UOCT Institutional Ownership
Innovator U.S. Equity Ultra Buffer ETF October
1W: +0.6%
1M: +1.4%
3M: +3.2%
YTD: +9.0%
1Y: +10.7%
3Y: +40.0%
5Y: +53.1%
$42.61
+0.16 (+0.38%)
Weekly Expected Move ±0.4%
$42
$42
$43
$43
$43
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — UOCT
105
Institutional Holders
+1 vs prior quarter
0.0%
Ownership
+0.00pp
100M
Total Invested
12
New Positions
21
Increased
40
Reduced
8
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (113 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | COMMONWEALTH EQUITY SERVICES, LLC | 366,149 | 16M | -17,578 | -4.6% | 19Q | SEC ↗ |
| 2 | C2P Capital Advisory Group, LLC d.b.a. | 158,706 | 7M | +8,728 | +5.8% | 15Q | SEC ↗ |
| 3 | CWM, LLC | 125,368 | 5M | +2,949 | +2.4% | 18Q | SEC ↗ |
| 4 | Advisory Services Network, LLC | 89,915 | 4M | -370 | -0.4% | 7Q | SEC ↗ |
| 5 | OSAIC HOLDINGS, INC. | 88,006 | 4M | +3,100 | +3.7% | 26Q | SEC ↗ |
| 6 | Brookstone Capital Management | 86,949 | 4M | -1,594,219 | -94.8% | 16Q | SEC ↗ |
| 7 | Kestra Advisory Services, LLC | 81,311 | 3M | -22,988 | -22.0% | 23Q | SEC ↗ |
| 8 | KFG WEALTH MANAGEMENT, LLC | 79,797 | 3M | -44,606 | -35.9% | 15Q | SEC ↗ |
| 9 | Spire Wealth Management | 78,766 | 3M | -3,432 | -4.2% | 22Q | SEC ↗ |
| 10 | ENVESTNET ASSET MANAGEMENT INC | 69,414 | 3M | -6,558 | -8.6% | 11Q | SEC ↗ |
| 11 | IMG Wealth Management, Inc. | 66,598 | 3M | +722 | +1.1% | 7Q | SEC ↗ |
| 12 | Orion Porfolio Solutions, LLC | 65,507 | 3M | +5,931 | +10.0% | 6Q | SEC ↗ |
| 13 | CENTRAL VALLEY ADVISORS, LLC | 58,130 | 2M | -2,788 | -4.6% | 11Q | SEC ↗ |
| 14 | LPL Financial LLC | 57,574 | 2M | +3,734 | +6.9% | 26Q | SEC ↗ |
| 15 | Foundations Investment Advisors, LLC | 57,041 | 2M | +819 | +1.5% | 4Q | SEC ↗ |
| 16 | RAYMOND JAMES FINANCIAL INC | 55,406 | 2M | +6,582 | +13.5% | 7Q | SEC ↗ |
| 17 | MERCER GLOBAL ADVISORS INC /ADV | 50,862 | 2M | -4,759 | -8.6% | 4Q | SEC ↗ |
| 18 | Cetera Investment Advisers | 46,740 | 2M | — | +0.0% | 10Q | SEC ↗ |
| 19 | TRUIST FINANCIAL CORP | 43,407 | 2M | -217 | -0.5% | 11Q | SEC ↗ |
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 40,035 | 2M | +4,771 | +13.5% | 3Q | SEC ↗ |
| 21 | Triad Wealth Partners, LLC | 37,611 | 2M | +14,878 | +65.4% | 5Q | SEC ↗ |
| 22 | MML INVESTORS SERVICES, LLC | 37,312 | 2M | +20,047 | +116.1% | 7Q | SEC ↗ |
| 23 | Sonoma Allocations LLC | 36,803 | 2M | -1,571 | -4.1% | 4Q | SEC ↗ |
| 24 | Bedel Financial Consulting, Inc. | 36,171 | 2M | — | +0.0% | 31Q | SEC ↗ |
| 25 | Wood Tarver Financial Group, LLC | 35,672 | 2M | -4,904 | -12.1% | 7Q | SEC ↗ |
| 26 | Berger Financial Group, Inc | 34,116 | 1M | — | +0.0% | 11Q | SEC ↗ |
| 27 | Trek Financial, LLC | 30,076 | 1M | — | +0.0% | 7Q | SEC ↗ |
| 28 | AE Wealth Management LLC | 24,802 | 1M | -220 | -0.9% | 16Q | SEC ↗ |
| 29 | Allworth Financial LP | 23,865 | 1M | +427 | +1.8% | 9Q | SEC ↗ |
| 30 | Compass Advisory Group LLC | 20,704 | 882K | -181 | -0.9% | 16Q | SEC ↗ |
| 31 | SteelPeak Wealth, LLC NEW | 20,458 | 872K | — | +0.0% | 1Q | SEC ↗ |
| 32 | WEDBUSH SECURITIES INC | 19,570 | 834K | — | +0.0% | 7Q | SEC ↗ |
| 33 | CITADEL ADVISORS LLC | 19,444 | 829K | +7,801 | +67.0% | 2Q | SEC ↗ |
| 34 | CENTAURUS FINANCIAL, INC. | 17,041 | 726K | -212 | -1.2% | 14Q | SEC ↗ |
| 35 | MTM FINANCIAL GROUP, LLC | 15,383 | 655K | — | +0.0% | 15Q | SEC ↗ |
| 36 | AXXCESS WEALTH MANAGEMENT, LLC NEW | 15,167 | 646K | — | +0.0% | 1Q | SEC ↗ |
| 37 | Vantage Point Financial LLC | 15,154 | 646K | -1,119 | -6.9% | 7Q | SEC ↗ |
| 38 | Simplicity Wealth,LLC | 14,328 | 611K | +3,714 | +35.0% | 4Q | SEC ↗ |
| 39 | IHT Wealth Management, LLC | 13,731 | 585K | — | +0.0% | 7Q | SEC ↗ |
| 40 | Cornerstone Wealth Group, LLC | 12,844 | 547K | — | +0.0% | 3Q | SEC ↗ |
| 41 | Meridian Wealth Management, LLC | 12,478 | 532K | — | +0.0% | 3Q | SEC ↗ |
| 42 | WEALTHGARDEN F.S. LLC | 12,383 | 528K | — | +0.0% | 4Q | SEC ↗ |
| 43 | Long Island Wealth Management, Inc. | 12,046 | 513K | — | +0.0% | 11Q | SEC ↗ |
| 44 | Atria Investments, Inc | 11,866 | 506K | +87 | +0.7% | 4Q | SEC ↗ |
| 45 | Kellett Wealth Advisors, LLC | 11,496 | 490K | +37 | +0.3% | 8Q | SEC ↗ |
| 46 | AssuredPartners Investment Advisors, L | 11,423 | 487K | — | +0.0% | 3Q | SEC ↗ |
| 47 | WorthPointe, LLC | 11,238 | 479K | — | +0.0% | 7Q | SEC ↗ |
| 48 | RFG Advisory, LLC | 11,204 | 477K | -816 | -6.8% | 10Q | SEC ↗ |
| 49 | NewCorp Financial Services, Inc. | 10,922 | 465K | — | +0.0% | 3Q | SEC ↗ |
| 50 | Janney Montgomery Scott LLC | 10,635 | 453K | -150 | -1.4% | 30Q | SEC ↗ |
Recent Activity
New Positions (12)
| Holder | Shares | Value |
|---|---|---|
| SteelPeak Wealth, LLC | 20,458 | 872K |
| AXXCESS WEALTH MANAGEMENT, LLC | 15,167 | 646K |
| Ameritas Advisory Services, LLC | 8,038 | 342K |
| PRINCIPAL SECURITIES, INC. | 6,475 | 276K |
| JOURNEY RETIREMENT PLANNING & INVES | 5,840 | 249K |
| Hiley Hunt Wealth Management | 5,118 | 218K |
| Galvin, Gaustad & Stein, LLC | 5,017 | 214K |
| NewEdge Advisors, LLC | 4,924 | 210K |
| Continuum Advisory, LLC | 3,573 | 152K |
| IFP Advisors, Inc | 1,403 | 60K |
| Bullseye Investment Management, LLC | 1,200 | 51K |
| COMPASS FINANCIAL MANAGEMENT LLC | 123 | 5K |
Sold Out (15)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Arete Wealth Advisors, LLC | 21,104 | 899K |
| GTS SECURITIES LLC | 14,353 | 612K |
| Arkadios Wealth Advisors | 14,148 | 603K |
| Chris Bulman Inc | 8,559 | 365K |
| Integrity Advisory Solutions, LLC | 7,709 | 328K |
| Madison Wealth Partners, Inc | 7,261 | 309K |
| WEALTH ENHANCEMENT ADVISORY SERVICE | 7,203 | 307K |
| BENJAMIN EDWARDS INC | 5,204 | 222K |
| First Heartland Consultants, Inc. | 5,170 | 220K |
| GUARDIAN WEALTH ADVISORS, LLC / NC | 3,250 | 138K |
| TopTier Wealth Management, LLC | 1,423 | 61K |
| OPTIMA CAPITAL LLC | 805 | 34K |
| UBS Group AG | 299 | 13K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT | 100 | 4K |
| BARCLAYS PLC | 2 | 0K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| MML INVESTORS SERVICES, LLC | +20,047 | +116.1% | 37,312 |
| Triad Wealth Partners, LLC | +14,878 | +65.4% | 37,611 |
| C2P Capital Advisory Group, LLC d.b | +8,728 | +5.8% | 158,706 |
| CITADEL ADVISORS LLC | +7,801 | +67.0% | 19,444 |
| RAYMOND JAMES FINANCIAL INC | +6,582 | +13.5% | 55,406 |
| Orion Porfolio Solutions, LLC | +5,931 | +10.0% | 65,507 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | +4,771 | +13.5% | 40,035 |
| LPL Financial LLC | +3,734 | +6.9% | 57,574 |
| Simplicity Wealth,LLC | +3,714 | +35.0% | 14,328 |
| OSAIC HOLDINGS, INC. | +3,100 | +3.7% | 88,006 |
| CWM, LLC | +2,949 | +2.4% | 125,368 |
| Encompass More Asset Management | +1,997 | +23.5% | 10,495 |
| Concurrent Investment Advisors, LLC | +1,039 | +11.9% | 9,799 |
| Foundations Investment Advisors, LL | +819 | +1.5% | 57,041 |
| IMG Wealth Management, Inc. | +722 | +1.1% | 66,598 |
| CoreCap Advisors, LLC | +498 | +13.6% | 4,164 |
| Allworth Financial LP | +427 | +1.8% | 23,865 |
| Archer Investment Corp | +108 | +11.3% | 1,063 |
| Atria Investments, Inc | +87 | +0.7% | 11,866 |
| Kellett Wealth Advisors, LLC | +37 | +0.3% | 11,496 |