$6.19

+0.02 (+0.32%)

Weekly Expected Move ±1.4%

$6 $6 $6 $6 $6

ETF NYSE · AUM $147.8M

Overview Holdings Changes Technicals Analysis Peers Institutions Dark Pool Short Interest Weather

Institutional Ownership — PNI

Institutional Holders

+2 vs prior quarter

0.0%

Ownership

+0.00pp

57M

Total Invested

New Positions

Increased

Reduced

Closed

0.00

Put/Call Ratio

Ownership Trends

Top Institutional Holders (61 total)

#	Holder	Shares	Value	Change	Change %	Holding Period	Filing
1	Karpus Management, Inc.	1,113,329	7M	+377,694	+51.3%	4Q	SEC ↗
2	RIVERNORTH CAPITAL MANAGEMENT, LLC	1,044,735	6M	-13,130	-1.2%	2Q	SEC ↗
3	Matisse Capital	618,726	4M	—	+0.0%	2Q	SEC ↗
4	GUGGENHEIM CAPITAL LLC	512,473	3M	+15,700	+3.2%	2Q	SEC ↗
5	Almitas Capital LLC	467,432	3M	-21,308	-4.4%	2Q	SEC ↗
6	ROBINSON CAPITAL MANAGEMENT, LLC	389,726	2M	+103,844	+36.3%	2Q	SEC ↗
7	WHITEBOX ADVISORS LLC	387,958	2M	—	+0.0%	2Q	SEC ↗
8	Saba Capital Management, L.P.	369,392	2M	-64,753	-14.9%	2Q	SEC ↗
9	Hennion & Walsh Asset Management, Inc.	360,151	2M	-3,238	-0.9%	2Q	SEC ↗
10	Closed-End Fund Advisors, Inc.	234,876	1M	-842	-0.4%	2Q	SEC ↗
11	Thomas J. Herzfeld Advisors, Inc.	231,370	1M	+156,246	+208.0%	2Q	SEC ↗
12	RIVERBRIDGE PARTNERS LLC	223,041	1M	-220	-0.1%	7Q	SEC ↗
13	Logan Stone Capital, LLC	199,597	1M	-155,959	-43.9%	2Q	SEC ↗
14	Professional Financial Management, Inc	183,260	1M	-5,592	-3.0%	3Q	SEC ↗
15	MORGAN STANLEY	173,414	1M	+15,540	+9.8%	2Q	SEC ↗
16	MELFA WEALTH MANAGEMENT, INC.	169,509	1M	—	+0.0%	2Q	SEC ↗
17	Bank of New York Mellon Corp	158,266	980K	+3,365	+2.2%	2Q	SEC ↗
18	BANK OF AMERICA CORP /DE	114,503	709K	+24,944	+27.9%	2Q	SEC ↗
19	COMMONWEALTH EQUITY SERVICES, LLC	110,396	683K	+11,636	+11.8%	2Q	SEC ↗
20	Lido Advisors, LLC	97,691	605K	—	+0.0%	2Q	SEC ↗
21	Beckerman Institutional, LLC	75,711	469K	—	+0.0%	2Q	SEC ↗
22	SIT INVESTMENT ASSOCIATES INC	70,875	439K	+16,501	+30.3%	2Q	SEC ↗
23	Baird Financial Group, Inc.	61,005	378K	-129	-0.2%	2Q	SEC ↗
24	RAYMOND JAMES FINANCIAL INC	60,200	373K	-3,359	-5.3%	2Q	SEC ↗
25	Dakota Wealth Management	58,507	362K	+34,007	+138.8%	2Q	SEC ↗
26	Cetera Investment Advisers	45,492	282K	-3,065	-6.3%	2Q	SEC ↗
27	Morse Asset Management, Inc	44,223	274K	-17,602	-28.5%	2Q	SEC ↗
28	HORIZON KINETICS ASSET MANAGEMENT LLC	37,634	233K	—	+0.0%	2Q	SEC ↗
29	TORONTO DOMINION BANK	35,984	223K	-63,054	-63.7%	2Q	SEC ↗
30	OSAIC HOLDINGS, INC.	35,958	223K	+26,421	+277.0%	2Q	SEC ↗
31	BLUE BELL PRIVATE WEALTH MANAGEMENT, L	33,489	207K	—	+0.0%	2Q	SEC ↗
32	Focus Partners Advisor Solutions, LLC	29,202	181K	—	+0.0%	2Q	SEC ↗
33	MML INVESTORS SERVICES, LLC	29,175	181K	+1,059	+3.8%	2Q	SEC ↗
34	DOPKINS WEALTH MANAGEMENT, LLC	28,646	177K	—	+0.0%	2Q	SEC ↗
35	UBS Group AG	27,158	168K	-153	-0.6%	2Q	SEC ↗
36	Catalina Capital Group, LLC NEW	26,206	162K	—	+0.0%	1Q	SEC ↗
37	Rockefeller Capital Management L.P.	25,427	157K	+15,000	+143.9%	2Q	SEC ↗
38	Sowell Financial Services LLC	23,500	145K	—	+0.0%	2Q	SEC ↗
39	Noble Wealth Management PBC NEW	22,127	137K	—	+0.0%	1Q	SEC ↗
40	Indivisible Partners	17,250	107K	—	+0.0%	2Q	SEC ↗
41	Compass Financial Group, INC/SD	16,303	101K	—	+0.0%	2Q	SEC ↗
42	ENVESTNET ASSET MANAGEMENT INC	13,664	85K	+1,438	+11.8%	2Q	SEC ↗
43	LPL Financial LLC	12,243	76K	-2,500	-17.0%	2Q	SEC ↗
44	Herold Advisors, Inc.	11,871	73K	+486	+4.3%	2Q	SEC ↗
45	Focus Partners Wealth	11,684	72K	—	+0.0%	2Q	SEC ↗
46	Wellspring Financial Advisors, LLC	11,058	68K	—	+0.0%	2Q	SEC ↗
47	Financially in Tune, LLC NEW	10,531	65K	—	+0.0%	1Q	SEC ↗
48	Beacon Pointe Advisors, LLC NEW	10,531	65K	—	+0.0%	1Q	SEC ↗
49	Geneos Wealth Management Inc.	9,732	60K	—	+0.0%	4Q	SEC ↗
50	INTERNATIONAL ASSETS INVESTMENT MANAGE	7,538	47K	—	+0.0%	2Q	SEC ↗

Recent Activity

New Positions (6)

Holder	Shares	Value
Catalina Capital Group, LLC	26,206	162K
Noble Wealth Management PBC	22,127	137K
Beacon Pointe Advisors, LLC	10,531	65K
Financially in Tune, LLC	10,531	65K
IFG Advisory, LLC	1,848	11K
United Financial Planning Group LLC	1,564	10K

Sold Out (3)

Holder	Prev Shares	Prev Value
Verition Fund Management LLC	95,521	591K
Maltin Wealth Management, Inc.	21,924	136K
SUSQUEHANNA INTERNATIONAL GROUP, LL	14,499	90K

Biggest Increases (15)

Holder	Added	Change %	Total Shares
Karpus Management, Inc.	+377,694	+51.3%	1,113,329
Thomas J. Herzfeld Advisors, Inc.	+156,246	+208.0%	231,370
ROBINSON CAPITAL MANAGEMENT, LLC	+103,844	+36.3%	389,726
Dakota Wealth Management	+34,007	+138.8%	58,507
OSAIC HOLDINGS, INC.	+26,421	+277.0%	35,958
BANK OF AMERICA CORP /DE	+24,944	+27.9%	114,503
SIT INVESTMENT ASSOCIATES INC	+16,501	+30.3%	70,875
GUGGENHEIM CAPITAL LLC	+15,700	+3.2%	512,473
MORGAN STANLEY	+15,540	+9.8%	173,414
Rockefeller Capital Management L.P.	+15,000	+143.9%	25,427
COMMONWEALTH EQUITY SERVICES, LLC	+11,636	+11.8%	110,396
Bank of New York Mellon Corp	+3,365	+2.2%	158,266
ENVESTNET ASSET MANAGEMENT INC	+1,438	+11.8%	13,664
MML INVESTORS SERVICES, LLC	+1,059	+3.8%	29,175
Herold Advisors, Inc.	+486	+4.3%	11,871

Biggest Decreases (15)

Holder	Reduced	Change %	Total Shares
Logan Stone Capital, LLC	-155,959	-43.9%	199,597
Saba Capital Management, L.P.	-64,753	-14.9%	369,392
TORONTO DOMINION BANK	-63,054	-63.7%	35,984
Almitas Capital LLC	-21,308	-4.4%	467,432
Morse Asset Management, Inc	-17,602	-28.5%	44,223
RIVERNORTH CAPITAL MANAGEMENT, LLC	-13,130	-1.2%	1,044,735
Professional Financial Management,	-5,592	-3.0%	183,260
RAYMOND JAMES FINANCIAL INC	-3,359	-5.3%	60,200
Hennion & Walsh Asset Management, I	-3,238	-0.9%	360,151
Cetera Investment Advisers	-3,065	-6.3%	45,492
LPL Financial LLC	-2,500	-17.0%	12,243
Closed-End Fund Advisors, Inc.	-842	-0.4%	234,876
RIVERBRIDGE PARTNERS LLC	-220	-0.1%	223,041
UBS Group AG	-153	-0.6%	27,158
Baird Financial Group, Inc.	-129	-0.2%	61,005

PNI

Institutional Ownership — PNI

Ownership Trends

Top Institutional Holders (61 total)

Recent Activity

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