NBOS Institutional Ownership
Neuberger Berman Option Strategy ETF
1W: +0.2%
1M: +0.5%
3M: +1.6%
YTD: +6.0%
1Y: +9.0%
$28.64
+0.16 (+0.56%)
Weekly Expected Move ±1.0%
$28
$28
$29
$29
$29
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — NBOS
53
Institutional Holders
-8 vs prior quarter
0.0%
Ownership
+0.00pp
306M
Total Invested
8
New Positions
15
Increased
19
Reduced
6
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (68 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | NEUBERGER BERMAN GROUP LLC | 6,638,404 | $190M | -139,929 | -2.1% | 10Q | SEC ↗ |
| 2 | ASSETMARK, INC | 1,018,963 | $29M | -18,093 | -1.7% | 10Q | SEC ↗ |
| 3 | CARY STREET PARTNERS FINANCIAL LLC | 758,975 | $22M | -23,794 | -3.0% | 3Q | SEC ↗ |
| 4 | LPL Financial LLC | 567,965 | $16M | -33,413 | -5.6% | 10Q | SEC ↗ |
| 5 | MARQUETTE ASSOCIATES, INC. | 462,368 | $13M | — | +0.0% | 10Q | SEC ↗ |
| 6 | Wealthspire Advisors, LLC | 208,415 | $6M | +479 | +0.2% | 7Q | SEC ↗ |
| 7 | Proficio Capital Partners LLC | 207,525 | $6M | -900 | -0.4% | 3Q | SEC ↗ |
| 8 | OSAIC HOLDINGS, INC. | 176,163 | $5M | +99,108 | +128.6% | 10Q | SEC ↗ |
| 9 | CWM, LLC | 175,994 | $5M | +9,754 | +5.9% | 3Q | SEC ↗ |
| 10 | RAYMOND JAMES FINANCIAL INC | 133,036 | $4M | +14,511 | +12.2% | 7Q | SEC ↗ |
| 11 | Fifth Third Securities, Inc. | 99,622 | $3M | +11,385 | +12.9% | 5Q | SEC ↗ |
| 12 | UBS Group AG | 93,701 | $3M | +2,264 | +2.5% | 10Q | SEC ↗ |
| 13 | Steward Partners Investment Advisory, | 77,994 | $2M | +67,364 | +633.7% | 10Q | SEC ↗ |
| 14 | MARSHALL INVESTMENT MANAGEMENT, LLC NEW | 71,901 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 15 | MML INVESTORS SERVICES, LLC | 58,493 | $2M | -508,721 | -89.7% | 10Q | SEC ↗ |
| 16 | Equitable Holdings, Inc. | 51,647 | $1M | +27,305 | +112.2% | 10Q | SEC ↗ |
| 17 | Janney Montgomery Scott LLC | 37,745 | $1M | -305 | -0.8% | 8Q | SEC ↗ |
| 18 | HB Wealth Management, LLC | 32,202 | $922K | -2,795 | -8.0% | 9Q | SEC ↗ |
| 19 | OLD MISSION CAPITAL LLC | 31,911 | $914K | +13,426 | +72.6% | 4Q | SEC ↗ |
| 20 | J.W. COLE ADVISORS, INC. NEW | 29,692 | $850K | — | +0.0% | 1Q | SEC ↗ |
| 21 | JPMORGAN CHASE & CO | 24,328 | $697K | -44,265 | -64.5% | 9Q | SEC ↗ |
| 22 | Cerity Partners LLC | 23,150 | $663K | +2,695 | +13.2% | 2Q | SEC ↗ |
| 23 | Savant Capital, LLC | 16,960 | $486K | +7,435 | +78.1% | 4Q | SEC ↗ |
| 24 | HARBOUR INVESTMENTS, INC. | 15,261 | $437K | +6,290 | +70.1% | 2Q | SEC ↗ |
| 25 | GOLDMAN SACHS GROUP INC NEW | 11,610 | $333K | — | +0.0% | 1Q | SEC ↗ |
| 26 | Fortitude Advisory Group L.L.C. NEW | 11,401 | $327K | — | +0.0% | 1Q | SEC ↗ |
| 27 | STIFEL FINANCIAL CORP | 10,979 | $314K | — | +0.0% | 4Q | SEC ↗ |
| 28 | Cambridge Investment Research Advisors | 10,606 | $304K | -620 | -5.5% | 2Q | SEC ↗ |
| 29 | Integrated Wealth Concepts LLC NEW | 10,078 | $289K | — | +0.0% | 1Q | SEC ↗ |
| 30 | Concurrent Investment Advisors, LLC | 8,643 | $248K | +167 | +2.0% | 6Q | SEC ↗ |
| 31 | COMMONWEALTH EQUITY SERVICES, LLC | 8,590 | $246K | -241 | -2.7% | 5Q | SEC ↗ |
| 32 | CARY STREET PARTNERS INVESTMENT ADVISO | 7,457 | $214K | -48,975 | -86.8% | 3Q | SEC ↗ |
| 33 | TFB Advisors LLC NEW | 7,330 | $210K | — | +0.0% | 1Q | SEC ↗ |
| 34 | COMPASS FINANCIAL MANAGEMENT LLC NEW | 4,583 | $131K | — | +0.0% | 1Q | SEC ↗ |
| 35 | PNC Financial Services Group, Inc. | 4,464 | $128K | +1,575 | +54.5% | 3Q | SEC ↗ |
| 36 | Capital Analysts, LLC NEW | 3,572 | $102K | — | +0.0% | 1Q | SEC ↗ |
| 37 | Allworth Financial LP | 2,963 | $85K | — | +0.0% | 10Q | SEC ↗ |
| 38 | Quest 10 Wealth Builders, Inc. | 1,959 | $56K | — | +0.0% | 7Q | SEC ↗ |
| 39 | Farther Finance Advisors, LLC | 1,665 | $48K | -285 | -14.6% | 10Q | SEC ↗ |
| 40 | LANARK FINANCIAL, INC. | 1,117 | $32K | — | +0.0% | 6Q | SEC ↗ |
| 41 | NewEdge Advisors, LLC | 1,000 | $29K | — | +0.0% | 3Q | SEC ↗ |
| 42 | Triumph Capital Management | 478 | $14K | +14 | +3.0% | 4Q | SEC ↗ |
| 43 | MORGAN STANLEY | 213 | $6K | — | +0.0% | 7Q | SEC ↗ |
| 44 | Geneos Wealth Management Inc. | 186 | $5K | +4 | +2.2% | 4Q | SEC ↗ |
| 45 | Key Capital Management, INC | 175 | $5K | — | +0.0% | 3Q | SEC ↗ |
| 46 | AMERIFLEX GROUP, INC. | 101 | $3K | — | +0.0% | 2Q | SEC ↗ |
| 47 | Networth Advisors, LLC | 51 | $1K | — | +0.0% | 3Q | SEC ↗ |
| 48 | Kingdom Financial Group LLC. | 6 | $0K | — | +0.0% | 3Q | SEC ↗ |
| 49 | Raleigh Capital Management Inc. | 0 | $0K | -1,606 | -100.0% | 1Q | SEC ↗ |
| 50 | Lloyd Advisory Services, LLC. | 0 | $0K | -6 | -100.0% | 2Q | SEC ↗ |
Recent Activity
New Positions (8)
| Holder | Shares | Value |
|---|---|---|
| MARSHALL INVESTMENT MANAGEMENT, LLC | 71,901 | $2M |
| J.W. COLE ADVISORS, INC. | 29,692 | $850K |
| GOLDMAN SACHS GROUP INC | 11,610 | $333K |
| Fortitude Advisory Group L.L.C. | 11,401 | $327K |
| Integrated Wealth Concepts LLC | 10,078 | $289K |
| TFB Advisors LLC | 7,330 | $210K |
| COMPASS FINANCIAL MANAGEMENT LLC | 4,583 | $131K |
| Capital Analysts, LLC | 3,572 | $102K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| BROWN BROTHERS HARRIMAN & CO | 21,066 | $603K |
| ENVESTNET ASSET MANAGEMENT INC | 20,344 | $583K |
| BlackRock, Inc. | 19,782 | $567K |
| LifeWealth Investments, LLC | 14,410 | $413K |
| B.O.S.S. Retirement Advisors, LLC | 13,394 | $384K |
| TRUIST FINANCIAL CORP | 13,025 | $373K |
| Simplicity Wealth,LLC | 12,775 | $366K |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 9,320 | $267K |
| AE Wealth Management LLC | 7,707 | $221K |
| ROYAL BANK OF CANADA | 2,888 | $83K |
| Smartleaf Asset Management LLC | 1,973 | $57K |
| Raleigh Capital Management Inc. | 1,606 | $46K |
| Advisory Services Network, LLC | 994 | $28K |
| SageView Advisory Group, LLC | 790 | $23K |
| Cornerstone Wealth Partners, LLC | 655 | $19K |
| NFSG Corp | 560 | $16K |
| MAI Capital Management | 367 | $11K |
| FMR LLC | 32 | $1K |
| Sterling Capital Management LLC | 26 | $1K |
| Lloyd Advisory Services, LLC. | 6 | $0K |
Biggest Increases (16)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| OSAIC HOLDINGS, INC. | +99,108 | +128.6% | 176,163 |
| Steward Partners Investment Advisor | +67,364 | +633.7% | 77,994 |
| Equitable Holdings, Inc. | +27,305 | +112.2% | 51,647 |
| RAYMOND JAMES FINANCIAL INC | +14,511 | +12.2% | 133,036 |
| OLD MISSION CAPITAL LLC | +13,426 | +72.6% | 31,911 |
| Fifth Third Securities, Inc. | +11,385 | +12.9% | 99,622 |
| CWM, LLC | +9,754 | +5.9% | 175,994 |
| Savant Capital, LLC | +7,435 | +78.1% | 16,960 |
| HARBOUR INVESTMENTS, INC. | +6,290 | +70.1% | 15,261 |
| Cerity Partners LLC | +2,695 | +13.2% | 23,150 |
| UBS Group AG | +2,264 | +2.5% | 93,701 |
| PNC Financial Services Group, Inc. | +1,575 | +54.5% | 4,464 |
| Wealthspire Advisors, LLC | +479 | +0.2% | 208,415 |
| Concurrent Investment Advisors, LLC | +167 | +2.0% | 8,643 |
| Triumph Capital Management | +14 | +3.0% | 478 |
| Geneos Wealth Management Inc. | +4 | +2.2% | 186 |
Biggest Decreases (13)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| MML INVESTORS SERVICES, LLC | -508,721 | -89.7% | 58,493 |
| NEUBERGER BERMAN GROUP LLC | -139,929 | -2.1% | 6,638,404 |
| CARY STREET PARTNERS INVESTMENT ADV | -48,975 | -86.8% | 7,457 |
| JPMORGAN CHASE & CO | -44,265 | -64.5% | 24,328 |
| LPL Financial LLC | -33,413 | -5.6% | 567,965 |
| CARY STREET PARTNERS FINANCIAL LLC | -23,794 | -3.0% | 758,975 |
| ASSETMARK, INC | -18,093 | -1.7% | 1,018,963 |
| HB Wealth Management, LLC | -2,795 | -8.0% | 32,202 |
| Proficio Capital Partners LLC | -900 | -0.4% | 207,525 |
| Cambridge Investment Research Advis | -620 | -5.5% | 10,606 |
| Janney Montgomery Scott LLC | -305 | -0.8% | 37,745 |
| Farther Finance Advisors, LLC | -285 | -14.6% | 1,665 |
| COMMONWEALTH EQUITY SERVICES, LLC | -241 | -2.7% | 8,590 |