$9.96

+0.08 (+0.81%)

Weekly Expected Move ±1.6%

$10 $10 $10 $10 $10

ETF NYSE · AUM $77.9M

Overview Holdings Changes Technicals Analysis Peers Institutions Dark Pool Short Interest Weather

Institutional Ownership — FMN

Institutional Holders

-3 vs prior quarter

0.0%

Ownership

+0.00pp

38M

Total Invested

New Positions

Increased

Reduced

Closed

0.00

Put/Call Ratio

Ownership Trends

Top Institutional Holders (57 total)

#	Holder	Shares	Value	Change	Change %	Holding Period	Filing
1	Pathstone Holdings, LLC	821,241	8M	+105,366	+14.7%	11Q	SEC ↗
2	GUGGENHEIM CAPITAL LLC	254,793	3M	-11,582	-4.3%	41Q	SEC ↗
3	ROBINSON CAPITAL MANAGEMENT, LLC	195,329	2M	—	+0.0%	3Q	SEC ↗
4	WELLS FARGO & COMPANY/MN	170,498	2M	+84,037	+97.2%	63Q	SEC ↗
5	CITY OF LONDON INVESTMENT MANAGEMENT C	157,714	2M	—	+0.0%	13Q	SEC ↗
6	RIVERNORTH CAPITAL MANAGEMENT, LLC	147,928	1M	+1,001	+0.7%	3Q	SEC ↗
7	RIVERBRIDGE PARTNERS LLC	139,632	1M	-1,262	-0.9%	7Q	SEC ↗
8	Matisse Capital	105,041	1M	-23,774	-18.5%	5Q	SEC ↗
9	Bank of New York Mellon Corp	101,527	1M	-4	-0.0%	3Q	SEC ↗
10	BANK OF AMERICA CORP /DE	97,163	968K	-36,698	-27.4%	15Q	SEC ↗
11	1607 Capital Partners, LLC	90,804	904K	—	+0.0%	18Q	SEC ↗
12	Bulldog Investors, LLP	84,716	844K	+50,534	+147.8%	2Q	SEC ↗
13	Hennion & Walsh Asset Management, Inc. NEW	73,079	728K	—	+0.0%	1Q	SEC ↗
14	UBS Group AG	68,674	684K	-22	-0.0%	47Q	SEC ↗
15	Thomas J. Herzfeld Advisors, Inc. NEW	66,149	659K	—	+0.0%	1Q	SEC ↗
16	GILL CAPITAL PARTNERS, LLC	64,739	645K	-450	-0.7%	26Q	SEC ↗
17	Closed-End Fund Advisors, Inc.	61,097	609K	+9,283	+17.9%	3Q	SEC ↗
18	MELFA WEALTH MANAGEMENT, INC.	46,656	465K	+7,268	+18.5%	6Q	SEC ↗
19	Logan Stone Capital, LLC	46,021	458K	-21,320	-31.7%	16Q	SEC ↗
20	Karpus Management, Inc.	45,191	450K	—	+0.0%	2Q	SEC ↗
21	Noble Wealth Management PBC	43,250	431K	+5,050	+13.2%	4Q	SEC ↗
22	Invesco Ltd. NEW	42,722	426K	—	+0.0%	1Q	SEC ↗
23	RAYMOND JAMES FINANCIAL INC	40,914	408K	-6,329	-13.4%	7Q	SEC ↗
24	Kestra Advisory Services, LLC NEW	36,650	365K	—	+0.0%	1Q	SEC ↗
25	ProVise Management Group, LLC	36,230	361K	+500	+1.4%	50Q	SEC ↗
26	SIT INVESTMENT ASSOCIATES INC	34,937	348K	—	+0.0%	15Q	SEC ↗
27	HORIZON KINETICS ASSET MANAGEMENT LLC	34,170	340K	—	+0.0%	14Q	SEC ↗
28	MORGAN STANLEY	32,022	319K	+3,321	+11.6%	57Q	SEC ↗
29	Ackerman Capital Advisors, LLC	27,495	274K	-1,538	-5.3%	7Q	SEC ↗
30	Capital Investment Advisors, LLC	24,763	247K	-4,200	-14.5%	30Q	SEC ↗
31	AMERIPRISE FINANCIAL INC	24,555	245K	+1,482	+6.4%	2Q	SEC ↗
32	SARD WEALTH MANAGEMENT GROUP, LLC	19,706	196K	-892	-4.3%	11Q	SEC ↗
33	SUSQUEHANNA INTERNATIONAL GROUP, LLP NEW	18,543	185K	—	+0.0%	1Q	SEC ↗
34	XML Financial, LLC	17,920	178K	—	+0.0%	16Q	SEC ↗
35	North Ground Capital	15,818	158K	-1,200	-7.1%	7Q	SEC ↗
36	Savvy Advisors, Inc.	12,866	128K	—	+0.0%	3Q	SEC ↗
37	ROYAL BANK OF CANADA	10,201	102K	—	+0.0%	67Q	SEC ↗
38	BLUE BELL PRIVATE WEALTH MANAGEMENT, L	4,898	49K	—	+0.0%	11Q	SEC ↗
39	Integrated Wealth Concepts LLC NEW	3,600	36K	—	+0.0%	1Q	SEC ↗
40	Financial Gravity Asset Management, In NEW	3,260	32K	—	+0.0%	1Q	SEC ↗
41	Financial Gravity Companies, Inc. NEW	3,260	32K	—	+0.0%	1Q	SEC ↗
42	Smallwood Wealth Investment Management	1,947	19K	—	+0.0%	6Q	SEC ↗
43	Mascoma Wealth Management LLC	333	3K	—	+0.0%	17Q	SEC ↗
44	FNY Investment Advisers, LLC	300	3K	—	+0.0%	8Q	SEC ↗
45	OSAIC HOLDINGS, INC.	298	3K	—	+0.0%	26Q	SEC ↗
46	SIGNATUREFD, LLC	1	0K	—	+0.0%	7Q	SEC ↗
47	Aptus Capital Advisors, LLC	0	0K	-12,866	-100.0%	9Q	SEC ↗
48	JANE STREET GROUP, LLC	0	0K	-10,840	-100.0%	1Q	SEC ↗
49	Scarborough Advisors, LLC	0	0K	-2,745	-100.0%	1Q	SEC ↗
50	HighTower Advisors, LLC	0	0K	-10,702	-100.0%	1Q	SEC ↗

Recent Activity

New Positions (8)

Holder	Shares	Value
Hennion & Walsh Asset Management, I	73,079	728K
Thomas J. Herzfeld Advisors, Inc.	66,149	659K
Invesco Ltd.	42,722	426K
Kestra Advisory Services, LLC	36,650	365K
SUSQUEHANNA INTERNATIONAL GROUP, LL	18,543	185K
Integrated Wealth Concepts LLC	3,600	36K
Financial Gravity Companies, Inc.	3,260	32K
Financial Gravity Asset Management,	3,260	32K

Sold Out (11)

Holder	Prev Shares	Prev Value
Saba Capital Management, L.P.	365,326	4M
Alpine Global Management, LLC	18,612	185K
PFG Investments, LLC	15,700	156K
Aptus Capital Advisors, LLC	12,866	128K
JANE STREET GROUP, LLC	10,840	108K
HighTower Advisors, LLC	10,702	107K
Steward Partners Investment Advisor	7,970	79K
Camelot Portfolios, LLC	6,500	65K
Scarborough Advisors, LLC	2,745	27K
WOLVERINE ASSET MANAGEMENT LLC	702	7K
JFS WEALTH ADVISORS, LLC	350	3K

Biggest Increases (10)

Holder	Added	Change %	Total Shares
Pathstone Holdings, LLC	+105,366	+14.7%	821,241
WELLS FARGO & COMPANY/MN	+84,037	+97.2%	170,498
Bulldog Investors, LLP	+50,534	+147.8%	84,716
Closed-End Fund Advisors, Inc.	+9,283	+17.9%	61,097
MELFA WEALTH MANAGEMENT, INC.	+7,268	+18.5%	46,656
Noble Wealth Management PBC	+5,050	+13.2%	43,250
MORGAN STANLEY	+3,321	+11.6%	32,022
AMERIPRISE FINANCIAL INC	+1,482	+6.4%	24,555
RIVERNORTH CAPITAL MANAGEMENT, LLC	+1,001	+0.7%	147,928
ProVise Management Group, LLC	+500	+1.4%	36,230

Biggest Decreases (13)

Holder	Reduced	Change %	Total Shares
BANK OF AMERICA CORP /DE	-36,698	-27.4%	97,163
Matisse Capital	-23,774	-18.5%	105,041
Logan Stone Capital, LLC	-21,320	-31.7%	46,021
GUGGENHEIM CAPITAL LLC	-11,582	-4.3%	254,793
RAYMOND JAMES FINANCIAL INC	-6,329	-13.4%	40,914
Capital Investment Advisors, LLC	-4,200	-14.5%	24,763
Ackerman Capital Advisors, LLC	-1,538	-5.3%	27,495
RIVERBRIDGE PARTNERS LLC	-1,262	-0.9%	139,632
North Ground Capital	-1,200	-7.1%	15,818
SARD WEALTH MANAGEMENT GROUP, LLC	-892	-4.3%	19,706
GILL CAPITAL PARTNERS, LLC	-450	-0.7%	64,739
UBS Group AG	-22	-0.0%	68,674
Bank of New York Mellon Corp	-4	-0.0%	101,527

FMN

Institutional Ownership — FMN

Ownership Trends

Top Institutional Holders (57 total)

Recent Activity

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