NCV
Virtus Convertible & Income Fund
1W: -1.4%
1M: -7.4%
3M: -11.7%
YTD: +0.9%
1Y: +3.1%
3Y: +61.3%
5Y: +2.4%
$15.14
+0.12 (+0.80%)
Weekly Expected Move ±2.4%
$14
$15
$15
$16
$16
Institutional Ownership — NCV
69
Institutional Holders
-1 vs prior quarter
0.0%
Ownership
+0.00pp
113M
Total Invested
10
New Positions
20
Increased
27
Reduced
9
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (78 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,200,261 | $18M | -104,094 | -8.0% | 6Q | SEC ↗ |
| 2 | Congress Park Capital LLC | 813,039 | $12M | +10,715 | +1.3% | 5Q | SEC ↗ |
| 3 | Advisors Asset Management, Inc. | 662,033 | $10M | +60,957 | +10.1% | 6Q | SEC ↗ |
| 4 | GUGGENHEIM CAPITAL LLC | 517,653 | $8M | +100,251 | +24.0% | 5Q | SEC ↗ |
| 5 | Penserra Capital Management LLC | 393,601 | $6M | +15,025 | +4.0% | 6Q | SEC ↗ |
| 6 | LPL Financial LLC | 387,995 | $6M | +17,648 | +4.8% | 6Q | SEC ↗ |
| 7 | Saba Capital Management, L.P. | 336,482 | $5M | -387,096 | -53.5% | 5Q | SEC ↗ |
| 8 | ENVESTNET ASSET MANAGEMENT INC | 305,024 | $5M | +215,172 | +239.5% | 6Q | SEC ↗ |
| 9 | AMERIPRISE FINANCIAL INC | 261,266 | $4M | -12,678 | -4.6% | 6Q | SEC ↗ |
| 10 | BANK OF AMERICA CORP /DE | 259,164 | $4M | -756 | -0.3% | 6Q | SEC ↗ |
| 11 | Thomas J. Herzfeld Advisors, Inc. NEW | 185,909 | $3M | — | +0.0% | 1Q | SEC ↗ |
| 12 | Summit Financial, LLC | 120,157 | $2M | -3,841 | -3.1% | 5Q | SEC ↗ |
| 13 | OSAIC HOLDINGS, INC. | 106,675 | $2M | +8,172 | +8.3% | 6Q | SEC ↗ |
| 14 | NewEdge Advisors, LLC | 85,040 | $1M | +14,199 | +20.0% | 6Q | SEC ↗ |
| 15 | PARK AVENUE SECURITIES LLC | 82,281 | $1M | -2,339 | -2.8% | 4Q | SEC ↗ |
| 16 | CoreCap Advisors, LLC | 72,675 | $1M | +4,475 | +6.6% | 6Q | SEC ↗ |
| 17 | Invesco Ltd. | 65,455 | $991K | +2,792 | +4.5% | 6Q | SEC ↗ |
| 18 | Wealth Care LLC | 62,340 | $944K | -5,959 | -8.7% | 2Q | SEC ↗ |
| 19 | Kestra Advisory Services, LLC | 50,394 | $763K | +1,072 | +2.2% | 6Q | SEC ↗ |
| 20 | BLUE BELL PRIVATE WEALTH MANAGEMENT, L | 41,663 | $631K | +4,878 | +13.3% | 6Q | SEC ↗ |
| 21 | Thrivent Financial for Lutherans | 39,548 | $599K | — | +0.0% | 6Q | SEC ↗ |
| 22 | CHOREO, LLC NEW | 33,521 | $508K | — | +0.0% | 1Q | SEC ↗ |
| 23 | ROYAL BANK OF CANADA | 33,460 | $507K | -632 | -1.9% | 6Q | SEC ↗ |
| 24 | Lido Advisors, LLC | 31,729 | $480K | — | +0.0% | 6Q | SEC ↗ |
| 25 | Cetera Investment Advisers | 30,837 | $467K | +3,818 | +14.1% | 6Q | SEC ↗ |
| 26 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 30,596 | $463K | +463 | +1.5% | 5Q | SEC ↗ |
| 27 | Cambridge Investment Research Advisors | 27,663 | $419K | -343 | -1.2% | 6Q | SEC ↗ |
| 28 | &PARTNERS | 27,347 | $414K | — | +0.0% | 4Q | SEC ↗ |
| 29 | UBS Group AG | 26,014 | $394K | -1,235 | -4.5% | 6Q | SEC ↗ |
| 30 | Merit Financial Group, LLC | 22,363 | $339K | -569 | -2.5% | 5Q | SEC ↗ |
| 31 | Mariner, LLC | 19,699 | $298K | +352 | +1.8% | 6Q | SEC ↗ |
| 32 | RAYMOND JAMES FINANCIAL INC | 17,470 | $264K | -3,888 | -18.2% | 6Q | SEC ↗ |
| 33 | INTEGRATED CAPITAL MANAGEMENT, INC. | 14,301 | $217K | -1,955 | -12.0% | 5Q | SEC ↗ |
| 34 | Everstar Asset Management, LLC | 14,025 | $212K | +2,500 | +21.7% | 4Q | SEC ↗ |
| 35 | E&G Advisors, LLC | 11,749 | $178K | -20 | -0.2% | 6Q | SEC ↗ |
| 36 | Alteri Wealth LLC | 11,380 | $172K | — | +0.0% | 6Q | SEC ↗ |
| 37 | Shaker Financial Services, LLC | 10,712 | $162K | -3,872 | -26.5% | 4Q | SEC ↗ |
| 38 | Global Retirement Partners, LLC NEW | 8,515 | $129K | — | +0.0% | 1Q | SEC ↗ |
| 39 | WELLS FARGO & COMPANY/MN | 6,131 | $93K | +104 | +1.7% | 6Q | SEC ↗ |
| 40 | CWM, LLC | 4,666 | $71K | +361 | +8.4% | 5Q | SEC ↗ |
| 41 | Integrated Wealth Concepts LLC NEW | 4,653 | $70K | — | +0.0% | 1Q | SEC ↗ |
| 42 | Clear Street Group Inc. NEW | 3,189 | $48K | — | +0.0% | 1Q | SEC ↗ |
| 43 | FIFTH THIRD BANCORP | 3,069 | $46K | -13 | -0.4% | 2Q | SEC ↗ |
| 44 | Pinnacle Wealth Planning Services, Inc | 2,437 | $37K | -142 | -5.5% | 3Q | SEC ↗ |
| 45 | TRUST CO OF VERMONT NEW | 1,631 | $25K | — | +0.0% | 1Q | SEC ↗ |
| 46 | Institute for Wealth Management, LLC. NEW | 1,529 | $23K | — | +0.0% | 1Q | SEC ↗ |
| 47 | PNC Financial Services Group, Inc. NEW | 1,500 | $23K | — | +0.0% | 1Q | SEC ↗ |
| 48 | HARBOUR INVESTMENTS, INC. | 1,320 | $20K | — | +0.0% | 2Q | SEC ↗ |
| 49 | MERCER GLOBAL ADVISORS INC /ADV NEW | 1,254 | $19K | — | +0.0% | 1Q | SEC ↗ |
| 50 | WPG Advisers, LLC | 1,073 | $16K | -55 | -4.9% | 6Q | SEC ↗ |
Recent Activity
New Positions (11)
| Holder | Shares | Value |
|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 185,909 | $3M |
| CHOREO, LLC | 33,521 | $508K |
| Global Retirement Partners, LLC | 8,515 | $129K |
| Integrated Wealth Concepts LLC | 4,653 | $70K |
| Clear Street Group Inc. | 3,189 | $48K |
| TRUST CO OF VERMONT | 1,631 | $25K |
| Institute for Wealth Management, LL | 1,529 | $23K |
| PNC Financial Services Group, Inc. | 1,500 | $23K |
| MERCER GLOBAL ADVISORS INC /ADV | 1,254 | $19K |
| Financial Gravity Asset Management, | 793 | $12K |
| Financial Gravity Companies, Inc. | 793 | $12K |
Sold Out (16)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Private Advisor Group, LLC | 164,322 | $2M |
| Logan Stone Capital, LLC | 53,013 | $803K |
| READYSTATE ASSET MANAGEMENT LP | 36,738 | $556K |
| Pathstone Holdings, LLC | 31,460 | $476K |
| ROBINSON CAPITAL MANAGEMENT, LLC | 31,336 | $474K |
| WOLVERINE ASSET MANAGEMENT LLC | 29,312 | $444K |
| MILLENNIUM MANAGEMENT LLC | 26,730 | $405K |
| HighTower Advisors, LLC | 13,020 | $197K |
| Closed-End Fund Advisors, Inc. | 11,835 | $179K |
| Fortitude Family Office, LLC | 2,500 | $38K |
| Kilter Group LLC | 852 | $13K |
| Western Wealth Management, LLC | 616 | $9K |
| BlackRock, Inc. | 422 | $6K |
| Wealth Preservation Advisors, LLC | 196 | $3K |
| Root Financial Partners, LLC | 161 | $2K |
| FMR LLC | 2 | $0K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | +215,172 | +239.5% | 305,024 |
| GUGGENHEIM CAPITAL LLC | +100,251 | +24.0% | 517,653 |
| Advisors Asset Management, Inc. | +60,957 | +10.1% | 662,033 |
| LPL Financial LLC | +17,648 | +4.8% | 387,995 |
| Penserra Capital Management LLC | +15,025 | +4.0% | 393,601 |
| NewEdge Advisors, LLC | +14,199 | +20.0% | 85,040 |
| Congress Park Capital LLC | +10,715 | +1.3% | 813,039 |
| OSAIC HOLDINGS, INC. | +8,172 | +8.3% | 106,675 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT | +4,878 | +13.3% | 41,663 |
| CoreCap Advisors, LLC | +4,475 | +6.6% | 72,675 |
| Cetera Investment Advisers | +3,818 | +14.1% | 30,837 |
| Invesco Ltd. | +2,792 | +4.5% | 65,455 |
| Everstar Asset Management, LLC | +2,500 | +21.7% | 14,025 |
| Kestra Advisory Services, LLC | +1,072 | +2.2% | 50,394 |
| Rockefeller Capital Management L.P. | +962 | +1282.7% | 1,037 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | +463 | +1.5% | 30,596 |
| CWM, LLC | +361 | +8.4% | 4,666 |
| Mariner, LLC | +352 | +1.8% | 19,699 |
| ASSETMARK, INC | +250 | +438.6% | 307 |
| WELLS FARGO & COMPANY/MN | +104 | +1.7% | 6,131 |
Biggest Decreases (18)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Saba Capital Management, L.P. | -387,096 | -53.5% | 336,482 |
| MORGAN STANLEY | -104,094 | -8.0% | 1,200,261 |
| AMERIPRISE FINANCIAL INC | -12,678 | -4.6% | 261,266 |
| Wealth Care LLC | -5,959 | -8.7% | 62,340 |
| RAYMOND JAMES FINANCIAL INC | -3,888 | -18.2% | 17,470 |
| Shaker Financial Services, LLC | -3,872 | -26.5% | 10,712 |
| Summit Financial, LLC | -3,841 | -3.1% | 120,157 |
| PARK AVENUE SECURITIES LLC | -2,339 | -2.8% | 82,281 |
| INTEGRATED CAPITAL MANAGEMENT, INC. | -1,955 | -12.0% | 14,301 |
| UBS Group AG | -1,235 | -4.5% | 26,014 |
| BANK OF AMERICA CORP /DE | -756 | -0.3% | 259,164 |
| ROYAL BANK OF CANADA | -632 | -1.9% | 33,460 |
| Merit Financial Group, LLC | -569 | -2.5% | 22,363 |
| Cambridge Investment Research Advis | -343 | -1.2% | 27,663 |
| Pinnacle Wealth Planning Services, | -142 | -5.5% | 2,437 |
| WPG Advisers, LLC | -55 | -4.9% | 1,073 |
| E&G Advisors, LLC | -20 | -0.2% | 11,749 |
| FIFTH THIRD BANCORP | -13 | -0.4% | 3,069 |