MMD
NYLI MacKay DefinedTerm Muni Opportunities Fund Shs of Beneficial Interest
1W: -0.5%
1M: -6.6%
3M: -10.5%
YTD: -7.3%
1Y: -8.5%
3Y: -1.4%
5Y: -23.9%
$13.74
+0.15 (+1.10%)
Weekly Expected Move ±2.5%
$13
$13
$14
$14
$14
Institutional Ownership — MMD
76
Institutional Holders
-6 vs prior quarter
0.0%
Ownership
+0.00pp
90M
Total Invested
6
New Positions
30
Increased
24
Reduced
5
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (87 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Hennion & Walsh Asset Management, Inc. | 728,962 | $10M | -7,086 | -1.0% | 7Q | SEC ↗ |
| 2 | RAYMOND JAMES FINANCIAL INC | 676,967 | $9M | +1,384 | +0.2% | 7Q | SEC ↗ |
| 3 | MORGAN STANLEY | 483,912 | $7M | +32,047 | +7.1% | 56Q | SEC ↗ |
| 4 | ROBINSON CAPITAL MANAGEMENT, LLC | 458,692 | $6M | +26,190 | +6.1% | 3Q | SEC ↗ |
| 5 | GUGGENHEIM CAPITAL LLC | 413,332 | $6M | -19,204 | -4.4% | 21Q | SEC ↗ |
| 6 | BANK OF AMERICA CORP /DE | 321,161 | $4M | +3,122 | +1.0% | 15Q | SEC ↗ |
| 7 | WELLS FARGO & COMPANY/MN | 281,468 | $4M | +14,742 | +5.5% | 56Q | SEC ↗ |
| 8 | Noble Wealth Management PBC | 124,708 | $2M | +4,708 | +3.9% | 4Q | SEC ↗ |
| 9 | Kestra Advisory Services, LLC | 112,179 | $2M | +96,757 | +627.4% | 3Q | SEC ↗ |
| 10 | ROYAL BANK OF CANADA | 106,326 | $1M | -42,097 | -28.4% | 42Q | SEC ↗ |
| 11 | NewEdge Advisors, LLC | 103,674 | $1M | +6,454 | +6.6% | 17Q | SEC ↗ |
| 12 | ProVise Management Group, LLC | 103,033 | $1M | +7,357 | +7.7% | 30Q | SEC ↗ |
| 13 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 99,375 | $1M | +30,815 | +44.9% | 3Q | SEC ↗ |
| 14 | Invesco Ltd. | 93,876 | $1M | +31,236 | +49.9% | 3Q | SEC ↗ |
| 15 | ENVESTNET ASSET MANAGEMENT INC | 91,377 | $1M | -2,620 | -2.8% | 7Q | SEC ↗ |
| 16 | CITY OF LONDON INVESTMENT MANAGEMENT C | 87,267 | $1M | — | +0.0% | 11Q | SEC ↗ |
| 17 | LPL Financial LLC | 83,453 | $1M | +20,255 | +32.1% | 55Q | SEC ↗ |
| 18 | PARK AVENUE SECURITIES LLC | 79,707 | $1M | -3,431 | -4.1% | 7Q | SEC ↗ |
| 19 | Advisors Asset Management, Inc. NEW | 78,096 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 20 | Intellus Advisors LLC | 69,702 | $958K | -4,256 | -5.8% | 7Q | SEC ↗ |
| 21 | Rockefeller Capital Management L.P. | 64,045 | $880K | +39,963 | +165.9% | 5Q | SEC ↗ |
| 22 | Thomas J. Herzfeld Advisors, Inc. | 60,688 | $834K | +16,292 | +36.7% | 7Q | SEC ↗ |
| 23 | Hopwood Nicholas Hunter | 60,615 | $833K | -11,982 | -16.5% | 3Q | SEC ↗ |
| 24 | MERCER GLOBAL ADVISORS INC /ADV | 52,291 | $718K | +652 | +1.3% | 6Q | SEC ↗ |
| 25 | Worthington Financial Partners, LLC | 52,059 | $715K | -3,973 | -7.1% | 3Q | SEC ↗ |
| 26 | Whipplewood Advisors, LLC | 50,902 | $699K | +2,090 | +4.3% | 7Q | SEC ↗ |
| 27 | 1607 Capital Partners, LLC | 50,886 | $699K | +11,798 | +30.2% | 3Q | SEC ↗ |
| 28 | Bank of New York Mellon Corp | 49,818 | $684K | +12,569 | +33.7% | 3Q | SEC ↗ |
| 29 | Ackerman Capital Advisors, LLC | 46,364 | $637K | +2,689 | +6.2% | 7Q | SEC ↗ |
| 30 | COHEN & STEERS, INC. | 45,000 | $618K | — | +0.0% | 6Q | SEC ↗ |
| 31 | AQR CAPITAL MANAGEMENT LLC | 42,619 | $586K | +564 | +1.3% | 6Q | SEC ↗ |
| 32 | UBS Group AG | 42,448 | $583K | -8,006 | -15.9% | 47Q | SEC ↗ |
| 33 | Rareview Capital LLC | 38,814 | $533K | +28,047 | +260.5% | 2Q | SEC ↗ |
| 34 | OSAIC HOLDINGS, INC. | 37,633 | $517K | +727 | +2.0% | 26Q | SEC ↗ |
| 35 | Cambridge Investment Research Advisors NEW | 37,605 | $517K | — | +0.0% | 1Q | SEC ↗ |
| 36 | Steward Partners Investment Advisory, | 35,240 | $484K | +11,792 | +50.3% | 39Q | SEC ↗ |
| 37 | XML Financial, LLC | 32,505 | $447K | — | +0.0% | 16Q | SEC ↗ |
| 38 | AMERIPRISE FINANCIAL INC | 32,127 | $441K | +11,157 | +53.2% | 16Q | SEC ↗ |
| 39 | &PARTNERS | 29,666 | $408K | -3,377 | -10.2% | 3Q | SEC ↗ |
| 40 | Global Endowment Management, LP | 26,413 | $363K | -3,587 | -12.0% | 5Q | SEC ↗ |
| 41 | WealthPLAN Partners, LLC | 24,590 | $338K | -1,830 | -6.9% | 5Q | SEC ↗ |
| 42 | Plancorp, LLC | 23,807 | $327K | — | +0.0% | 6Q | SEC ↗ |
| 43 | CENTAURUS FINANCIAL, INC. | 22,786 | $313K | -1,508 | -6.2% | 5Q | SEC ↗ |
| 44 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 20,078 | $276K | -4,642 | -18.8% | 38Q | SEC ↗ |
| 45 | MGO ONE SEVEN LLC | 19,557 | $269K | +1,652 | +9.2% | 2Q | SEC ↗ |
| 46 | Scarborough Advisors, LLC | 19,530 | $268K | — | +0.0% | 3Q | SEC ↗ |
| 47 | Arlington Capital Management, Inc. | 18,694 | $257K | +1,253 | +7.2% | 4Q | SEC ↗ |
| 48 | Clear Street Group Inc. NEW | 16,134 | $222K | — | +0.0% | 1Q | SEC ↗ |
| 49 | STIFEL FINANCIAL CORP | 14,658 | $201K | -4,772 | -24.6% | 36Q | SEC ↗ |
| 50 | Cetera Investment Advisers | 14,231 | $196K | +1,268 | +9.8% | 6Q | SEC ↗ |
Recent Activity
New Positions (6)
| Holder | Shares | Value |
|---|---|---|
| Advisors Asset Management, Inc. | 78,096 | $1M |
| Cambridge Investment Research Advis | 37,605 | $517K |
| Clear Street Group Inc. | 16,134 | $222K |
| Beacon Pointe Advisors, LLC | 10,415 | $143K |
| Integrated Wealth Concepts LLC | 200 | $3K |
| IMA Advisory Services, Inc. | 94 | $1K |
Sold Out (15)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Pathstone Holdings, LLC | 69,607 | $956K |
| Logan Stone Capital, LLC | 65,102 | $895K |
| Balyasny Asset Management L.P. | 62,636 | $861K |
| WEDBUSH SECURITIES INC | 30,822 | $423K |
| MILLENNIUM MANAGEMENT LLC | 26,081 | $358K |
| JANE STREET GROUP, LLC | 22,064 | $303K |
| BRANDYWINE OAK PRIVATE WEALTH LLC | 20,000 | $275K |
| U.S. Capital Wealth Advisors, LLC | 19,026 | $261K |
| READYSTATE ASSET MANAGEMENT LP | 18,103 | $249K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C | 16,602 | $228K |
| NewEdge Wealth, LLC | 11,520 | $158K |
| WOLVERINE ASSET MANAGEMENT LLC | 11,101 | $153K |
| Cyndeo Wealth Partners, LLC | 10,655 | $146K |
| Center for Financial Planning, Inc. | 2,000 | $27K |
| Kilter Group LLC | 854 | $12K |
Biggest Increases (20)
Biggest Decreases (19)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| ROYAL BANK OF CANADA | -42,097 | -28.4% | 106,326 |
| GUGGENHEIM CAPITAL LLC | -19,204 | -4.4% | 413,332 |
| Hopwood Nicholas Hunter | -11,982 | -16.5% | 60,615 |
| UBS Group AG | -8,006 | -15.9% | 42,448 |
| Hennion & Walsh Asset Management, I | -7,086 | -1.0% | 728,962 |
| STIFEL FINANCIAL CORP | -4,772 | -24.6% | 14,658 |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | -4,642 | -18.8% | 20,078 |
| NOMURA HOLDINGS INC | -4,540 | -27.1% | 12,200 |
| Intellus Advisors LLC | -4,256 | -5.8% | 69,702 |
| Worthington Financial Partners, LLC | -3,973 | -7.1% | 52,059 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | -3,810 | -21.5% | 13,937 |
| Global Endowment Management, LP | -3,587 | -12.0% | 26,413 |
| PARK AVENUE SECURITIES LLC | -3,431 | -4.1% | 79,707 |
| &PARTNERS | -3,377 | -10.2% | 29,666 |
| ENVESTNET ASSET MANAGEMENT INC | -2,620 | -2.8% | 91,377 |
| Equitable Holdings, Inc. | -1,930 | -12.6% | 13,419 |
| WealthPLAN Partners, LLC | -1,830 | -6.9% | 24,590 |
| CENTAURUS FINANCIAL, INC. | -1,508 | -6.2% | 22,786 |
| Main Street Financial Solutions, LL | -1,406 | -10.2% | 12,353 |