JOF
Japan Smaller Capitalization Fund, Inc.
1W: +0.1%
1M: +1.1%
3M: +6.8%
YTD: +16.0%
1Y: +23.0%
3Y: +99.8%
5Y: +68.3%
$12.67
+0.16 (+1.28%)
Weekly Expected Move ±2.7%
$12
$12
$13
$13
$13
Institutional Ownership — JOF
67
Institutional Holders
+6 vs prior quarter
0.0%
Ownership
+0.00pp
243M
Total Invested
12
New Positions
15
Increased
24
Reduced
10
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (71 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Allspring Global Investments Holdings, | 4,483,067 | $57M | -592,502 | -11.7% | 19Q | SEC ↗ |
| 2 | CITY OF LONDON INVESTMENT MANAGEMENT C | 3,894,571 | $49M | +174,562 | +4.7% | 45Q | SEC ↗ |
| 3 | LAZARD ASSET MANAGEMENT LLC | 3,560,978 | $45M | +60,365 | +1.7% | 63Q | SEC ↗ |
| 4 | 1607 Capital Partners, LLC | 2,724,109 | $35M | -860,491 | -24.0% | 71Q | SEC ↗ |
| 5 | Saba Capital Management, L.P. | 1,948,781 | $25M | +346,975 | +21.7% | 11Q | SEC ↗ |
| 6 | BANK OF AMERICA CORP /DE | 443,293 | $6M | — | +0.0% | 15Q | SEC ↗ |
| 7 | Karpus Management, Inc. | 417,754 | $5M | -18,700 | -4.3% | 50Q | SEC ↗ |
| 8 | Almitas Capital LLC | 386,375 | $5M | -16,581 | -4.1% | 18Q | SEC ↗ |
| 9 | MORGAN STANLEY | 289,647 | $4M | -246,176 | -45.9% | 60Q | SEC ↗ |
| 10 | Pekin Hardy Strauss, Inc. | 281,705 | $4M | +47,136 | +20.1% | 24Q | SEC ↗ |
| 11 | Mraz, Amerine & Associates, Inc. | 202,362 | $3M | +6,909 | +3.5% | 8Q | SEC ↗ |
| 12 | Bulldog Investors, LLP | 187,557 | $2M | +83,376 | +80.0% | 5Q | SEC ↗ |
| 13 | FLAGSHIP HARBOR ADVISORS, LLC NEW | 162,571 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 14 | LPL Financial LLC | 150,688 | $2M | +31,520 | +26.5% | 3Q | SEC ↗ |
| 15 | Altium Capital Management LLC | 150,412 | $2M | — | +0.0% | 3Q | SEC ↗ |
| 16 | RAFFLES ASSOCIATES LP | 110,967 | $1M | — | +0.0% | 12Q | SEC ↗ |
| 17 | RAYMOND JAMES FINANCIAL INC | 106,861 | $1M | +650 | +0.6% | 7Q | SEC ↗ |
| 18 | CIBC WORLD MARKET INC. | 105,444 | $1M | +11,096 | +11.8% | 5Q | SEC ↗ |
| 19 | Hara Capital LLC | 98,764 | $1M | -1,200 | -1.2% | 11Q | SEC ↗ |
| 20 | Shaker Financial Services, LLC | 93,079 | $1M | +3,000 | +3.3% | 25Q | SEC ↗ |
| 21 | Verition Fund Management LLC | 79,538 | $1M | -175,907 | -68.9% | 2Q | SEC ↗ |
| 22 | CSS LLC/IL | 68,679 | $870K | +43,387 | +171.5% | 2Q | SEC ↗ |
| 23 | Baird Financial Group, Inc. | 63,423 | $804K | — | +0.0% | 29Q | SEC ↗ |
| 24 | BARD ASSOCIATES INC | 58,289 | $739K | +19,067 | +48.6% | 61Q | SEC ↗ |
| 25 | Barry Investment Advisors, LLC | 57,510 | $729K | -58,007 | -50.2% | 27Q | SEC ↗ |
| 26 | HRT FINANCIAL LP NEW | 42,242 | $535K | — | +0.0% | 1Q | SEC ↗ |
| 27 | Corient Private Wealth LP | 42,100 | $533K | +347 | +0.8% | 2Q | SEC ↗ |
| 28 | CITADEL ADVISORS LLC NEW | 38,815 | $492K | — | +0.0% | 1Q | SEC ↗ |
| 29 | Quantinno Capital Management LP | 36,100 | $457K | +814 | +2.3% | 2Q | SEC ↗ |
| 30 | Dynamic Advisor Solutions LLC | 34,366 | $435K | — | +0.0% | 18Q | SEC ↗ |
| 31 | DKM Wealth Management, Inc. | 34,001 | $431K | — | +0.0% | 7Q | SEC ↗ |
| 32 | BEAM WEALTH ADVISORS, INC. | 24,500 | $310K | — | +0.0% | 9Q | SEC ↗ |
| 33 | READYSTATE ASSET MANAGEMENT LP NEW | 22,249 | $282K | — | +0.0% | 1Q | SEC ↗ |
| 34 | Triasima Portfolio Management inc. | 21,800 | $276K | — | +0.0% | 13Q | SEC ↗ |
| 35 | SAX WEALTH ADVISORS, LLC | 21,395 | $271K | -5,830 | -21.4% | 3Q | SEC ↗ |
| 36 | INGALLS & SNYDER LLC | 20,000 | $253K | — | +0.0% | 12Q | SEC ↗ |
| 37 | ROBERTS GLORE & CO INC /IL | 17,633 | $223K | — | +0.0% | 27Q | SEC ↗ |
| 38 | XTX Topco Ltd NEW | 16,076 | $204K | — | +0.0% | 1Q | SEC ↗ |
| 39 | Successful Portfolios LLC | 15,000 | $190K | — | +0.0% | 11Q | SEC ↗ |
| 40 | Mills Wealth Advisors LLC | 12,823 | $162K | -11,997 | -48.3% | 13Q | SEC ↗ |
| 41 | Sanctuary Advisors, LLC NEW | 12,300 | $156K | — | +0.0% | 1Q | SEC ↗ |
| 42 | WELLS FARGO & COMPANY/MN | 10,292 | $130K | +5,879 | +133.2% | 71Q | SEC ↗ |
| 43 | North Ground Capital NEW | 10,000 | $127K | — | +0.0% | 1Q | SEC ↗ |
| 44 | OSAIC HOLDINGS, INC. | 9,184 | $116K | -1,288 | -12.3% | 15Q | SEC ↗ |
| 45 | PNC Financial Services Group, Inc. | 6,055 | $77K | — | +0.0% | 15Q | SEC ↗ |
| 46 | Colonial Trust Advisors | 5,649 | $72K | -750 | -11.7% | 3Q | SEC ↗ |
| 47 | CWM, LLC | 4,506 | $57K | — | +0.0% | 9Q | SEC ↗ |
| 48 | Noble Wealth Management PBC | 4,500 | $57K | -45,178 | -90.9% | 4Q | SEC ↗ |
| 49 | INTERNATIONAL ASSETS INVESTMENT MANAGE | 3,900 | $49K | — | +0.0% | 3Q | SEC ↗ |
| 50 | Integrated Wealth Concepts LLC NEW | 3,000 | $38K | — | +0.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (12)
| Holder | Shares | Value |
|---|---|---|
| FLAGSHIP HARBOR ADVISORS, LLC | 162,571 | $2M |
| HRT FINANCIAL LP | 42,242 | $535K |
| CITADEL ADVISORS LLC | 38,815 | $492K |
| READYSTATE ASSET MANAGEMENT LP | 22,249 | $282K |
| XTX Topco Ltd | 16,076 | $204K |
| Sanctuary Advisors, LLC | 12,300 | $156K |
| North Ground Capital | 10,000 | $127K |
| Integrated Wealth Concepts LLC | 3,000 | $38K |
| United Financial Planning Group LLC | 2,800 | $35K |
| JPMORGAN CHASE & CO | 2,107 | $27K |
| JONES FINANCIAL COMPANIES LLLP | 333 | $4K |
| ASSETMARK, INC | 132 | $2K |
Sold Out (13)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Focus Partners Wealth | 111,255 | $1M |
| BLUE BELL PRIVATE WEALTH MANAGEMENT | 90,057 | $1M |
| EVOLVE PRIVATE WEALTH, LLC | 57,744 | $732K |
| Hudson Portfolio Management LLC | 50,781 | $643K |
| Spectrum Asset Management, Inc. (NB | 47,055 | $596K |
| Independent Advisor Alliance | 19,800 | $251K |
| Quantedge Capital Pte Ltd | 12,022 | $152K |
| JANE STREET GROUP, LLC | 11,470 | $145K |
| WOLVERINE ASSET MANAGEMENT LLC | 10,321 | $131K |
| UBS Group AG | 8,191 | $104K |
| Western Wealth Management, LLC | 4,627 | $59K |
| BAROMETER CAPITAL MANAGEMENT INC. | 2,450 | $31K |
| ROYAL BANK OF CANADA | 1,000 | $13K |
Biggest Increases (15)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Saba Capital Management, L.P. | +346,975 | +21.7% | 1,948,781 |
| CITY OF LONDON INVESTMENT MANAGEMEN | +174,562 | +4.7% | 3,894,571 |
| Bulldog Investors, LLP | +83,376 | +80.0% | 187,557 |
| LAZARD ASSET MANAGEMENT LLC | +60,365 | +1.7% | 3,560,978 |
| Pekin Hardy Strauss, Inc. | +47,136 | +20.1% | 281,705 |
| CSS LLC/IL | +43,387 | +171.5% | 68,679 |
| LPL Financial LLC | +31,520 | +26.5% | 150,688 |
| BARD ASSOCIATES INC | +19,067 | +48.6% | 58,289 |
| CIBC WORLD MARKET INC. | +11,096 | +11.8% | 105,444 |
| Mraz, Amerine & Associates, Inc. | +6,909 | +3.5% | 202,362 |
| WELLS FARGO & COMPANY/MN | +5,879 | +133.2% | 10,292 |
| Shaker Financial Services, LLC | +3,000 | +3.3% | 93,079 |
| Quantinno Capital Management LP | +814 | +2.3% | 36,100 |
| RAYMOND JAMES FINANCIAL INC | +650 | +0.6% | 106,861 |
| Corient Private Wealth LP | +347 | +0.8% | 42,100 |
Biggest Decreases (14)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| 1607 Capital Partners, LLC | -860,491 | -24.0% | 2,724,109 |
| Allspring Global Investments Holdin | -592,502 | -11.7% | 4,483,067 |
| MORGAN STANLEY | -246,176 | -45.9% | 289,647 |
| Verition Fund Management LLC | -175,907 | -68.9% | 79,538 |
| Barry Investment Advisors, LLC | -58,007 | -50.2% | 57,510 |
| Noble Wealth Management PBC | -45,178 | -90.9% | 4,500 |
| Karpus Management, Inc. | -18,700 | -4.3% | 417,754 |
| Almitas Capital LLC | -16,581 | -4.1% | 386,375 |
| Mills Wealth Advisors LLC | -11,997 | -48.3% | 12,823 |
| SAX WEALTH ADVISORS, LLC | -5,830 | -21.4% | 21,395 |
| OSAIC HOLDINGS, INC. | -1,288 | -12.3% | 9,184 |
| Hara Capital LLC | -1,200 | -1.2% | 98,764 |
| Colonial Trust Advisors | -750 | -11.7% | 5,649 |
| Thomas J. Herzfeld Advisors, Inc. | -367 | -31.9% | 783 |