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NBCM Institutional Ownership

Neuberger Berman Commodity Strategy ETF
1W: -1.1% 1M: -0.5% 3M: +14.0% YTD: +36.9% 1Y: +42.8% 3Y: +63.6%
$31.02
-0.10 (-0.32%)
 
Weekly Expected Move ±1.7%
$30 $30 $31 $32 $32
ETF AMEX · AUM $434.8M

Institutional Ownership — NBCM

34
Institutional Holders
+5 vs prior quarter
0.0%
Ownership
+0.00pp
274M
Total Invested
9
New Positions
12
Increased
8
Reduced
3
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (37 total)

# Holder Shares Value Change Change % Holding Period Filing
1 NEUBERGER BERMAN GROUP LLC 4,027,019 $125M +113,246 +2.9% 15Q SEC ↗
2 WEALTH ENHANCEMENT ADVISORY SERVICES, 3,539,167 $110M +194,784 +5.8% 15Q SEC ↗
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT 1,522,036 $47M +150,223 +11.0% 15Q SEC ↗
4 LPL Financial LLC 314,465 $10M +135,427 +75.6% 8Q SEC ↗
5 STIFEL FINANCIAL CORP 148,753 $5M +1,073 +0.7% 11Q SEC ↗
6 IAG Wealth Partners, LLC 100,281 $3M -20,876 -17.2% 11Q SEC ↗
7 Wealth Enhancement Trust Services, Inc 92,687 $3M +81,636 +738.7% 3Q SEC ↗
8 RAYMOND JAMES FINANCIAL INC 87,546 $3M +9,650 +12.4% 6Q SEC ↗
9 AMERIPRISE FINANCIAL INC NEW 80,424 $2M — +0.0% 1Q SEC ↗
10 Vise Technologies, Inc. 51,245 $2M +33,089 +182.2% 4Q SEC ↗
11 World Investment Advisors 50,371 $2M — +0.0% 2Q SEC ↗
12 Private Advisor Group, LLC 36,997 $1M -175,236 -82.6% 5Q SEC ↗
13 OSAIC HOLDINGS, INC. 30,048 $932K +3,017 +11.2% 15Q SEC ↗
14 Cambridge Investment Research Advisors 26,930 $835K -919 -3.3% 4Q SEC ↗
15 Brookwood Investment Group LLC 17,841 $553K +447 +2.6% 2Q SEC ↗
16 NorthCrest Asset Manangement, LLC 17,140 $532K -308 -1.8% 3Q SEC ↗
17 BANK OF AMERICA CORP /DE 17,036 $528K +3,348 +24.5% 2Q SEC ↗
18 JPMORGAN CHASE & CO NEW 14,790 $459K — +0.0% 1Q SEC ↗
19 Advisors Preferred, LLC NEW 12,660 $393K — +0.0% 1Q SEC ↗
20 HB Wealth Management, LLC NEW 9,679 $300K — +0.0% 1Q SEC ↗
21 REGIONS FINANCIAL CORP 9,493 $294K -12 -0.1% 12Q SEC ↗
22 MGO ONE SEVEN LLC NEW 8,332 $258K — +0.0% 1Q SEC ↗
23 PRIVATE TRUST CO NA NEW 4,685 $145K — +0.0% 1Q SEC ↗
24 ROYAL BANK OF CANADA 1,888 $59K — +0.0% 3Q SEC ↗
25 Key Financial Inc NEW 1,860 $58K — +0.0% 1Q SEC ↗
26 MORGAN STANLEY 1,217 $38K — +0.0% 6Q SEC ↗
27 Golden State Wealth Management, LLC 503 $16K — +0.0% 6Q SEC ↗
28 CONSULTIVA WEALTH MANAGEMENT, CORP. 490 $15K +65 +15.3% 3Q SEC ↗
29 LANARK FINANCIAL, INC. 221 $7K — +0.0% 2Q SEC ↗
30 MERCER GLOBAL ADVISORS INC /ADV NEW 12 $0K — +0.0% 1Q SEC ↗
31 Aptus Capital Advisors, LLC 0 $0K -36 -100.0% 1Q SEC ↗
32 MAI Capital Management 0 $0K -751 -100.0% 1Q SEC ↗
33 BlackRock, Inc. 0 $0K -6,234 -100.0% 1Q SEC ↗
34 Farther Finance Advisors, LLC 0 $0K -1 -100.0% 1Q SEC ↗
35 Cherry Tree Wealth Management, LLC 0 $0K -84 -100.0% 1Q SEC ↗
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 $0K -126,777 -100.0% 1Q SEC ↗
37 US BANCORP \DE 0 $0K -872 -100.0% 2Q SEC ↗

Recent Activity

New Positions (8)
HolderSharesValue
AMERIPRISE FINANCIAL INC 80,424 $2M
JPMORGAN CHASE & CO 14,790 $459K
Advisors Preferred, LLC 12,660 $393K
HB Wealth Management, LLC 9,679 $300K
MGO ONE SEVEN LLC 8,332 $258K
PRIVATE TRUST CO NA 4,685 $145K
Key Financial Inc 1,860 $58K
MERCER GLOBAL ADVISORS INC /ADV 12 $0K
Biggest Increases (12)
HolderAddedChange %Total Shares
WEALTH ENHANCEMENT ADVISORY SERVICE +194,784 +5.8% 3,539,167
NORTHWESTERN MUTUAL WEALTH MANAGEME +150,223 +11.0% 1,522,036
LPL Financial LLC +135,427 +75.6% 314,465
NEUBERGER BERMAN GROUP LLC +113,246 +2.9% 4,027,019
Wealth Enhancement Trust Services, +81,636 +738.7% 92,687
Vise Technologies, Inc. +33,089 +182.2% 51,245
RAYMOND JAMES FINANCIAL INC +9,650 +12.4% 87,546
BANK OF AMERICA CORP /DE +3,348 +24.5% 17,036
OSAIC HOLDINGS, INC. +3,017 +11.2% 30,048
STIFEL FINANCIAL CORP +1,073 +0.7% 148,753
Brookwood Investment Group LLC +447 +2.6% 17,841
CONSULTIVA WEALTH MANAGEMENT, CORP. +65 +15.3% 490
Biggest Decreases (5)
HolderReducedChange %Total Shares
Private Advisor Group, LLC -175,236 -82.6% 36,997
IAG Wealth Partners, LLC -20,876 -17.2% 100,281
Cambridge Investment Research Advis -919 -3.3% 26,930
NorthCrest Asset Manangement, LLC -308 -1.8% 17,140
REGIONS FINANCIAL CORP -12 -0.1% 9,493

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms