GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
1W: -0.5%
1M: -6.7%
3M: -11.4%
YTD: -14.1%
1Y: -17.7%
3Y: +3.4%
5Y: -27.0%
$12.59
+0.15 (+1.21%)
Weekly Expected Move ±1.5%
$12
$12
$13
$13
$13
Institutional Ownership — GBAB
69
Institutional Holders
-2 vs prior quarter
0.0%
Ownership
+0.00pp
116M
Total Invested
7
New Positions
22
Increased
29
Reduced
8
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (76 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,542,880 | $45M | +374,754 | +11.8% | 60Q | SEC ↗ |
| 2 | SIT INVESTMENT ASSOCIATES INC | 801,655 | $10M | +127,802 | +19.0% | 7Q | SEC ↗ |
| 3 | LPL Financial LLC | 418,035 | $5M | -65,076 | -13.5% | 27Q | SEC ↗ |
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC NEW | 288,901 | $4M | — | +0.0% | 1Q | SEC ↗ |
| 5 | BANK OF AMERICA CORP /DE | 272,969 | $3M | -316,322 | -53.7% | 15Q | SEC ↗ |
| 6 | Invesco Ltd. | 230,759 | $3M | +39,788 | +20.8% | 63Q | SEC ↗ |
| 7 | UBS Group AG | 193,113 | $2M | -1,613 | -0.8% | 47Q | SEC ↗ |
| 8 | WELLS FARGO & COMPANY/MN | 181,841 | $2M | +19,534 | +12.0% | 63Q | SEC ↗ |
| 9 | Cooper Financial Group | 164,368 | $2M | +6,872 | +4.4% | 15Q | SEC ↗ |
| 10 | RAYMOND JAMES FINANCIAL INC | 158,813 | $2M | -10,527 | -6.2% | 7Q | SEC ↗ |
| 11 | OSAIC HOLDINGS, INC. | 151,322 | $2M | +18,988 | +14.3% | 26Q | SEC ↗ |
| 12 | Venture Visionary Partners LLC | 141,622 | $2M | — | +0.0% | 11Q | SEC ↗ |
| 13 | COHEN & STEERS, INC. | 140,924 | $2M | — | +0.0% | 7Q | SEC ↗ |
| 14 | Fiera Capital Corp | 138,884 | $2M | +4,488 | +3.3% | 22Q | SEC ↗ |
| 15 | Janney Montgomery Scott LLC | 103,718 | $1M | -5,074 | -4.7% | 42Q | SEC ↗ |
| 16 | WHITTIER TRUST CO | 100,514 | $1M | — | +0.0% | 34Q | SEC ↗ |
| 17 | Savvy Advisors, Inc. | 83,949 | $1M | +562 | +0.7% | 7Q | SEC ↗ |
| 18 | ROYAL BANK OF CANADA | 82,861 | $1M | -6,524 | -7.3% | 63Q | SEC ↗ |
| 19 | DAYMARK WEALTH PARTNERS, LLC | 82,107 | $1M | -200 | -0.2% | 3Q | SEC ↗ |
| 20 | Morse Asset Management, Inc | 78,944 | $994K | +751 | +1.0% | 4Q | SEC ↗ |
| 21 | WEDBUSH SECURITIES INC | 77,972 | $982K | +7,121 | +10.1% | 21Q | SEC ↗ |
| 22 | JBR Co Financial Management Inc | 69,865 | $880K | +40,813 | +140.5% | 11Q | SEC ↗ |
| 23 | Cetera Investment Advisers | 60,494 | $762K | +4,099 | +7.3% | 13Q | SEC ↗ |
| 24 | STIFEL FINANCIAL CORP | 55,494 | $699K | -200 | -0.4% | 23Q | SEC ↗ |
| 25 | Whipplewood Advisors, LLC | 52,364 | $659K | -442 | -0.8% | 7Q | SEC ↗ |
| 26 | COMMONWEALTH EQUITY SERVICES, LLC | 45,558 | $574K | -3,115 | -6.4% | 25Q | SEC ↗ |
| 27 | NewEdge Advisors, LLC | 41,727 | $525K | +12,993 | +45.2% | 2Q | SEC ↗ |
| 28 | Intellus Advisors LLC | 39,668 | $499K | +7,682 | +24.0% | 7Q | SEC ↗ |
| 29 | ENVESTNET ASSET MANAGEMENT INC | 34,850 | $439K | +3,955 | +12.8% | 4Q | SEC ↗ |
| 30 | Xcel Wealth Management, LLC | 34,258 | $431K | -15,858 | -31.6% | 15Q | SEC ↗ |
| 31 | INVICTUS PRIVATE WEALTH, LLC | 32,723 | $412K | +14,267 | +77.3% | 4Q | SEC ↗ |
| 32 | David J Yvars Group | 32,315 | $407K | -317 | -1.0% | 23Q | SEC ↗ |
| 33 | OPPENHEIMER & CO INC | 29,385 | $370K | -14,225 | -32.6% | 8Q | SEC ↗ |
| 34 | Walker Asset Management, LLC | 27,348 | $344K | -3,860 | -12.4% | 19Q | SEC ↗ |
| 35 | MGO ONE SEVEN LLC | 23,959 | $302K | +3,396 | +16.5% | 2Q | SEC ↗ |
| 36 | Fortitude Advisory Group L.L.C. | 23,585 | $297K | +689 | +3.0% | 19Q | SEC ↗ |
| 37 | Private Advisor Group, LLC | 21,958 | $276K | -1,860 | -7.8% | 24Q | SEC ↗ |
| 38 | Noble Wealth Management PBC | 18,525 | $233K | +425 | +2.3% | 4Q | SEC ↗ |
| 39 | LANARK FINANCIAL, INC. | 17,773 | $224K | +2,219 | +14.3% | 12Q | SEC ↗ |
| 40 | Integrity Wealth Partners, LLC NEW | 17,543 | $221K | — | +0.0% | 1Q | SEC ↗ |
| 41 | Estate Planners Group, LLC | 16,179 | $204K | -517 | -3.1% | 3Q | SEC ↗ |
| 42 | XTX Topco Ltd NEW | 15,498 | $195K | — | +0.0% | 1Q | SEC ↗ |
| 43 | Advisors Asset Management, Inc. | 15,051 | $189K | +14,638 | +3544.3% | 2Q | SEC ↗ |
| 44 | LaSalle St. Investment Advisors, LLC | 14,993 | $189K | -1,166 | -7.2% | 7Q | SEC ↗ |
| 45 | FIRST FOUNDATION ADVISORS NEW | 14,350 | $181K | — | +0.0% | 1Q | SEC ↗ |
| 46 | JANE STREET GROUP, LLC | 12,730 | $160K | -10,354 | -44.9% | 5Q | SEC ↗ |
| 47 | Stratos Wealth Partners, LTD. | 11,337 | $143K | -1,400 | -11.0% | 36Q | SEC ↗ |
| 48 | Carl P. Sherr & Co., LLC NEW | 11,325 | $143K | — | +0.0% | 1Q | SEC ↗ |
| 49 | MOSAIC FAMILY WEALTH PARTNERS, LLC | 10,664 | $134K | -970 | -8.3% | 4Q | SEC ↗ |
| 50 | MAIMON WEALTH MANAGEMENT LTD. | 10,000 | $126K | — | +0.0% | 3Q | SEC ↗ |
Recent Activity
New Positions (8)
| Holder | Shares | Value |
|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 288,901 | $4M |
| Integrity Wealth Partners, LLC | 17,543 | $221K |
| XTX Topco Ltd | 15,498 | $195K |
| FIRST FOUNDATION ADVISORS | 14,350 | $181K |
| Carl P. Sherr & Co., LLC | 11,325 | $143K |
| Clear Street Group Inc. | 1,426 | $18K |
| MERCER GLOBAL ADVISORS INC /ADV | 1,234 | $16K |
| Integrated Wealth Concepts LLC | 500 | $6K |
Sold Out (14)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| StoneX Group Inc. | 111,324 | $1M |
| READYSTATE ASSET MANAGEMENT LP | 93,845 | $1M |
| WOLVERINE ASSET MANAGEMENT LLC | 28,836 | $363K |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 13,298 | $167K |
| WMG Financial Advisors, LLC | 12,150 | $153K |
| Alaska Wealth Advisors, LLC | 11,500 | $145K |
| NOMURA HOLDINGS INC | 11,125 | $140K |
| Dynamic Advisor Solutions LLC | 10,486 | $132K |
| HighTower Advisors, LLC | 10,443 | $131K |
| Belpointe Asset Management LLC | 10,411 | $131K |
| Kestra Advisory Services, LLC | 6,038 | $76K |
| Advisory Services Network, LLC | 2,271 | $29K |
| Spire Wealth Management | 2,000 | $25K |
| DHJJ Financial Advisors, Ltd. | 10 | $0K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| MORGAN STANLEY | +374,754 | +11.8% | 3,542,880 |
| SIT INVESTMENT ASSOCIATES INC | +127,802 | +19.0% | 801,655 |
| JBR Co Financial Management Inc | +40,813 | +140.5% | 69,865 |
| Invesco Ltd. | +39,788 | +20.8% | 230,759 |
| WELLS FARGO & COMPANY/MN | +19,534 | +12.0% | 181,841 |
| OSAIC HOLDINGS, INC. | +18,988 | +14.3% | 151,322 |
| Advisors Asset Management, Inc. | +14,638 | +3544.3% | 15,051 |
| INVICTUS PRIVATE WEALTH, LLC | +14,267 | +77.3% | 32,723 |
| NewEdge Advisors, LLC | +12,993 | +45.2% | 41,727 |
| Intellus Advisors LLC | +7,682 | +24.0% | 39,668 |
| WEDBUSH SECURITIES INC | +7,121 | +10.1% | 77,972 |
| Cooper Financial Group | +6,872 | +4.4% | 164,368 |
| Fiera Capital Corp | +4,488 | +3.3% | 138,884 |
| Cetera Investment Advisers | +4,099 | +7.3% | 60,494 |
| ENVESTNET ASSET MANAGEMENT INC | +3,955 | +12.8% | 34,850 |
| MGO ONE SEVEN LLC | +3,396 | +16.5% | 23,959 |
| LANARK FINANCIAL, INC. | +2,219 | +14.3% | 17,773 |
| Morse Asset Management, Inc | +751 | +1.0% | 78,944 |
| Fortitude Advisory Group L.L.C. | +689 | +3.0% | 23,585 |
| Savvy Advisors, Inc. | +562 | +0.7% | 83,949 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| BANK OF AMERICA CORP /DE | -316,322 | -53.7% | 272,969 |
| LPL Financial LLC | -65,076 | -13.5% | 418,035 |
| Xcel Wealth Management, LLC | -15,858 | -31.6% | 34,258 |
| OPPENHEIMER & CO INC | -14,225 | -32.6% | 29,385 |
| RAYMOND JAMES FINANCIAL INC | -10,527 | -6.2% | 158,813 |
| JANE STREET GROUP, LLC | -10,354 | -44.9% | 12,730 |
| ROYAL BANK OF CANADA | -6,524 | -7.3% | 82,861 |
| Janney Montgomery Scott LLC | -5,074 | -4.7% | 103,718 |
| Walker Asset Management, LLC | -3,860 | -12.4% | 27,348 |
| COMMONWEALTH EQUITY SERVICES, LLC | -3,115 | -6.4% | 45,558 |
| CoreCap Advisors, LLC | -2,490 | -26.9% | 6,775 |
| Private Advisor Group, LLC | -1,860 | -7.8% | 21,958 |
| UBS Group AG | -1,613 | -0.8% | 193,113 |
| Stratos Wealth Partners, LTD. | -1,400 | -11.0% | 11,337 |
| LaSalle St. Investment Advisors, LL | -1,166 | -7.2% | 14,993 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | -970 | -8.3% | 10,664 |
| Estate Planners Group, LLC | -517 | -3.1% | 16,179 |
| Whipplewood Advisors, LLC | -442 | -0.8% | 52,364 |
| David J Yvars Group | -317 | -1.0% | 32,315 |
| DAYMARK WEALTH PARTNERS, LLC | -200 | -0.2% | 82,107 |