.0% | 1Q | SEC ↗ |
| 50 | Gemmer Asset Management LLC | 4,326 | $384K | -218 | -4.8% | 6Q | SEC ↗ |
Recent Activity
New Positions (14)
| Holder | Shares | Value |
|---|---|---|
| Virtu Financial LLC | 19,441 | $2M |
| GOLDMAN SACHS GROUP INC | 15,395 | $1M |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 14,792 | $1M |
| Integrated Wealth Concepts LLC | 13,231 | $1M |
| AE Wealth Management LLC | 8,011 | $710K |
| MISSION WEALTH MANAGEMENT, LP | 4,849 | $430K |
| Focus Partners Advisor Solutions, L | 3,722 | $330K |
| COGENT STRATEGIC WEALTH LLC | 3,713 | $329K |
| INTERNATIONAL ASSETS INVESTMENT MAN | 1,117 | $99K |
| Global Retirement Partners, LLC | 1,016 | $90K |
| FIDUCIARY FINANCIAL ADVISORS | 407 | $36K |
| Sankala Group LLC | 400 | $35K |
| Institute for Wealth Management, LL | 149 | $13K |
| EverSource Wealth Advisors, LLC | 109 | $10K |
Sold Out (10)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| CITADEL ADVISORS LLC | 21,318 | $2M |
| Arkadios Wealth Advisors | 5,125 | $454K |
| BROWN ADVISORY INC | 3,770 | $334K |
| Entelevest, LLC | 3,441 | $305K |
| Bay Colony Advisory Group, Inc d/b/ | 3,411 | $302K |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 2,426 | $215K |
| BANK OF MONTREAL /CAN | 150 | $13K |
| Sound Income Strategies, LLC | 145 | $13K |
| SJS Investment Consulting Inc. | 100 | $9K |
| Key Financial Inc | 26 | $2K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Urban Financial Advisory Corp | +22,522 | +151.7% | 37,366 |
| MORGAN STANLEY | +18,374 | +19.4% | 112,881 |
| Envision Financial LLC | +8,552 | +68.8% | 20,984 |
| JONES FINANCIAL COMPANIES LLLP | +5,142 | +27.4% | 23,912 |
| Baird Financial Group, Inc. | +4,352 | +3.1% | 143,758 |
| TWO SIGMA INVESTMENTS, LP | +3,800 | +35.5% | 14,500 |
| OSAIC HOLDINGS, INC. | +3,168 | +29.8% | 13,790 |
| Cambridge Investment Research Advis | +2,567 | +63.0% | 6,640 |
| Gladstone Institutional Advisory LL | +2,536 | +48.9% | 7,719 |
| CAPTRUST FINANCIAL ADVISORS | +1,834 | +29.6% | 8,028 |
| LPL Financial LLC | +1,489 | +0.7% | 215,856 |
| AQR CAPITAL MANAGEMENT LLC | +1,047 | +33.2% | 4,197 |
| Sanctuary Advisors, LLC | +1,014 | +9.0% | 12,283 |
| &PARTNERS | +929 | +2.2% | 43,752 |
| SHP Wealth Management | +918 | +14.9% | 7,079 |
| Kestra Advisory Services, LLC | +827 | +12.1% | 7,666 |
| Chicago Partners Investment Group L | +614 | +0.3% | 192,679 |
| FMR LLC | +599 | +87.8% | 1,281 |
| Whitaker-Myers Wealth Managers, LTD | +197 | +6.6% | 3,181 |
| E6 Portfolios, LLC | +127 | +1.4% | 9,283 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Private Advisory Group LLC | -51,776 | -27.3% | 137,561 |
| RAYMOND JAMES FINANCIAL INC | -21,273 | -38.1% | 34,600 |
| WELLS FARGO & COMPANY/MN | -5,172 | -6.3% | 76,614 |
| ARKANSAS FINANCIAL GROUP, INC. | -2,136 | -1.3% | 162,503 |
| HighTower Advisors, LLC | -2,074 | -40.5% | 3,049 |
| NORTHBRIDGE FINANCIAL GROUP, LLC | -1,874 | -13.0% | 12,565 |
| ROYAL BANK OF CANADA | -1,241 | -30.4% | 2,836 |
| Texas Yale Capital Corp. | -1,200 | -9.4% | 11,615 |
| Fifth Third Securities, Inc. | -1,089 | -11.2% | 8,646 |
| Bristlecone Value Partners, LLC | -893 | -5.8% | 14,565 |
| BANK OF AMERICA CORP /DE | -851 | -6.5% | 12,234 |
| MERCER GLOBAL ADVISORS INC /ADV | -453 | -5.8% | 7,340 |
| Empirical Financial Services, LLC d | -432 | -1.2% | 35,391 |
| UBS Group AG | -315 | -2.6% | 11,607 |
| Apollon Wealth Management, LLC | -235 | -2.6% | 8,736 |
| INDEPENDENT FINANCIAL GROUP, LLC | -228 | -7.4% | 2,840 |
| Gemmer Asset Management LLC | -218 | -4.8% | 4,326 |
| Camelot Portfolios, LLC | -211 | -2.0% | 10,586 |
| Wagner Wealth Management, LLC | -182 | -3.1% | 5,600 |
| COMMONWEALTH EQUITY SERVICES, LLC | -178 | -5.6% | 3,012 |