$6.83

+0.01 (+0.15%)

Weekly Expected Move ±3.7%

$6 $7 $7 $7 $7

ETF NYSE · AUM $378.4M

Overview Holdings Changes Technicals Analysis Peers Institutions Dark Pool Short Interest Weather

Institutional Ownership — HFRO

105

Institutional Holders

-3 vs prior quarter

0.0%

Ownership

+0.00pp

226M

Total Invested

New Positions

Increased

Reduced

Closed

0.00

Put/Call Ratio

Ownership Trends

Top Institutional Holders (117 total)

#	Holder	Shares	Value	Change	Change %	Holding Period	Filing
1	Saba Capital Management, L.P.	5,976,204	41M	+828,967	+16.1%	5Q	SEC ↗
2	NEXPOINT ASSET MANAGEMENT, L.P.	4,599,295	31M	+470,400	+11.4%	21Q	SEC ↗
3	RAYMOND JAMES FINANCIAL INC	3,979,624	27M	+58,645	+1.5%	7Q	SEC ↗
4	Thomas J. Herzfeld Advisors, Inc.	2,676,474	18M	-39,187	-1.4%	34Q	SEC ↗
5	MORGAN STANLEY	2,487,826	17M	-56,567	-2.2%	35Q	SEC ↗
6	ENVESTNET ASSET MANAGEMENT INC	2,183,464	15M	+36,125	+1.7%	31Q	SEC ↗
7	Invesco Ltd.	1,161,203	8M	-247,603	-17.6%	30Q	SEC ↗
8	Atlas Wealth LLC NEW	1,030,976	7M	—	+0.0%	1Q	SEC ↗
9	Cambridge Investment Research Advisors	944,693	6M	-21,186	-2.2%	35Q	SEC ↗
10	Matisse Capital	617,000	4M	—	+0.0%	17Q	SEC ↗
11	LPL Financial LLC	615,069	4M	-7,637	-1.2%	35Q	SEC ↗
12	ROYAL BANK OF CANADA	544,380	4M	-86,832	-13.8%	35Q	SEC ↗
13	OPPENHEIMER & CO INC	532,264	4M	+72,042	+15.7%	15Q	SEC ↗
14	Geneos Wealth Management Inc.	525,538	4M	-147,262	-21.9%	35Q	SEC ↗
15	Altium Capital Management LLC	317,055	2M	+39,987	+14.4%	3Q	SEC ↗
16	Camelot Portfolios, LLC	310,043	2M	-7,019	-2.2%	30Q	SEC ↗
17	Closed-End Fund Advisors, Inc.	237,067	2M	+1,743	+0.7%	3Q	SEC ↗
18	CHOREO, LLC	206,145	1M	-11,817	-5.4%	10Q	SEC ↗
19	LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	181,396	1M	—	+0.0%	19Q	SEC ↗
20	PARK AVENUE SECURITIES LLC	176,281	1M	-5,397	-3.0%	22Q	SEC ↗
21	BLUE BELL PRIVATE WEALTH MANAGEMENT, L	176,264	1M	+37,061	+26.6%	16Q	SEC ↗
22	NewEdge Advisors, LLC	173,066	1M	+6,748	+4.1%	14Q	SEC ↗
23	Aristides Capital LLC	143,706	982K	+5,610	+4.1%	26Q	SEC ↗
24	IHT Wealth Management, LLC	137,401	938K	-3,178	-2.3%	31Q	SEC ↗
25	GRATIA CAPITAL, LLC NEW	124,725	852K	—	+0.0%	1Q	SEC ↗
26	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	122,317	835K	—	+0.0%	18Q	SEC ↗
27	HighTower Advisors, LLC	109,907	751K	-4,118	-3.6%	15Q	SEC ↗
28	Baird Financial Group, Inc.	95,804	654K	-17,900	-15.7%	18Q	SEC ↗
29	OSAIC HOLDINGS, INC.	95,535	653K	-15,008	-13.6%	26Q	SEC ↗
30	Calamos Advisors LLC	80,201	548K	+5,346	+7.1%	10Q	SEC ↗
31	GILPIN WEALTH MANAGEMENT, LLC	76,546	523K	-15,096	-16.5%	3Q	SEC ↗
32	Creative Planning	68,552	468K	+4	+0.0%	11Q	SEC ↗
33	HARBOUR INVESTMENTS, INC.	65,120	445K	-77,123	-54.2%	2Q	SEC ↗
34	Samalin Investment Counsel, LLC	56,009	383K	-21,379	-27.6%	14Q	SEC ↗
35	Ariadne Wealth Management, LP	52,914	361K	+14	+0.0%	9Q	SEC ↗
36	Cetera Investment Advisers	50,969	348K	-147	-0.3%	23Q	SEC ↗
37	XTX Topco Ltd	48,570	332K	+28,582	+143.0%	3Q	SEC ↗
38	AEGON USA Investment Management, LLC	47,619	325K	-31,812	-40.0%	10Q	SEC ↗
39	Financial Solutions Advisory Group, In NEW	44,734	306K	—	+0.0%	1Q	SEC ↗
40	SUSQUEHANNA INTERNATIONAL GROUP, LLP	43,426	297K	+6,167	+16.6%	5Q	SEC ↗
41	JANE STREET GROUP, LLC	40,661	278K	+8,141	+25.0%	4Q	SEC ↗
42	MERCER GLOBAL ADVISORS INC /ADV	35,831	245K	—	+0.0%	3Q	SEC ↗
43	CSS LLC/IL	32,516	222K	—	+0.0%	31Q	SEC ↗
44	Abel Hall, LLC	30,000	205K	—	+0.0%	5Q	SEC ↗
45	Papamarkou Wellner Asset Management in	30,000	205K	-15,000	-33.3%	7Q	SEC ↗
46	UBS Group AG	29,943	205K	+11,295	+60.6%	35Q	SEC ↗
47	INTEGRATED CAPITAL MANAGEMENT, INC.	29,285	200K	-4,681	-13.8%	13Q	SEC ↗
48	EVOLVE PRIVATE WEALTH, LLC	28,887	197K	-2,327	-7.5%	3Q	SEC ↗
49	INDEPENDENT FINANCIAL GROUP, LLC	28,881	197K	+251	+0.9%	26Q	SEC ↗
50	B. Riley Wealth Advisors, Inc.	25,815	176K	+4,312	+20.1%	2Q	SEC ↗

Recent Activity

New Positions (11)

Holder	Shares	Value
Atlas Wealth LLC	1,030,976	7M
GRATIA CAPITAL, LLC	124,725	852K
Financial Solutions Advisory Group,	44,734	306K
GOLDMAN SACHS GROUP INC	15,148	103K
NOMURA HOLDINGS INC	15,000	102K
DIVERSIFY WEALTH MANAGEMENT, LLC	13,015	89K
Diversify Advisory Services, LLC	13,015	89K
Post Resch Tallon Group Inc.	10,485	72K
Integrated Wealth Concepts LLC	6,920	47K
Arax Advisory Partners	5,044	34K
ASSETMARK, INC	226	2K

Sold Out (20)

Holder	Prev Shares	Prev Value
Marex Group plc	205,000	1M
Concorde Asset Management, LLC	166,190	1M
Arlington Capital Management, Inc.	154,306	1M
Alpine Global Management, LLC	99,974	683K
HB Wealth Management, LLC	32,550	222K
MILLENNIUM MANAGEMENT LLC	28,850	197K
Yakira Capital Management, Inc.	15,655	107K
CITADEL ADVISORS LLC	15,564	106K
LifeWealth Investments, LLC	14,625	100K
NWF Advisory Services Inc.	10,400	71K
CHANNEL WEALTH LLC	10,074	69K
Advisory Services Network, LLC	7,458	51K
SUMMIT SECURITIES GROUP LLC	5,658	39K
Legacy Wealth Managment, LLC/ID	5,237	36K
Pinnacle Wealth Planning Services,	2,520	17K
US BANCORP \DE	1,775	12K
FLAGSHIP HARBOR ADVISORS, LLC	977	7K
Tower Research Capital LLC (TRC)	409	3K
Sound Income Strategies, LLC	382	3K
Hamrick Investment Counsel, llc	250	2K

Biggest Increases (20)

Holder	Added	Change %	Total Shares
Saba Capital Management, L.P.	+828,967	+16.1%	5,976,204
NEXPOINT ASSET MANAGEMENT, L.P.	+470,400	+11.4%	4,599,295
OPPENHEIMER & CO INC	+72,042	+15.7%	532,264
RAYMOND JAMES FINANCIAL INC	+58,645	+1.5%	3,979,624
Altium Capital Management LLC	+39,987	+14.4%	317,055
BLUE BELL PRIVATE WEALTH MANAGEMENT	+37,061	+26.6%	176,264
ENVESTNET ASSET MANAGEMENT INC	+36,125	+1.7%	2,183,464
XTX Topco Ltd	+28,582	+143.0%	48,570
UBS Group AG	+11,295	+60.6%	29,943
JANE STREET GROUP, LLC	+8,141	+25.0%	40,661
NewEdge Advisors, LLC	+6,748	+4.1%	173,066
SUSQUEHANNA INTERNATIONAL GROUP, LL	+6,167	+16.6%	43,426
Aristides Capital LLC	+5,610	+4.1%	143,706
Calamos Advisors LLC	+5,346	+7.1%	80,201
B. Riley Wealth Advisors, Inc.	+4,312	+20.1%	25,815
North Ground Capital	+2,650	+12.0%	24,731
MML INVESTORS SERVICES, LLC	+2,350	+14.4%	18,683
Closed-End Fund Advisors, Inc.	+1,743	+0.7%	237,067
Triumph Capital Management	+700	+26.9%	3,300
Rockefeller Capital Management L.P.	+487	+5.5%	9,385

Biggest Decreases (20)

Holder	Reduced	Change %	Total Shares
Invesco Ltd.	-247,603	-17.6%	1,161,203
Geneos Wealth Management Inc.	-147,262	-21.9%	525,538
ROYAL BANK OF CANADA	-86,832	-13.8%	544,380
HARBOUR INVESTMENTS, INC.	-77,123	-54.2%	65,120
MORGAN STANLEY	-56,567	-2.2%	2,487,826
Thomas J. Herzfeld Advisors, Inc.	-39,187	-1.4%	2,676,474
AEGON USA Investment Management, LL	-31,812	-40.0%	47,619
Samalin Investment Counsel, LLC	-21,379	-27.6%	56,009
Cambridge Investment Research Advis	-21,186	-2.2%	944,693
Kestra Advisory Services, LLC	-19,694	-55.8%	15,591
Baird Financial Group, Inc.	-17,900	-15.7%	95,804
GILPIN WEALTH MANAGEMENT, LLC	-15,096	-16.5%	76,546
OSAIC HOLDINGS, INC.	-15,008	-13.6%	95,535
Papamarkou Wellner Asset Management	-15,000	-33.3%	30,000
CHOREO, LLC	-11,817	-5.4%	206,145
MELFA WEALTH MANAGEMENT, INC.	-10,279	-35.3%	18,856
Janney Montgomery Scott LLC	-8,745	-43.1%	11,530
LPL Financial LLC	-7,637	-1.2%	615,069
Camelot Portfolios, LLC	-7,019	-2.2%	310,043
Keystone Wealth Services, LLC	-6,626	-31.1%	14,704

HFRO

Institutional Ownership — HFRO

Ownership Trends

Top Institutional Holders (117 total)

Recent Activity

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