$5.59

+0.01 (+0.18%)

Weekly Expected Move ±1.9%

$5 $5 $6 $6 $6

ETF NYSE · AUM $348.2M

Overview Holdings Changes Technicals Analysis Peers Institutions Dark Pool Short Interest Weather

Institutional Ownership — LEO

110

Institutional Holders

+1 vs prior quarter

0.0%

Ownership

+0.00pp

190M

Total Invested

New Positions

Increased

Reduced

Closed

0.00

Put/Call Ratio

Ownership Trends

Top Institutional Holders (119 total)

#	Holder	Shares	Value	Change	Change %	Holding Period	Filing
1	Saba Capital Management, L.P.	6,076,820	$34M	—	+0.0%	11Q	SEC ↗
2	Pathstone Holdings, LLC	3,487,291	$19M	-256,659	-6.9%	11Q	SEC ↗
3	SIT INVESTMENT ASSOCIATES INC	2,295,354	$13M	+376,472	+19.6%	15Q	SEC ↗
4	RIVERNORTH CAPITAL MANAGEMENT, LLC	2,006,388	$11M	+21,196	+1.1%	12Q	SEC ↗
5	Hennion & Walsh Asset Management, Inc.	1,683,135	$9M	+884,861	+110.8%	12Q	SEC ↗
6	Bulldog Investors, LLP	1,510,131	$8M	-66,240	-4.2%	5Q	SEC ↗
7	GUGGENHEIM CAPITAL LLC	1,351,087	$8M	+56,854	+4.4%	29Q	SEC ↗
8	Advisors Asset Management, Inc.	1,155,820	$6M	+12,975	+1.1%	7Q	SEC ↗
9	WELLS FARGO & COMPANY/MN	1,132,581	$6M	+129,938	+13.0%	29Q	SEC ↗
10	ROBINSON CAPITAL MANAGEMENT, LLC	877,072	$5M	—	+0.0%	3Q	SEC ↗
11	VAN ECK ASSOCIATES CORP	537,717	$3M	-42,218	-7.3%	15Q	SEC ↗
12	Allspring Global Investments Holdings,	527,746	$3M	—	+0.0%	4Q	SEC ↗
13	Altium Capital Management LLC	438,676	$2M	—	+0.0%	3Q	SEC ↗
14	Gridiron Partners, LLC	404,971	$2M	+64,209	+18.8%	11Q	SEC ↗
15	CAPSTONE INVESTMENT ADVISORS, LLC	379,865	$2M	—	+0.0%	7Q	SEC ↗
16	Capital Investment Advisors, LLC	370,005	$2M	-9,294	-2.5%	25Q	SEC ↗
17	Invesco Ltd.	317,342	$2M	+68,781	+27.7%	5Q	SEC ↗
18	CITY OF LONDON INVESTMENT MANAGEMENT C	270,829	$2M	—	+0.0%	7Q	SEC ↗
19	MORGAN STANLEY	252,346	$1M	-27,043	-9.7%	29Q	SEC ↗
20	COHEN & STEERS, INC.	248,400	$1M	-50,000	-16.8%	11Q	SEC ↗
21	Fiera Capital Corp	246,842	$1M	+76,621	+45.0%	2Q	SEC ↗
22	ENVESTNET ASSET MANAGEMENT INC	220,675	$1M	-5,221	-2.3%	18Q	SEC ↗
23	Professional Financial Management, Inc	207,157	$1M	-12,328	-5.6%	3Q	SEC ↗
24	1607 Capital Partners, LLC	206,145	$1M	—	+0.0%	8Q	SEC ↗
25	PARK AVENUE SECURITIES LLC	188,636	$1M	-4,649	-2.4%	18Q	SEC ↗
26	LORD, ABBETT & CO. LLC	183,547	$1M	—	+0.0%	3Q	SEC ↗
27	&PARTNERS	180,730	$1M	+23,331	+14.8%	8Q	SEC ↗
28	RAYMOND JAMES FINANCIAL INC	169,085	$945K	+16,876	+11.1%	7Q	SEC ↗
29	LPL Financial LLC	162,811	$910K	+1,447	+0.9%	29Q	SEC ↗
30	RIVERBRIDGE PARTNERS LLC	138,053	$772K	-220,260	-61.5%	8Q	SEC ↗
31	TORONTO DOMINION BANK	134,630	$753K	+13,000	+10.7%	2Q	SEC ↗
32	BLUE BELL PRIVATE WEALTH MANAGEMENT, L	120,229	$672K	-5,981	-4.7%	10Q	SEC ↗
33	Traub Capital Management LLC	116,438	$651K	-2,600	-2.2%	5Q	SEC ↗
34	Summit Trail Advisors, LLC	114,659	$641K	+31,600	+38.0%	2Q	SEC ↗
35	Bank of New York Mellon Corp	106,646	$596K	-89,606	-45.7%	11Q	SEC ↗
36	Closed-End Fund Advisors, Inc.	104,718	$585K	—	+0.0%	3Q	SEC ↗
37	BANK OF AMERICA CORP /DE	100,716	$563K	-61,906	-38.1%	15Q	SEC ↗
38	CENTAURUS FINANCIAL, INC.	91,480	$511K	-2,325	-2.5%	26Q	SEC ↗
39	Ackerman Capital Advisors, LLC	82,963	$464K	-30,377	-26.8%	13Q	SEC ↗
40	Almitas Capital LLC	82,066	$459K	-115,030	-58.4%	9Q	SEC ↗
41	Petersen Hastings Wealth Advisors Inc.	80,605	$451K	—	+0.0%	3Q	SEC ↗
42	READYSTATE ASSET MANAGEMENT LP NEW	71,181	$398K	—	+0.0%	1Q	SEC ↗
43	AMERIPRISE FINANCIAL INC	62,495	$349K	+2,243	+3.7%	16Q	SEC ↗
44	MELFA WEALTH MANAGEMENT, INC.	60,335	$337K	+12	+0.0%	15Q	SEC ↗
45	Thomas J. Herzfeld Advisors, Inc. NEW	58,283	$326K	—	+0.0%	1Q	SEC ↗
46	180 WEALTH ADVISORS, LLC	57,188	$320K	-5,993	-9.5%	24Q	SEC ↗
47	Creative Planning	56,379	$315K	+146	+0.3%	11Q	SEC ↗
48	EVOLVE PRIVATE WEALTH, LLC	52,837	$295K	+26,659	+101.8%	3Q	SEC ↗
49	Daner Wealth Management, LLC	51,900	$290K	—	+0.0%	5Q	SEC ↗
50	Nuveen, LLC	51,503	$288K	—	+0.0%	6Q	SEC ↗

Recent Activity

New Positions (15)

Holder	Shares	Value
READYSTATE ASSET MANAGEMENT LP	71,181	$398K
Thomas J. Herzfeld Advisors, Inc.	58,283	$326K
JANE STREET GROUP, LLC	43,403	$243K
StoneX Group Inc.	21,642	$121K
Virtu Financial LLC	20,196	$113K
ROYAL BANK OF CANADA	17,795	$99K
Clear Street Group Inc.	14,126	$79K
BANK OF MONTREAL /CAN	12,184	$68K
Kestra Advisory Services, LLC	11,842	$66K
XTX Topco Ltd	11,684	$65K
Global Retirement Partners, LLC	5,000	$28K
JPMORGAN CHASE & CO	4,091	$23K
CoreCap Advisors, LLC	2,500	$14K
HARBOUR INVESTMENTS, INC.	345	$2K
Arax Advisory Partners	299	$2K

Sold Out (16)

Holder	Prev Shares	Prev Value
WHITEBOX ADVISORS LLC	305,421	$2M
Verition Fund Management LLC	218,601	$1M
Matisse Capital	117,935	$659K
Logan Stone Capital, LLC	66,020	$369K
Arkos Global Advisors	45,627	$255K
Independent Advisor Alliance	20,674	$116K
NOMURA HOLDINGS INC	20,000	$112K
SUSQUEHANNA INTERNATIONAL GROUP, LL	17,788	$99K
CITADEL ADVISORS LLC	12,192	$68K
WOLVERINE ASSET MANAGEMENT LLC	10,931	$61K
Clear Point Advisors Inc.	4,571	$26K
Kilter Group LLC	2,074	$12K
NORTHWESTERN MUTUAL WEALTH MANAGEME	1,200	$7K
Sound Income Strategies, LLC	700	$4K
Compass Financial Services Inc	226	$1K
PNC FINANCIAL SERVICES GROUP, INC.	3	$0K

Biggest Increases (20)

Holder	Added	Change %	Total Shares
Hennion & Walsh Asset Management, I	+884,861	+110.8%	1,683,135
SIT INVESTMENT ASSOCIATES INC	+376,472	+19.6%	2,295,354
WELLS FARGO & COMPANY/MN	+129,938	+13.0%	1,132,581
Fiera Capital Corp	+76,621	+45.0%	246,842
Invesco Ltd.	+68,781	+27.7%	317,342
Gridiron Partners, LLC	+64,209	+18.8%	404,971
GUGGENHEIM CAPITAL LLC	+56,854	+4.4%	1,351,087
Summit Trail Advisors, LLC	+31,600	+38.0%	114,659
EVOLVE PRIVATE WEALTH, LLC	+26,659	+101.8%	52,837
&PARTNERS	+23,331	+14.8%	180,730
RIVERNORTH CAPITAL MANAGEMENT, LLC	+21,196	+1.1%	2,006,388
RAYMOND JAMES FINANCIAL INC	+16,876	+11.1%	169,085
TORONTO DOMINION BANK	+13,000	+10.7%	134,630
Advisors Asset Management, Inc.	+12,975	+1.1%	1,155,820
OSAIC HOLDINGS, INC.	+3,652	+12.6%	32,690
MML INVESTORS SERVICES, LLC	+2,915	+20.2%	17,334
AMERIPRISE FINANCIAL INC	+2,243	+3.7%	62,495
Merit Financial Group, LLC	+1,531	+5.2%	31,057
LPL Financial LLC	+1,447	+0.9%	162,811
Summit Financial, LLC	+493	+2.8%	18,332

Biggest Decreases (20)

Holder	Reduced	Change %	Total Shares
Pathstone Holdings, LLC	-256,659	-6.9%	3,487,291
RIVERBRIDGE PARTNERS LLC	-220,260	-61.5%	138,053
Almitas Capital LLC	-115,030	-58.4%	82,066
Bank of New York Mellon Corp	-89,606	-45.7%	106,646
Bulldog Investors, LLP	-66,240	-4.2%	1,510,131
BANK OF AMERICA CORP /DE	-61,906	-38.1%	100,716
COHEN & STEERS, INC.	-50,000	-16.8%	248,400
VAN ECK ASSOCIATES CORP	-42,218	-7.3%	537,717
Ackerman Capital Advisors, LLC	-30,377	-26.8%	82,963
MORGAN STANLEY	-27,043	-9.7%	252,346
Professional Financial Management,	-12,328	-5.6%	207,157
Thoma Capital Management LLC	-12,125	-52.8%	10,848
HighTower Advisors, LLC	-11,059	-33.2%	22,231
Capital Investment Advisors, LLC	-9,294	-2.5%	370,005
INTEGRATED CAPITAL MANAGEMENT, INC.	-8,745	-20.2%	34,638
Corient Private Wealth LP	-7,666	-34.4%	14,607
MERCER GLOBAL ADVISORS INC /ADV	-6,829	-67.3%	3,321
180 WEALTH ADVISORS, LLC	-5,993	-9.5%	57,188
BLUE BELL PRIVATE WEALTH MANAGEMENT	-5,981	-4.7%	120,229
ENVESTNET ASSET MANAGEMENT INC	-5,221	-2.3%	220,675

LEO

Institutional Ownership — LEO

Ownership Trends

Top Institutional Holders (119 total)

Recent Activity

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