PCF
High Income Securities Fund
1W: -2.7%
1M: -7.1%
3M: -7.9%
YTD: -14.6%
1Y: -16.2%
3Y: +5.8%
5Y: -7.6%
$5.11
+0.00 (+0.00%)
Weekly Expected Move ±2.2%
$5
$5
$5
$5
$5
Institutional Ownership — PCF
61
Institutional Holders
-2 vs prior quarter
0.0%
Ownership
+0.00pp
25M
Total Invested
7
New Positions
20
Increased
21
Reduced
5
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (69 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 1,440,083 | $7M | +41,870 | +3.0% | 22Q | SEC ↗ |
| 2 | MORGAN STANLEY | 715,049 | $4M | +74,436 | +11.6% | 32Q | SEC ↗ |
| 3 | RAYMOND JAMES FINANCIAL INC | 477,665 | $2M | -5,969 | -1.2% | 7Q | SEC ↗ |
| 4 | Invesco Ltd. | 292,889 | $1M | +17,005 | +6.2% | 16Q | SEC ↗ |
| 5 | Almitas Capital LLC | 209,322 | $1M | +131,515 | +169.0% | 2Q | SEC ↗ |
| 6 | Saba Capital Management, L.P. | 194,477 | $994K | +16,400 | +9.2% | 2Q | SEC ↗ |
| 7 | Samalin Investment Counsel, LLC | 150,363 | $768K | +24,685 | +19.6% | 6Q | SEC ↗ |
| 8 | Advisors Asset Management, Inc. | 119,413 | $610K | +55 | +0.0% | 6Q | SEC ↗ |
| 9 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 101,167 | $517K | -1,396 | -1.4% | 3Q | SEC ↗ |
| 10 | HARBOUR INVESTMENTS, INC. | 96,449 | $493K | -4,477 | -4.4% | 8Q | SEC ↗ |
| 11 | BLUE BELL PRIVATE WEALTH MANAGEMENT, L | 72,147 | $369K | — | +0.0% | 13Q | SEC ↗ |
| 12 | NewEdge Advisors, LLC | 61,800 | $316K | -11,100 | -15.2% | 19Q | SEC ↗ |
| 13 | ABSOLUTE INVESTMENT ADVISERS, LLC | 61,363 | $314K | -47,260 | -43.5% | 3Q | SEC ↗ |
| 14 | MELFA WEALTH MANAGEMENT, INC. | 61,119 | $312K | +30,397 | +98.9% | 15Q | SEC ↗ |
| 15 | OSAIC HOLDINGS, INC. | 57,956 | $296K | -24,642 | -29.8% | 26Q | SEC ↗ |
| 16 | LANARK FINANCIAL, INC. | 44,129 | $225K | +21,876 | +98.3% | 3Q | SEC ↗ |
| 17 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 36,807 | $188K | +1,032 | +2.9% | 8Q | SEC ↗ |
| 18 | Quarry LP | 36,689 | $187K | -28,257 | -43.5% | 3Q | SEC ↗ |
| 19 | MGO ONE SEVEN LLC | 34,999 | $179K | -14 | -0.0% | 7Q | SEC ↗ |
| 20 | SeaCrest Wealth Management, LLC | 32,848 | $168K | +3,474 | +11.8% | 23Q | SEC ↗ |
| 21 | SILVERLAKE WEALTH MANAGEMENT LLC | 21,579 | $110K | -718 | -3.2% | 19Q | SEC ↗ |
| 22 | Tactive Advisors, LLC | 21,226 | $108K | +219 | +1.0% | 5Q | SEC ↗ |
| 23 | Gilman Hill Asset Management, LLC | 20,000 | $102K | — | +0.0% | 15Q | SEC ↗ |
| 24 | Kovack Advisors, Inc. | 19,495 | $100K | +3,057 | +18.6% | 3Q | SEC ↗ |
| 25 | Cetera Investment Advisers | 19,410 | $99K | -4,853 | -20.0% | 19Q | SEC ↗ |
| 26 | Merit Financial Group, LLC | 19,045 | $97K | +470 | +2.5% | 20Q | SEC ↗ |
| 27 | Logan Stone Capital, LLC | 17,820 | $91K | +2,772 | +18.4% | 3Q | SEC ↗ |
| 28 | Live Oak Private Wealth LLC | 17,557 | $90K | — | +0.0% | 2Q | SEC ↗ |
| 29 | UHLMANN PRICE SECURITIES, LLC | 17,517 | $90K | +5,502 | +45.8% | 8Q | SEC ↗ |
| 30 | SUSQUEHANNA INTERNATIONAL GROUP, LLP NEW | 17,254 | $88K | — | +0.0% | 1Q | SEC ↗ |
| 31 | K2 PRINCIPAL FUND, L.P. | 16,617 | $85K | — | +0.0% | 6Q | SEC ↗ |
| 32 | BENJAMIN EDWARDS INC | 14,472 | $74K | -876 | -5.7% | 4Q | SEC ↗ |
| 33 | Hunting Hill Global Capital, LLC | 14,317 | $73K | — | +0.0% | 10Q | SEC ↗ |
| 34 | Bulldog Investors, LLP | 13,961 | $71K | — | +0.0% | 5Q | SEC ↗ |
| 35 | NWF Advisory Services Inc. | 13,700 | $70K | — | +0.0% | 6Q | SEC ↗ |
| 36 | Lido Advisors, LLC | 12,013 | $61K | +13 | +0.1% | 2Q | SEC ↗ |
| 37 | Savvy Advisors, Inc. | 11,460 | $59K | -1,550 | -11.9% | 3Q | SEC ↗ |
| 38 | Cambridge Investment Research Advisors | 11,383 | $58K | -2,980 | -20.7% | 2Q | SEC ↗ |
| 39 | AlphaStar Capital Management, LLC NEW | 11,100 | $57K | — | +0.0% | 1Q | SEC ↗ |
| 40 | EASTERN BANK | 8,000 | $41K | — | +0.0% | 8Q | SEC ↗ |
| 41 | Noble Wealth Management PBC | 7,426 | $38K | -509 | -6.4% | 4Q | SEC ↗ |
| 42 | ROYAL BANK OF CANADA | 7,311 | $37K | +170 | +2.4% | 32Q | SEC ↗ |
| 43 | WELLS FARGO & COMPANY/MN | 5,761 | $29K | -23,134 | -80.1% | 32Q | SEC ↗ |
| 44 | UBS Group AG | 5,605 | $29K | -1,309 | -18.9% | 32Q | SEC ↗ |
| 45 | Integrated Wealth Concepts LLC NEW | 4,270 | $22K | — | +0.0% | 1Q | SEC ↗ |
| 46 | Global Retirement Partners, LLC NEW | 2,555 | $13K | — | +0.0% | 1Q | SEC ↗ |
| 47 | Millstone Evans Group, LLC | 1,600 | $8K | — | +0.0% | 7Q | SEC ↗ |
| 48 | Arax Advisory Partners NEW | 1,264 | $6K | — | +0.0% | 1Q | SEC ↗ |
| 49 | CoreCap Advisors, LLC | 1,200 | $6K | — | +0.0% | 10Q | SEC ↗ |
| 50 | Pinnacle Wealth Planning Services, Inc | 874 | $4K | — | +0.0% | 3Q | SEC ↗ |
Recent Activity
New Positions (7)
| Holder | Shares | Value |
|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 17,254 | $88K |
| AlphaStar Capital Management, LLC | 11,100 | $57K |
| Integrated Wealth Concepts LLC | 4,270 | $22K |
| Global Retirement Partners, LLC | 2,555 | $13K |
| Arax Advisory Partners | 1,264 | $6K |
| Institute for Wealth Management, LL | 600 | $3K |
| TRUST CO OF VERMONT | 500 | $3K |
Sold Out (12)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Shaker Financial Services, LLC | 69,164 | $353K |
| Aptus Capital Advisors, LLC | 20,660 | $106K |
| CITADEL ADVISORS LLC | 16,740 | $86K |
| Integrity Advisory Solutions, LLC | 16,421 | $84K |
| XTX Topco Ltd | 11,477 | $59K |
| HighTower Advisors, LLC | 10,582 | $54K |
| Indiana Trust & Investment Manageme | 2,310 | $12K |
| Strive Financial Group ,LLC | 375 | $2K |
| BlackRock, Inc. | 159 | $1K |
| MAI Capital Management | 157 | $1K |
| BANK OF AMERICA CORP /DE | 153 | $1K |
| Tower Research Capital LLC (TRC) | 87 | $0K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Almitas Capital LLC | +131,515 | +169.0% | 209,322 |
| MORGAN STANLEY | +74,436 | +11.6% | 715,049 |
| LPL Financial LLC | +41,870 | +3.0% | 1,440,083 |
| MELFA WEALTH MANAGEMENT, INC. | +30,397 | +98.9% | 61,119 |
| Samalin Investment Counsel, LLC | +24,685 | +19.6% | 150,363 |
| LANARK FINANCIAL, INC. | +21,876 | +98.3% | 44,129 |
| Invesco Ltd. | +17,005 | +6.2% | 292,889 |
| Saba Capital Management, L.P. | +16,400 | +9.2% | 194,477 |
| UHLMANN PRICE SECURITIES, LLC | +5,502 | +45.8% | 17,517 |
| SeaCrest Wealth Management, LLC | +3,474 | +11.8% | 32,848 |
| Kovack Advisors, Inc. | +3,057 | +18.6% | 19,495 |
| Logan Stone Capital, LLC | +2,772 | +18.4% | 17,820 |
| WEALTH ENHANCEMENT ADVISORY SERVICE | +1,032 | +2.9% | 36,807 |
| Merit Financial Group, LLC | +470 | +2.5% | 19,045 |
| Tactive Advisors, LLC | +219 | +1.0% | 21,226 |
| ROYAL BANK OF CANADA | +170 | +2.4% | 7,311 |
| Advisors Asset Management, Inc. | +55 | +0.0% | 119,413 |
| Lido Advisors, LLC | +13 | +0.1% | 12,013 |
| FIFTH THIRD BANCORP | +12 | +23.1% | 64 |
| WPG Advisers, LLC | +8 | +2.1% | 392 |
Biggest Decreases (16)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| ABSOLUTE INVESTMENT ADVISERS, LLC | -47,260 | -43.5% | 61,363 |
| Quarry LP | -28,257 | -43.5% | 36,689 |
| OSAIC HOLDINGS, INC. | -24,642 | -29.8% | 57,956 |
| WELLS FARGO & COMPANY/MN | -23,134 | -80.1% | 5,761 |
| NewEdge Advisors, LLC | -11,100 | -15.2% | 61,800 |
| RAYMOND JAMES FINANCIAL INC | -5,969 | -1.2% | 477,665 |
| Cetera Investment Advisers | -4,853 | -20.0% | 19,410 |
| HARBOUR INVESTMENTS, INC. | -4,477 | -4.4% | 96,449 |
| Cambridge Investment Research Advis | -2,980 | -20.7% | 11,383 |
| Savvy Advisors, Inc. | -1,550 | -11.9% | 11,460 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | -1,396 | -1.4% | 101,167 |
| UBS Group AG | -1,309 | -18.9% | 5,605 |
| BENJAMIN EDWARDS INC | -876 | -5.7% | 14,472 |
| SILVERLAKE WEALTH MANAGEMENT LLC | -718 | -3.2% | 21,579 |
| Noble Wealth Management PBC | -509 | -6.4% | 7,426 |
| MGO ONE SEVEN LLC | -14 | -0.0% | 34,999 |