HGLB
Highland Global Allocation Fund
1W: -2.5%
1M: -9.8%
3M: -11.5%
YTD: -23.2%
1Y: -24.6%
3Y: +11.5%
5Y: +13.7%
$6.72
+0.03 (+0.45%)
Weekly Expected Move ±2.8%
$6
$7
$7
$7
$7
Institutional Ownership — HGLB
45
Institutional Holders
+0 vs prior quarter
0.0%
Ownership
+0.00pp
49M
Total Invested
8
New Positions
11
Increased
19
Reduced
3
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (52 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | RAYMOND JAMES FINANCIAL INC | 2,225,125 | $15M | -128,036 | -5.4% | 7Q | SEC ↗ |
| 2 | MORGAN STANLEY | 826,174 | $6M | +61,884 | +8.1% | 30Q | SEC ↗ |
| 3 | LPL Financial LLC | 546,359 | $4M | -322,418 | -37.1% | 30Q | SEC ↗ |
| 4 | Matisse Capital | 525,000 | $4M | +82,000 | +18.5% | 16Q | SEC ↗ |
| 5 | Shaker Financial Services, LLC | 520,207 | $3M | +329,650 | +173.0% | 3Q | SEC ↗ |
| 6 | OSAIC HOLDINGS, INC. | 229,469 | $2M | -95,582 | -29.4% | 26Q | SEC ↗ |
| 7 | Quantedge Capital Pte Ltd | 201,587 | $1M | +12,600 | +6.7% | 23Q | SEC ↗ |
| 8 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. NEW | 201,096 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 9 | NewEdge Advisors, LLC | 169,935 | $1M | -41,472 | -19.6% | 5Q | SEC ↗ |
| 10 | NWF Advisory Services Inc. | 165,400 | $1M | -99,081 | -37.5% | 6Q | SEC ↗ |
| 11 | Sovereign Financial Group, Inc. | 113,391 | $762K | +1,752 | +1.6% | 23Q | SEC ↗ |
| 12 | Advisory Solutions Group, LLC NEW | 113,297 | $761K | — | +0.0% | 1Q | SEC ↗ |
| 13 | OPPENHEIMER & CO INC | 90,402 | $608K | +21,836 | +31.8% | 15Q | SEC ↗ |
| 14 | JANE STREET GROUP, LLC NEW | 63,973 | $430K | — | +0.0% | 1Q | SEC ↗ |
| 15 | UBS Group AG | 48,000 | $323K | -25,732 | -34.9% | 14Q | SEC ↗ |
| 16 | Capital Investment Advisors, LLC | 40,144 | $270K | +73 | +0.2% | 19Q | SEC ↗ |
| 17 | Summit Financial, LLC | 36,500 | $245K | — | +0.0% | 4Q | SEC ↗ |
| 18 | XTX Topco Ltd NEW | 30,986 | $208K | — | +0.0% | 1Q | SEC ↗ |
| 19 | WEDBUSH SECURITIES INC | 27,482 | $185K | -1,713 | -5.9% | 4Q | SEC ↗ |
| 20 | Cetera Investment Advisers | 24,469 | $164K | -334 | -1.3% | 10Q | SEC ↗ |
| 21 | Kapstone Financial Advisors LLC NEW | 23,455 | $158K | — | +0.0% | 1Q | SEC ↗ |
| 22 | BLUE BELL PRIVATE WEALTH MANAGEMENT, L | 23,189 | $156K | +4,927 | +27.0% | 7Q | SEC ↗ |
| 23 | AQR CAPITAL MANAGEMENT LLC | 22,435 | $151K | -1,303 | -5.5% | 2Q | SEC ↗ |
| 24 | HB Wealth Management, LLC | 22,435 | $151K | -1,303 | -5.5% | 4Q | SEC ↗ |
| 25 | Cambridge Investment Research Advisors | 21,316 | $143K | -5,972 | -21.9% | 28Q | SEC ↗ |
| 26 | CITADEL ADVISORS LLC NEW | 18,836 | $127K | — | +0.0% | 1Q | SEC ↗ |
| 27 | Virtu Financial LLC | 17,159 | $115K | +3,723 | +27.7% | 2Q | SEC ↗ |
| 28 | ROYAL BANK OF CANADA | 14,387 | $97K | -4,306 | -23.0% | 30Q | SEC ↗ |
| 29 | Bay Colony Advisory Group, Inc d/b/a B | 14,107 | $95K | -7,257 | -34.0% | 14Q | SEC ↗ |
| 30 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,949 | $87K | -8,075 | -38.4% | 3Q | SEC ↗ |
| 31 | Integrated Wealth Concepts LLC NEW | 12,530 | $84K | — | +0.0% | 1Q | SEC ↗ |
| 32 | Concorde Asset Management, LLC NEW | 12,000 | $81K | — | +0.0% | 1Q | SEC ↗ |
| 33 | INTERNATIONAL ASSETS INVESTMENT MANAGE | 11,904 | $80K | -920 | -7.2% | 5Q | SEC ↗ |
| 34 | AE Wealth Management LLC | 11,563 | $78K | +150 | +1.3% | 3Q | SEC ↗ |
| 35 | BENJAMIN EDWARDS INC | 11,145 | $75K | +500 | +4.7% | 4Q | SEC ↗ |
| 36 | Rockefeller Capital Management L.P. | 9,012 | $61K | — | +0.0% | 4Q | SEC ↗ |
| 37 | CoreCap Advisors, LLC | 5,385 | $36K | — | +0.0% | 10Q | SEC ↗ |
| 38 | Godfrey Financial Associates, Inc. | 3,203 | $22K | — | +0.0% | 3Q | SEC ↗ |
| 39 | LANARK FINANCIAL, INC. | 2,067 | $14K | — | +0.0% | 7Q | SEC ↗ |
| 40 | CWM, LLC | 913 | $6K | +9 | +1.0% | 2Q | SEC ↗ |
| 41 | Pinnacle Wealth Planning Services, Inc | 520 | $3K | — | +0.0% | 2Q | SEC ↗ |
| 42 | HIGHLINE WEALTH PARTNERS LLC | 325 | $2K | — | +0.0% | 3Q | SEC ↗ |
| 43 | WELLS FARGO & COMPANY/MN | 1 | $0K | -1 | -50.0% | 30Q | SEC ↗ |
| 44 | FLAGSHIP HARBOR ADVISORS, LLC | 0 | $0K | -301 | -100.0% | 1Q | SEC ↗ |
| 45 | Allworth Financial LP | 0 | $0K | -310 | -100.0% | 1Q | SEC ↗ |
| 46 | BankPlus Wealth Management LLC | 0 | $0K | -16,000 | -100.0% | 2Q | SEC ↗ |
| 47 | PNC FINANCIAL SERVICES GROUP, INC. | 0 | $0K | -45,000 | -100.0% | 5Q | SEC ↗ |
| 48 | SageView Advisory Group, LLC | 0 | $0K | -659 | -100.0% | 1Q | SEC ↗ |
| 49 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 0 | $0K | -465 | -100.0% | 14Q | SEC ↗ |
| 50 | Jessup Wealth Management, Inc | 0 | $0K | -949 | -100.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (8)
| Holder | Shares | Value |
|---|---|---|
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C | 201,096 | $1M |
| Advisory Solutions Group, LLC | 113,297 | $761K |
| JANE STREET GROUP, LLC | 63,973 | $430K |
| XTX Topco Ltd | 30,986 | $208K |
| Kapstone Financial Advisors LLC | 23,455 | $158K |
| CITADEL ADVISORS LLC | 18,836 | $127K |
| Integrated Wealth Concepts LLC | 12,530 | $84K |
| Concorde Asset Management, LLC | 12,000 | $81K |
Sold Out (9)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| PNC FINANCIAL SERVICES GROUP, INC. | 45,000 | $302K |
| Total Wealth Planning & Management, | 35,543 | $239K |
| BankPlus Wealth Management LLC | 16,000 | $108K |
| Advisory Services Network, LLC | 1,797 | $12K |
| Jessup Wealth Management, Inc | 949 | $6K |
| SageView Advisory Group, LLC | 659 | $4K |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | 465 | $3K |
| Allworth Financial LP | 310 | $2K |
| FLAGSHIP HARBOR ADVISORS, LLC | 301 | $2K |
Biggest Increases (12)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Shaker Financial Services, LLC | +329,650 | +173.0% | 520,207 |
| Matisse Capital | +82,000 | +18.5% | 525,000 |
| MORGAN STANLEY | +61,884 | +8.1% | 826,174 |
| OPPENHEIMER & CO INC | +21,836 | +31.8% | 90,402 |
| Quantedge Capital Pte Ltd | +12,600 | +6.7% | 201,587 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT | +4,927 | +27.0% | 23,189 |
| Virtu Financial LLC | +3,723 | +27.7% | 17,159 |
| Sovereign Financial Group, Inc. | +1,752 | +1.6% | 113,391 |
| BENJAMIN EDWARDS INC | +500 | +4.7% | 11,145 |
| AE Wealth Management LLC | +150 | +1.3% | 11,563 |
| Capital Investment Advisors, LLC | +73 | +0.2% | 40,144 |
| CWM, LLC | +9 | +1.0% | 913 |
Biggest Decreases (16)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| LPL Financial LLC | -322,418 | -37.1% | 546,359 |
| RAYMOND JAMES FINANCIAL INC | -128,036 | -5.4% | 2,225,125 |
| NWF Advisory Services Inc. | -99,081 | -37.5% | 165,400 |
| OSAIC HOLDINGS, INC. | -95,582 | -29.4% | 229,469 |
| NewEdge Advisors, LLC | -41,472 | -19.6% | 169,935 |
| UBS Group AG | -25,732 | -34.9% | 48,000 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | -8,075 | -38.4% | 12,949 |
| Bay Colony Advisory Group, Inc d/b/ | -7,257 | -34.0% | 14,107 |
| Cambridge Investment Research Advis | -5,972 | -21.9% | 21,316 |
| ROYAL BANK OF CANADA | -4,306 | -23.0% | 14,387 |
| WEDBUSH SECURITIES INC | -1,713 | -5.9% | 27,482 |
| AQR CAPITAL MANAGEMENT LLC | -1,303 | -5.5% | 22,435 |
| HB Wealth Management, LLC | -1,303 | -5.5% | 22,435 |
| INTERNATIONAL ASSETS INVESTMENT MAN | -920 | -7.2% | 11,904 |
| Cetera Investment Advisers | -334 | -1.3% | 24,469 |
| WELLS FARGO & COMPANY/MN | -1 | -50.0% | 1 |