DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
1W: +0.4%
1M: -6.4%
3M: -8.1%
YTD: -7.5%
1Y: -11.0%
3Y: +35.4%
5Y: -9.3%
$19.10
+0.03 (+0.16%)
Weekly Expected Move ±2.0%
$18
$19
$19
$19
$20
Institutional Ownership — DFP
91
Institutional Holders
+3 vs prior quarter
0.0%
Ownership
+0.00pp
103M
Total Invested
13
New Positions
30
Increased
29
Reduced
5
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (98 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | RAYMOND JAMES FINANCIAL INC | 1,294,453 | $25M | +53,183 | +4.3% | 7Q | SEC ↗ |
| 2 | SIT INVESTMENT ASSOCIATES INC | 657,212 | $13M | +75,646 | +13.0% | 7Q | SEC ↗ |
| 3 | COHEN & STEERS, INC. | 496,489 | $9M | +20,000 | +4.2% | 51Q | SEC ↗ |
| 4 | Invesco Ltd. | 309,183 | $6M | +7,480 | +2.5% | 52Q | SEC ↗ |
| 5 | Hennion & Walsh Asset Management, Inc. | 218,689 | $4M | +43,356 | +24.7% | 8Q | SEC ↗ |
| 6 | WELLS FARGO & COMPANY/MN | 211,865 | $4M | -25,213 | -10.6% | 53Q | SEC ↗ |
| 7 | LPL Financial LLC | 193,623 | $4M | +4,895 | +2.6% | 51Q | SEC ↗ |
| 8 | GUGGENHEIM CAPITAL LLC | 163,065 | $3M | -79,734 | -32.8% | 46Q | SEC ↗ |
| 9 | MORGAN STANLEY | 136,282 | $3M | +17,684 | +14.9% | 51Q | SEC ↗ |
| 10 | Focus Partners Wealth | 132,309 | $3M | -10,584 | -7.4% | 3Q | SEC ↗ |
| 11 | AMERIPRISE FINANCIAL INC | 104,750 | $2M | +15,364 | +17.2% | 16Q | SEC ↗ |
| 12 | Fiera Capital Corp | 100,203 | $2M | +3,169 | +3.3% | 4Q | SEC ↗ |
| 13 | Smith Asset Management Co., LLC | 93,742 | $2M | -1,325 | -1.4% | 7Q | SEC ↗ |
| 14 | Whipplewood Advisors, LLC | 93,297 | $2M | -1,482 | -1.6% | 7Q | SEC ↗ |
| 15 | Cambridge Investment Research Advisors | 87,704 | $2M | -3,010 | -3.3% | 38Q | SEC ↗ |
| 16 | OSAIC HOLDINGS, INC. | 80,665 | $2M | +33,116 | +69.6% | 26Q | SEC ↗ |
| 17 | 1607 Capital Partners, LLC | 62,441 | $1M | -45,176 | -42.0% | 4Q | SEC ↗ |
| 18 | Revisor Wealth Management LLC | 52,586 | $1M | -8,435 | -13.8% | 12Q | SEC ↗ |
| 19 | 1776 Wealth LLC | 52,097 | $995K | +59 | +0.1% | 11Q | SEC ↗ |
| 20 | Closed-End Fund Advisors, Inc. | 50,509 | $965K | +6,509 | +14.8% | 3Q | SEC ↗ |
| 21 | ENVESTNET ASSET MANAGEMENT INC | 50,450 | $964K | +7,864 | +18.5% | 13Q | SEC ↗ |
| 22 | PRINCIPAL SECURITIES, INC. | 47,982 | $916K | +6,790 | +16.5% | 11Q | SEC ↗ |
| 23 | Janney Montgomery Scott LLC | 45,343 | $866K | +3,151 | +7.5% | 7Q | SEC ↗ |
| 24 | SEAMOUNT FINANCIAL GROUP INC | 43,904 | $839K | -1,088 | -2.4% | 11Q | SEC ↗ |
| 25 | &PARTNERS | 43,474 | $830K | +3,466 | +8.7% | 5Q | SEC ↗ |
| 26 | Private Advisor Group, LLC | 39,226 | $749K | -705 | -1.8% | 34Q | SEC ↗ |
| 27 | COMMONWEALTH EQUITY SERVICES, LLC | 38,791 | $741K | -12,255 | -24.0% | 30Q | SEC ↗ |
| 28 | AlphaCore Capital LLC | 36,478 | $697K | +336 | +0.9% | 6Q | SEC ↗ |
| 29 | Capital Analysts, LLC | 36,343 | $694K | +2,149 | +6.3% | 12Q | SEC ↗ |
| 30 | ROYAL BANK OF CANADA | 31,743 | $606K | +503 | +1.6% | 50Q | SEC ↗ |
| 31 | NewEdge Advisors, LLC | 31,366 | $599K | -2,175 | -6.5% | 15Q | SEC ↗ |
| 32 | Concurrent Investment Advisors, LLC | 30,649 | $585K | +380 | +1.3% | 11Q | SEC ↗ |
| 33 | Samalin Investment Counsel, LLC | 27,311 | $522K | -10,160 | -27.1% | 13Q | SEC ↗ |
| 34 | Capital Investment Advisors, LLC | 23,916 | $457K | -1,783 | -6.9% | 3Q | SEC ↗ |
| 35 | Cetera Investment Advisers | 22,373 | $427K | -498 | -2.2% | 10Q | SEC ↗ |
| 36 | STIFEL FINANCIAL CORP | 21,824 | $417K | -778 | -3.4% | 4Q | SEC ↗ |
| 37 | Shaker Financial Services, LLC NEW | 20,669 | $395K | — | +0.0% | 1Q | SEC ↗ |
| 38 | Palogic Value Management, L.P. | 19,500 | $372K | -1,000 | -4.9% | 15Q | SEC ↗ |
| 39 | Baird Financial Group, Inc. | 19,057 | $364K | -268 | -1.4% | 6Q | SEC ↗ |
| 40 | Mathes Company, Inc. | 18,000 | $344K | — | +0.0% | 13Q | SEC ↗ |
| 41 | Merit Financial Group, LLC | 17,880 | $342K | -4,206 | -19.0% | 35Q | SEC ↗ |
| 42 | Farther Finance Advisors, LLC | 17,839 | $341K | -98 | -0.5% | 6Q | SEC ↗ |
| 43 | CENTAURUS FINANCIAL, INC. | 17,483 | $334K | +2,000 | +12.9% | 35Q | SEC ↗ |
| 44 | Cerity Partners LLC | 14,300 | $273K | — | +0.0% | 15Q | SEC ↗ |
| 45 | Catalina Capital Group, LLC | 14,045 | $268K | +60 | +0.4% | 4Q | SEC ↗ |
| 46 | WEDBUSH SECURITIES INC | 12,700 | $243K | — | +0.0% | 28Q | SEC ↗ |
| 47 | WOLVERINE ASSET MANAGEMENT LLC | 12,531 | $239K | +4,338 | +52.9% | 3Q | SEC ↗ |
| 48 | BANK OF AMERICA CORP /DE | 12,463 | $238K | +160 | +1.3% | 15Q | SEC ↗ |
| 49 | RITHOLTZ WEALTH MANAGEMENT NEW | 12,274 | $234K | — | +0.0% | 1Q | SEC ↗ |
| 50 | LEVEL FOUR ADVISORY SERVICES, LLC | 12,056 | $230K | +556 | +4.8% | 5Q | SEC ↗ |
Recent Activity
New Positions (13)
| Holder | Shares | Value |
|---|---|---|
| Shaker Financial Services, LLC | 20,669 | $395K |
| RITHOLTZ WEALTH MANAGEMENT | 12,274 | $234K |
| XTX Topco Ltd | 11,132 | $213K |
| Beacon Pointe Advisors, LLC | 10,846 | $207K |
| WEALTH ENHANCEMENT ADVISORY SERVICE | 10,802 | $206K |
| J.W. COLE ADVISORS, INC. | 9,724 | $186K |
| FIDUCIARY FINANCIAL ADVISORS | 6,262 | $120K |
| THURSTON, SPRINGER, MILLER, HERD & | 1,734 | $33K |
| Spire Wealth Management | 900 | $17K |
| Integrated Wealth Concepts LLC | 796 | $15K |
| MERCER GLOBAL ADVISORS INC /ADV | 503 | $10K |
| Farmers & Merchants Trust Co of Cha | 500 | $10K |
| JFS WEALTH ADVISORS, LLC | 62 | $1K |
Sold Out (11)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Corient Private Wealth LLC | 28,978 | $553K |
| HRT FINANCIAL LP | 27,049 | $517K |
| READYSTATE ASSET MANAGEMENT LP | 10,782 | $206K |
| Asset One Wealth Management LLC | 10,716 | $205K |
| Kestra Advisory Services, LLC | 7,589 | $145K |
| Pinnacle Wealth Planning Services, | 5,307 | $101K |
| Camelot Portfolios, LLC | 1,000 | $19K |
| Keating Financial Advisory Services | 750 | $14K |
| Advisory Services Network, LLC | 365 | $7K |
| Sound Income Strategies, LLC | 236 | $5K |
| Osbon Capital Management LLC | 87 | $2K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | +75,646 | +13.0% | 657,212 |
| RAYMOND JAMES FINANCIAL INC | +53,183 | +4.3% | 1,294,453 |
| Hennion & Walsh Asset Management, I | +43,356 | +24.7% | 218,689 |
| OSAIC HOLDINGS, INC. | +33,116 | +69.6% | 80,665 |
| COHEN & STEERS, INC. | +20,000 | +4.2% | 496,489 |
| MORGAN STANLEY | +17,684 | +14.9% | 136,282 |
| AMERIPRISE FINANCIAL INC | +15,364 | +17.2% | 104,750 |
| ENVESTNET ASSET MANAGEMENT INC | +7,864 | +18.5% | 50,450 |
| Invesco Ltd. | +7,480 | +2.5% | 309,183 |
| PRINCIPAL SECURITIES, INC. | +6,790 | +16.5% | 47,982 |
| Closed-End Fund Advisors, Inc. | +6,509 | +14.8% | 50,509 |
| LPL Financial LLC | +4,895 | +2.6% | 193,623 |
| WOLVERINE ASSET MANAGEMENT LLC | +4,338 | +52.9% | 12,531 |
| &PARTNERS | +3,466 | +8.7% | 43,474 |
| Fiera Capital Corp | +3,169 | +3.3% | 100,203 |
| Janney Montgomery Scott LLC | +3,151 | +7.5% | 45,343 |
| Capital Analysts, LLC | +2,149 | +6.3% | 36,343 |
| CENTAURUS FINANCIAL, INC. | +2,000 | +12.9% | 17,483 |
| Golden State Wealth Management, LLC | +1,328 | +31.0% | 5,611 |
| Triumph Capital Management | +1,100 | +20.9% | 6,375 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | -79,734 | -32.8% | 163,065 |
| 1607 Capital Partners, LLC | -45,176 | -42.0% | 62,441 |
| WELLS FARGO & COMPANY/MN | -25,213 | -10.6% | 211,865 |
| COMMONWEALTH EQUITY SERVICES, LLC | -12,255 | -24.0% | 38,791 |
| Focus Partners Wealth | -10,584 | -7.4% | 132,309 |
| Samalin Investment Counsel, LLC | -10,160 | -27.1% | 27,311 |
| Revisor Wealth Management LLC | -8,435 | -13.8% | 52,586 |
| Merit Financial Group, LLC | -4,206 | -19.0% | 17,880 |
| Cambridge Investment Research Advis | -3,010 | -3.3% | 87,704 |
| NewEdge Advisors, LLC | -2,175 | -6.5% | 31,366 |
| INTERNATIONAL ASSETS INVESTMENT MAN | -1,811 | -26.8% | 4,952 |
| Capital Investment Advisors, LLC | -1,783 | -6.9% | 23,916 |
| Whipplewood Advisors, LLC | -1,482 | -1.6% | 93,297 |
| Smith Asset Management Co., LLC | -1,325 | -1.4% | 93,742 |
| SEAMOUNT FINANCIAL GROUP INC | -1,088 | -2.4% | 43,904 |
| Palogic Value Management, L.P. | -1,000 | -4.9% | 19,500 |
| STIFEL FINANCIAL CORP | -778 | -3.4% | 21,824 |
| Private Advisor Group, LLC | -705 | -1.8% | 39,226 |
| Cetera Investment Advisers | -498 | -2.2% | 22,373 |
| UBS Group AG | -484 | -6.6% | 6,885 |