$11.00

+0.00 (+0.00%)

Weekly Expected Move ±1.4%

$11 $11 $11 $11 $11

ETF NYSE · AUM $133.0M

Overview Holdings Changes Technicals Analysis Peers Institutions Dark Pool Short Interest Weather

Institutional Ownership — HEQ

Institutional Holders

-2 vs prior quarter

0.0%

Ownership

+0.00pp

41M

Total Invested

New Positions

Increased

Reduced

Closed

0.00

Put/Call Ratio

Ownership Trends

Top Institutional Holders (44 total)

#	Holder	Shares	Value	Change	Change %	Holding Period	Filing
1	Karpus Management, Inc.	909,620	10M	+391,119	+75.4%	2Q	SEC ↗
2	Bulldog Investors, LLP	550,968	6M	-7,323	-1.3%	3Q	SEC ↗
3	BANK OF AMERICA CORP /DE	306,653	3M	+2,132	+0.7%	15Q	SEC ↗
4	Pathstone Holdings, LLC	232,244	3M	-289,797	-55.5%	11Q	SEC ↗
5	COMMONWEALTH EQUITY SERVICES, LLC	171,821	2M	+17,711	+11.5%	35Q	SEC ↗
6	Invesco Ltd.	159,131	2M	+28,470	+21.8%	56Q	SEC ↗
7	ENVESTNET ASSET MANAGEMENT INC	154,332	2M	+16,864	+12.3%	15Q	SEC ↗
8	PRINCIPAL SECURITIES, INC.	153,377	2M	+6,100	+4.1%	11Q	SEC ↗
9	MORGAN STANLEY	142,939	2M	-4,782	-3.2%	60Q	SEC ↗
10	BLUE BELL PRIVATE WEALTH MANAGEMENT, L	109,712	1M	+378	+0.3%	11Q	SEC ↗
11	1607 Capital Partners, LLC	79,413	874K	-54,496	-40.7%	12Q	SEC ↗
12	WELLS FARGO & COMPANY/MN	68,337	752K	+359	+0.5%	60Q	SEC ↗
13	Kovack Advisors, Inc.	64,341	708K	+3,741	+6.2%	9Q	SEC ↗
14	AMERIPRISE FINANCIAL INC	59,744	657K	-19,631	-24.7%	16Q	SEC ↗
15	Kestra Advisory Services, LLC	44,860	493K	+6,397	+16.6%	7Q	SEC ↗
16	&PARTNERS	44,498	489K	+3,999	+9.9%	3Q	SEC ↗
17	ROYAL BANK OF CANADA	43,382	477K	-2,927	-6.3%	60Q	SEC ↗
18	LPL Financial LLC	40,936	450K	-1,947	-4.5%	19Q	SEC ↗
19	SAX WEALTH ADVISORS, LLC	33,953	373K	—	+0.0%	3Q	SEC ↗
20	RAYMOND JAMES FINANCIAL INC	31,866	351K	+203	+0.6%	7Q	SEC ↗
21	OSAIC HOLDINGS, INC.	27,754	305K	+3,576	+14.8%	26Q	SEC ↗
22	Dakota Wealth Management NEW	25,770	283K	—	+0.0%	1Q	SEC ↗
23	Shaker Financial Services, LLC	25,429	280K	-2,552	-9.1%	15Q	SEC ↗
24	Cetera Investment Advisers	19,431	214K	+907	+4.9%	4Q	SEC ↗
25	XTX Topco Ltd NEW	17,333	191K	—	+0.0%	1Q	SEC ↗
26	NWF Advisory Services Inc.	15,400	169K	-3,000	-16.3%	6Q	SEC ↗
27	B. Riley Wealth Advisors, Inc.	14,600	161K	-1,552	-9.6%	5Q	SEC ↗
28	PNC Financial Services Group, Inc.	13,865	153K	+3,865	+38.6%	2Q	SEC ↗
29	Advisory Solutions Group, LLC NEW	10,402	114K	—	+0.0%	1Q	SEC ↗
30	FIFTH THIRD BANCORP	4,285	47K	—	+0.0%	2Q	SEC ↗
31	Colonial Trust Co / SC	2,365	26K	—	+0.0%	2Q	SEC ↗
32	UBS Group AG	1,666	18K	-4,858	-74.5%	47Q	SEC ↗
33	IFP Advisors, Inc NEW	1,208	13K	—	+0.0%	1Q	SEC ↗
34	HARBOUR INVESTMENTS, INC.	1,100	12K	—	+0.0%	2Q	SEC ↗
35	Farther Finance Advisors, LLC NEW	380	4K	—	+0.0%	1Q	SEC ↗
36	HIGHLINE WEALTH PARTNERS LLC	217	2K	—	+0.0%	2Q	SEC ↗
37	Advisory Services Network, LLC	0	0K	-1,301	-100.0%	1Q	SEC ↗
38	AQR Arbitrage LLC	0	0K	-76,020	-100.0%	10Q	SEC ↗
39	TWO SIGMA INVESTMENTS, LP	0	0K	-27,364	-100.0%	3Q	SEC ↗
40	Verition Fund Management LLC	0	0K	-36,559	-100.0%	2Q	SEC ↗
41	ROBINSON CAPITAL MANAGEMENT, LLC	0	0K	-13,376	-100.0%	6Q	SEC ↗
42	Advisors Asset Management, Inc.	0	0K	-22,424	-100.0%	8Q	SEC ↗
43	Saba Capital Management, L.P.	0	0K	-281,328	-100.0%	7Q	SEC ↗
44	WOLVERINE ASSET MANAGEMENT LLC	0	0K	-47,578	-100.0%	11Q	SEC ↗

Recent Activity

New Positions (5)

Holder	Shares	Value
Dakota Wealth Management	25,770	283K
XTX Topco Ltd	17,333	191K
Advisory Solutions Group, LLC	10,402	114K
IFP Advisors, Inc	1,208	13K
Farther Finance Advisors, LLC	380	4K

Sold Out (8)

Holder	Prev Shares	Prev Value
Saba Capital Management, L.P.	281,328	3M
AQR Arbitrage LLC	76,020	836K
WOLVERINE ASSET MANAGEMENT LLC	47,578	523K
Verition Fund Management LLC	36,559	402K
TWO SIGMA INVESTMENTS, LP	27,364	301K
Advisors Asset Management, Inc.	22,424	247K
ROBINSON CAPITAL MANAGEMENT, LLC	13,376	147K
Advisory Services Network, LLC	1,301	14K

Biggest Increases (15)

Holder	Added	Change %	Total Shares
Karpus Management, Inc.	+391,119	+75.4%	909,620
Invesco Ltd.	+28,470	+21.8%	159,131
COMMONWEALTH EQUITY SERVICES, LLC	+17,711	+11.5%	171,821
ENVESTNET ASSET MANAGEMENT INC	+16,864	+12.3%	154,332
Kestra Advisory Services, LLC	+6,397	+16.6%	44,860
PRINCIPAL SECURITIES, INC.	+6,100	+4.1%	153,377
&PARTNERS	+3,999	+9.9%	44,498
PNC Financial Services Group, Inc.	+3,865	+38.6%	13,865
Kovack Advisors, Inc.	+3,741	+6.2%	64,341
OSAIC HOLDINGS, INC.	+3,576	+14.8%	27,754
BANK OF AMERICA CORP /DE	+2,132	+0.7%	306,653
Cetera Investment Advisers	+907	+4.9%	19,431
BLUE BELL PRIVATE WEALTH MANAGEMENT	+378	+0.3%	109,712
WELLS FARGO & COMPANY/MN	+359	+0.5%	68,337
RAYMOND JAMES FINANCIAL INC	+203	+0.6%	31,866

Biggest Decreases (11)

Holder	Reduced	Change %	Total Shares
Pathstone Holdings, LLC	-289,797	-55.5%	232,244
1607 Capital Partners, LLC	-54,496	-40.7%	79,413
AMERIPRISE FINANCIAL INC	-19,631	-24.7%	59,744
Bulldog Investors, LLP	-7,323	-1.3%	550,968
UBS Group AG	-4,858	-74.5%	1,666
MORGAN STANLEY	-4,782	-3.2%	142,939
NWF Advisory Services Inc.	-3,000	-16.3%	15,400
ROYAL BANK OF CANADA	-2,927	-6.3%	43,382
Shaker Financial Services, LLC	-2,552	-9.1%	25,429
LPL Financial LLC	-1,947	-4.5%	40,936
B. Riley Wealth Advisors, Inc.	-1,552	-9.6%	14,600

HEQ

Institutional Ownership — HEQ

Ownership Trends

Top Institutional Holders (44 total)

Recent Activity

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