PFLD Institutional Ownership
AAM Low Duration Preferred and Income Securities ETF
1W: +0.1%
1M: -1.5%
3M: -2.2%
YTD: -1.5%
1Y: -1.8%
3Y: +7.6%
5Y: -0.8%
$19.19
+0.09 (+0.47%)
Weekly Expected Move ±0.7%
$19
$19
$19
$19
$19
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — PFLD
73
Institutional Holders
-4 vs prior quarter
0.0%
Ownership
+0.00pp
236M
Total Invested
11
New Positions
19
Increased
29
Reduced
10
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (85 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 4,639,845 | 89M | +259,135 | +5.9% | 17Q | SEC ↗ |
| 2 | WELLS FARGO & COMPANY/MN | 2,353,708 | 45M | +27,030 | +1.2% | 9Q | SEC ↗ |
| 3 | LPL Financial LLC | 688,338 | 13M | -541 | -0.1% | 21Q | SEC ↗ |
| 4 | ROYAL BANK OF CANADA | 454,764 | 9M | +7,765 | +1.7% | 17Q | SEC ↗ |
| 5 | RAINEY & RANDALL WEALTH ADVISORS INC. | 449,007 | 9M | -68,733 | -13.3% | 15Q | SEC ↗ |
| 6 | L2 Asset Management, LLC | 412,303 | 8M | -306,358 | -42.6% | 4Q | SEC ↗ |
| 7 | RAYMOND JAMES FINANCIAL INC | 411,298 | 8M | -22,951 | -5.3% | 7Q | SEC ↗ |
| 8 | OSAIC HOLDINGS, INC. | 346,806 | 7M | +36,509 | +11.8% | 26Q | SEC ↗ |
| 9 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 337,381 | 6M | -481 | -0.1% | 6Q | SEC ↗ |
| 10 | Teucrium Investment Advisors, LLC | 237,437 | 5M | -30,040 | -11.2% | 3Q | SEC ↗ |
| 11 | Gotham Asset Management, LLC | 226,451 | 4M | +19,103 | +9.2% | 6Q | SEC ↗ |
| 12 | Cambridge Investment Research Advisors | 225,154 | 4M | -12,637 | -5.3% | 23Q | SEC ↗ |
| 13 | Sound Income Strategies, LLC | 216,644 | 4M | -4,994 | -2.3% | 15Q | SEC ↗ |
| 14 | CAPTRUST FINANCIAL ADVISORS | 171,102 | 3M | +1,677 | +1.0% | 15Q | SEC ↗ |
| 15 | COMMONWEALTH EQUITY SERVICES, LLC | 122,785 | 2M | +13,931 | +12.8% | 12Q | SEC ↗ |
| 16 | Cetera Investment Advisers | 87,468 | 2M | -14,594 | -14.3% | 10Q | SEC ↗ |
| 17 | ENVESTNET ASSET MANAGEMENT INC | 66,723 | 1M | +14,591 | +28.0% | 20Q | SEC ↗ |
| 18 | Janney Montgomery Scott LLC | 60,767 | 1M | -6,631 | -9.8% | 20Q | SEC ↗ |
| 19 | Bleakley Financial Group, LLC | 56,717 | 1M | +11,187 | +24.6% | 12Q | SEC ↗ |
| 20 | CITADEL ADVISORS LLC | 56,328 | 1M | +610 | +1.1% | 5Q | SEC ↗ |
| 21 | JANE STREET GROUP, LLC | 48,581 | 932K | -58,095 | -54.5% | 4Q | SEC ↗ |
| 22 | IFP Advisors, Inc | 48,286 | 927K | — | +0.0% | 9Q | SEC ↗ |
| 23 | STIFEL FINANCIAL CORP | 47,837 | 918K | -11,874 | -19.9% | 21Q | SEC ↗ |
| 24 | INDEPENDENT FINANCIAL GROUP, LLC | 38,067 | 731K | -5,603 | -12.8% | 12Q | SEC ↗ |
| 25 | KESTRA PRIVATE WEALTH SERVICES, LLC | 36,930 | 709K | +314 | +0.9% | 8Q | SEC ↗ |
| 26 | Kestra Advisory Services, LLC | 32,500 | 624K | -12,475 | -27.7% | 24Q | SEC ↗ |
| 27 | &PARTNERS | 30,698 | 589K | -146 | -0.5% | 3Q | SEC ↗ |
| 28 | Ameritas Advisory Services, LLC | 26,152 | 502K | +3,001 | +13.0% | 17Q | SEC ↗ |
| 29 | WEDBUSH SECURITIES INC | 19,944 | 383K | +3,919 | +24.5% | 22Q | SEC ↗ |
| 30 | Cullen/Frost Bankers, Inc. | 17,263 | 331K | +3,862 | +28.8% | 5Q | SEC ↗ |
| 31 | Cornerstone Wealth Management, LLC | 16,291 | 313K | +5,636 | +52.9% | 2Q | SEC ↗ |
| 32 | FIFTH THIRD BANCORP | 14,238 | 273K | — | +0.0% | 2Q | SEC ↗ |
| 33 | J.W. COLE ADVISORS, INC. NEW | 13,117 | 252K | — | +0.0% | 1Q | SEC ↗ |
| 34 | PRIVATE TRUST CO NA | 13,075 | 251K | — | +0.0% | 17Q | SEC ↗ |
| 35 | UBS Group AG | 12,994 | 249K | +3,094 | +31.3% | 5Q | SEC ↗ |
| 36 | AMERIPRISE FINANCIAL INC NEW | 12,586 | 242K | — | +0.0% | 1Q | SEC ↗ |
| 37 | Creative Planning | 11,000 | 211K | -1,000 | -8.3% | 7Q | SEC ↗ |
| 38 | StoneX Group Inc. NEW | 10,590 | 203K | — | +0.0% | 1Q | SEC ↗ |
| 39 | City Center Advisors, LLC NEW | 10,293 | 198K | — | +0.0% | 1Q | SEC ↗ |
| 40 | Integrated Wealth Concepts LLC NEW | 7,694 | 148K | — | +0.0% | 1Q | SEC ↗ |
| 41 | Alpine Bank Wealth Management NEW | 7,159 | 137K | — | +0.0% | 1Q | SEC ↗ |
| 42 | BANK OF MONTREAL /CAN | 7,000 | 134K | — | +0.0% | 6Q | SEC ↗ |
| 43 | Steward Partners Investment Advisory, | 6,854 | 132K | +20 | +0.3% | 15Q | SEC ↗ |
| 44 | Rockefeller Capital Management L.P. | 4,268 | 82K | — | +0.0% | 4Q | SEC ↗ |
| 45 | Private Wealth Asset Management, LLC | 3,059 | 59K | — | +0.0% | 2Q | SEC ↗ |
| 46 | WEBSTER BANK, N. A. | 2,926 | 56K | +950 | +48.1% | 17Q | SEC ↗ |
| 47 | Johnson Financial Group, Inc. NEW | 2,400 | 46K | — | +0.0% | 1Q | SEC ↗ |
| 48 | Global Retirement Partners, LLC NEW | 2,178 | 42K | — | +0.0% | 1Q | SEC ↗ |
| 49 | Ascentis Independent Advisors | 1,529 | 29K | — | +0.0% | 2Q | SEC ↗ |
| 50 | Farther Finance Advisors, LLC | 1,159 | 22K | -6 | -0.5% | 4Q | SEC ↗ |
Recent Activity
New Positions (11)
| Holder | Shares | Value |
|---|---|---|
| J.W. COLE ADVISORS, INC. | 13,117 | 252K |
| AMERIPRISE FINANCIAL INC | 12,586 | 242K |
| StoneX Group Inc. | 10,590 | 203K |
| City Center Advisors, LLC | 10,293 | 198K |
| Integrated Wealth Concepts LLC | 7,694 | 148K |
| Alpine Bank Wealth Management | 7,159 | 137K |
| Johnson Financial Group, Inc. | 2,400 | 46K |
| Global Retirement Partners, LLC | 2,178 | 42K |
| FMR LLC | 1,044 | 20K |
| Ashton Thomas Private Wealth, LLC | 853 | 16K |
| JONES FINANCIAL COMPANIES LLLP | 385 | 7K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| HB Wealth Management, LLC | 37,228 | 714K |
| HUB Investment Partners, LLC | 24,012 | 461K |
| HRT FINANCIAL LP | 23,728 | 455K |
| National Wealth Management Group, L | 22,565 | 433K |
| Global Financial Private Client, LL | 21,287 | 408K |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 21,222 | 407K |
| Coppell Advisory Solutions LLC | 20,779 | 399K |
| Oregon Pacific Wealth Management, L | 18,213 | 350K |
| Concorde Asset Management, LLC | 17,800 | 342K |
| Gladstone Institutional Advisory LL | 14,555 | 279K |
| Private Advisor Group, LLC | 14,527 | 279K |
| FLPUTNAM INVESTMENT MANAGEMENT CO | 12,782 | 245K |
| Foundations Investment Advisors, LL | 12,501 | 240K |
| Hilltop Holdings Inc. | 12,062 | 231K |
| Advisory Services Network, LLC | 5,330 | 102K |
| MassMutual Private Wealth & Trust, | 1,720 | 33K |
| Allworth Financial LP | 533 | 10K |
| LRI Investments, LLC | 223 | 4K |
| Hanson & Doremus Investment Managem | 183 | 4K |
| Essential Partners LLC | 54 | 1K |
Biggest Increases (19)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| MORGAN STANLEY | +259,135 | +5.9% | 4,639,845 |
| OSAIC HOLDINGS, INC. | +36,509 | +11.8% | 346,806 |
| WELLS FARGO & COMPANY/MN | +27,030 | +1.2% | 2,353,708 |
| Gotham Asset Management, LLC | +19,103 | +9.2% | 226,451 |
| ENVESTNET ASSET MANAGEMENT INC | +14,591 | +28.0% | 66,723 |
| COMMONWEALTH EQUITY SERVICES, LLC | +13,931 | +12.8% | 122,785 |
| Bleakley Financial Group, LLC | +11,187 | +24.6% | 56,717 |
| ROYAL BANK OF CANADA | +7,765 | +1.7% | 454,764 |
| Cornerstone Wealth Management, LLC | +5,636 | +52.9% | 16,291 |
| WEDBUSH SECURITIES INC | +3,919 | +24.5% | 19,944 |
| Cullen/Frost Bankers, Inc. | +3,862 | +28.8% | 17,263 |
| UBS Group AG | +3,094 | +31.3% | 12,994 |
| Ameritas Advisory Services, LLC | +3,001 | +13.0% | 26,152 |
| CAPTRUST FINANCIAL ADVISORS | +1,677 | +1.0% | 171,102 |
| WEBSTER BANK, N. A. | +950 | +48.1% | 2,926 |
| CITADEL ADVISORS LLC | +610 | +1.1% | 56,328 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | +314 | +0.9% | 36,930 |
| Steward Partners Investment Advisor | +20 | +0.3% | 6,854 |
| AE Wealth Management LLC | +1 | +0.2% | 644 |
Biggest Decreases (19)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| L2 Asset Management, LLC | -306,358 | -42.6% | 412,303 |
| RAINEY & RANDALL WEALTH ADVISORS IN | -68,733 | -13.3% | 449,007 |
| JANE STREET GROUP, LLC | -58,095 | -54.5% | 48,581 |
| Teucrium Investment Advisors, LLC | -30,040 | -11.2% | 237,437 |
| RAYMOND JAMES FINANCIAL INC | -22,951 | -5.3% | 411,298 |
| Cetera Investment Advisers | -14,594 | -14.3% | 87,468 |
| Cambridge Investment Research Advis | -12,637 | -5.3% | 225,154 |
| Kestra Advisory Services, LLC | -12,475 | -27.7% | 32,500 |
| STIFEL FINANCIAL CORP | -11,874 | -19.9% | 47,837 |
| Janney Montgomery Scott LLC | -6,631 | -9.8% | 60,767 |
| INDEPENDENT FINANCIAL GROUP, LLC | -5,603 | -12.8% | 38,067 |
| Sound Income Strategies, LLC | -4,994 | -2.3% | 216,644 |
| Creative Planning | -1,000 | -8.3% | 11,000 |
| LPL Financial LLC | -541 | -0.1% | 688,338 |
| WEALTH ENHANCEMENT ADVISORY SERVICE | -481 | -0.1% | 337,381 |
| Key Capital Management, INC | -322 | -68.4% | 149 |
| &PARTNERS | -146 | -0.5% | 30,698 |
| Advisors Asset Management, Inc. | -20 | -3.3% | 587 |
| Farther Finance Advisors, LLC | -6 | -0.5% | 1,159 |