PTY
PIMCO Corporate & Income Opportunity Fund
1W: +1.2%
1M: -5.0%
3M: -7.8%
YTD: -12.6%
1Y: -20.9%
3Y: +5.8%
5Y: -7.1%
$11.04
+0.03 (+0.27%)
Weekly Expected Move ±2.5%
$11
$11
$11
$11
$12
Institutional Ownership — PTY
250
Institutional Holders
-2 vs prior quarter
0.0%
Ownership
+0.00pp
419M
Total Invested
31
New Positions
88
Increased
91
Reduced
26
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (279 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 2,723,452 | $30M | +5,811 | +0.2% | 40Q | SEC ↗ |
| 2 | LPL Financial LLC | 2,646,888 | $29M | -94,999 | -3.5% | 37Q | SEC ↗ |
| 3 | MORGAN STANLEY | 2,595,560 | $29M | +15,624 | +0.6% | 60Q | SEC ↗ |
| 4 | WELLS FARGO & COMPANY/MN | 2,454,824 | $27M | +310,720 | +14.5% | 91Q | SEC ↗ |
| 5 | XML Financial, LLC | 1,754,583 | $19M | +163,536 | +10.3% | 16Q | SEC ↗ |
| 6 | Merrithew & Thorsten Inc | 1,492,851 | $16M | -30,268 | -2.0% | 3Q | SEC ↗ |
| 7 | Invesco Ltd. | 1,485,366 | $16M | +108,432 | +7.9% | 5Q | SEC ↗ |
| 8 | Cetera Investment Advisers | 1,302,411 | $14M | +148,464 | +12.9% | 33Q | SEC ↗ |
| 9 | ENVESTNET ASSET MANAGEMENT INC | 949,380 | $10M | +112,466 | +13.4% | 31Q | SEC ↗ |
| 10 | OSAIC HOLDINGS, INC. | 931,885 | $10M | +114,642 | +14.0% | 26Q | SEC ↗ |
| 11 | GUGGENHEIM CAPITAL LLC | 794,118 | $9M | +179,094 | +29.1% | 5Q | SEC ↗ |
| 12 | Logan Stone Capital, LLC | 675,432 | $7M | -109,442 | -13.9% | 3Q | SEC ↗ |
| 13 | ROYAL BANK OF CANADA | 638,181 | $7M | +37,871 | +6.3% | 67Q | SEC ↗ |
| 14 | AXXCESS WEALTH MANAGEMENT, LLC NEW | 624,690 | $7M | — | +0.0% | 1Q | SEC ↗ |
| 15 | Equitable Holdings, Inc. | 553,112 | $6M | +4,641 | +0.8% | 10Q | SEC ↗ |
| 16 | Cambridge Investment Research Advisors | 531,454 | $6M | +31,290 | +6.3% | 62Q | SEC ↗ |
| 17 | PFG Investments, LLC | 504,390 | $6M | -122,935 | -19.6% | 10Q | SEC ↗ |
| 18 | Private Advisor Group, LLC | 477,867 | $5M | -178,636 | -27.2% | 33Q | SEC ↗ |
| 19 | Accel Wealth Management | 448,727 | $5M | -55,669 | -11.0% | 23Q | SEC ↗ |
| 20 | COMMONWEALTH EQUITY SERVICES, LLC | 441,508 | $5M | -17,416 | -3.8% | 35Q | SEC ↗ |
| 21 | Kestra Advisory Services, LLC | 413,459 | $5M | +4,086 | +1.0% | 24Q | SEC ↗ |
| 22 | Evergreen Wealth Management, LLC | 388,873 | $4M | +23,232 | +6.4% | 15Q | SEC ↗ |
| 23 | Dynamic Advisor Solutions LLC | 382,350 | $4M | +32,564 | +9.3% | 17Q | SEC ↗ |
| 24 | BANK OF AMERICA CORP /DE | 336,236 | $4M | +24,241 | +7.8% | 15Q | SEC ↗ |
| 25 | Noble Wealth Management PBC | 333,049 | $4M | +71,443 | +27.3% | 4Q | SEC ↗ |
| 26 | TRUIST FINANCIAL CORP | 309,623 | $3M | +21,460 | +7.4% | 18Q | SEC ↗ |
| 27 | Steward Partners Investment Advisory, | 278,437 | $3M | +55,595 | +24.9% | 19Q | SEC ↗ |
| 28 | RAYMOND JAMES FINANCIAL INC | 260,452 | $3M | +29,437 | +12.7% | 7Q | SEC ↗ |
| 29 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 257,091 | $3M | +194,953 | +313.7% | 9Q | SEC ↗ |
| 30 | Thomas J. Herzfeld Advisors, Inc. | 252,532 | $3M | +2,556 | +1.0% | 3Q | SEC ↗ |
| 31 | ICON ADVISERS INC/CO NEW | 247,825 | $3M | — | +0.0% | 1Q | SEC ↗ |
| 32 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 242,427 | $3M | -43,929 | -15.3% | 3Q | SEC ↗ |
| 33 | PRINCIPAL SECURITIES, INC. | 193,282 | $2M | +4,446 | +2.4% | 11Q | SEC ↗ |
| 34 | Strategic Wealth Partners, Ltd. | 185,861 | $2M | -12,200 | -6.2% | 5Q | SEC ↗ |
| 35 | XTX Topco Ltd | 183,369 | $2M | +34,581 | +23.2% | 3Q | SEC ↗ |
| 36 | STIFEL FINANCIAL CORP | 176,455 | $2M | +1,175 | +0.7% | 34Q | SEC ↗ |
| 37 | Beta Wealth Group, Inc. | 174,777 | $2M | -1,944 | -1.1% | 2Q | SEC ↗ |
| 38 | Smith Asset Management Co., LLC | 167,505 | $2M | +2,303 | +1.4% | 7Q | SEC ↗ |
| 39 | AG Asset Advisory, LLC | 164,641 | $2M | +12,243 | +8.0% | 4Q | SEC ↗ |
| 40 | UBS Group AG | 157,100 | $2M | -29,111 | -15.6% | 47Q | SEC ↗ |
| 41 | Foundations Investment Advisors, LLC NEW | 143,700 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 42 | Elm3 Financial Group, LLC | 140,964 | $2M | -19,066 | -11.9% | 7Q | SEC ↗ |
| 43 | Walser Wealth Management Company, A Lt NEW | 138,820 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 44 | Plotkin Financial Advisors, LLC | 127,711 | $1M | -3,726 | -2.8% | 27Q | SEC ↗ |
| 45 | HighTower Advisors, LLC | 127,516 | $1M | +58,412 | +84.5% | 21Q | SEC ↗ |
| 46 | Ausdal Financial Partners, Inc. | 125,274 | $1M | +9,706 | +8.4% | 20Q | SEC ↗ |
| 47 | Zullo Investment Group, Inc. | 119,172 | $1M | -9,795 | -7.6% | 9Q | SEC ↗ |
| 48 | Covenant Asset Management, LLC | 118,277 | $1M | -7,804 | -6.2% | 39Q | SEC ↗ |
| 49 | ABSOLUTE INVESTMENT ADVISERS, LLC | 116,063 | $1M | +33,424 | +40.4% | 2Q | SEC ↗ |
| 50 | Vision Retirement, LLC | 114,087 | $1M | -1,584 | -1.4% | 3Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| AXXCESS WEALTH MANAGEMENT, LLC | 624,690 | $7M |
| ICON ADVISERS INC/CO | 247,825 | $3M |
| Foundations Investment Advisors, LL | 143,700 | $2M |
| Walser Wealth Management Company, A | 138,820 | $2M |
| CITADEL ADVISORS LLC | 102,911 | $1M |
| First Heartland Consultants, Inc. | 99,432 | $1M |
| COHEN & STEERS, INC. | 90,000 | $994K |
| Savant Capital, LLC | 67,006 | $740K |
| J.W. COLE ADVISORS, INC. | 52,178 | $576K |
| Mission Hills Financial Advisory, L | 51,272 | $566K |
| Diversify Advisory Services, LLC | 43,237 | $477K |
| Compound Planning, Inc. | 29,706 | $328K |
| Advisory Solutions Group, LLC | 25,937 | $286K |
| Corient Private Wealth LP | 14,148 | $156K |
| Integrated Wealth Concepts LLC | 13,329 | $147K |
| COMPASS FINANCIAL MANAGEMENT LLC | 12,075 | $133K |
| McAlister, Sweet & Associates, Inc. | 11,812 | $130K |
| Stonebridge Financial Group, LLC/CA | 11,500 | $127K |
| Cresset Asset Management, LLC | 11,301 | $125K |
| Marex Group Ltd | 10,300 | $114K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Ascentis Independent Advisors | 368,364 | $4M |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C | 85,254 | $941K |
| Shay Capital LLC | 74,470 | $822K |
| READYSTATE ASSET MANAGEMENT LP | 70,430 | $778K |
| MILLENNIUM MANAGEMENT LLC | 48,066 | $531K |
| Presper Financial Architects, LLC | 45,638 | $504K |
| Cerity Partners LLC | 45,064 | $498K |
| Virtu Financial LLC | 38,745 | $428K |
| RMG Wealth Management LLC | 36,308 | $401K |
| CAHILL FINANCIAL ADVISORS INC | 36,162 | $399K |
| World Investment Advisors | 31,792 | $351K |
| Lido Advisors, LLC | 30,952 | $342K |
| Belpointe Asset Management LLC | 25,000 | $276K |
| NORTHERN TRUST CORP | 24,357 | $269K |
| Dodds Wealth, LLC | 23,113 | $255K |
| Wealth Care LLC | 23,062 | $255K |
| BARCLAYS PLC | 20,850 | $230K |
| Composition Wealth, LLC | 20,388 | $225K |
| StoneX Group Inc. | 20,325 | $224K |
| Sowell Financial Services LLC | 20,305 | $224K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| WELLS FARGO & COMPANY/MN | +310,720 | +14.5% | 2,454,824 |
| WEALTH ENHANCEMENT ADVISORY SERVICE | +194,953 | +313.7% | 257,091 |
| GUGGENHEIM CAPITAL LLC | +179,094 | +29.1% | 794,118 |
| XML Financial, LLC | +163,536 | +10.3% | 1,754,583 |
| Cetera Investment Advisers | +148,464 | +12.9% | 1,302,411 |
| OSAIC HOLDINGS, INC. | +114,642 | +14.0% | 931,885 |
| ENVESTNET ASSET MANAGEMENT INC | +112,466 | +13.4% | 949,380 |
| Invesco Ltd. | +108,432 | +7.9% | 1,485,366 |
| Noble Wealth Management PBC | +71,443 | +27.3% | 333,049 |
| Arax Advisory Partners | +70,943 | +413.3% | 88,110 |
| HighTower Advisors, LLC | +58,412 | +84.5% | 127,516 |
| Steward Partners Investment Advisor | +55,595 | +24.9% | 278,437 |
| ROYAL BANK OF CANADA | +37,871 | +6.3% | 638,181 |
| XTX Topco Ltd | +34,581 | +23.2% | 183,369 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | +33,424 | +40.4% | 116,063 |
| Dynamic Advisor Solutions LLC | +32,564 | +9.3% | 382,350 |
| Cambridge Investment Research Advis | +31,290 | +6.3% | 531,454 |
| RAYMOND JAMES FINANCIAL INC | +29,437 | +12.7% | 260,452 |
| BANK OF AMERICA CORP /DE | +24,241 | +7.8% | 336,236 |
| Evergreen Wealth Management, LLC | +23,232 | +6.4% | 388,873 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Independent Advisor Alliance | -357,679 | -96.2% | 14,129 |
| Private Advisor Group, LLC | -178,636 | -27.2% | 477,867 |
| JANE STREET GROUP, LLC | -148,923 | -71.1% | 60,520 |
| PFG Investments, LLC | -122,935 | -19.6% | 504,390 |
| Logan Stone Capital, LLC | -109,442 | -13.9% | 675,432 |
| LPL Financial LLC | -94,999 | -3.5% | 2,646,888 |
| CAPTRUST FINANCIAL ADVISORS | -66,568 | -62.4% | 40,144 |
| Accel Wealth Management | -55,669 | -11.0% | 448,727 |
| Mariner, LLC | -52,801 | -40.5% | 77,652 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | -43,929 | -15.3% | 242,427 |
| OPPENHEIMER & CO INC | -34,609 | -39.9% | 52,136 |
| Merrithew & Thorsten Inc | -30,268 | -2.0% | 1,492,851 |
| PRIVATE TRUST CO NA | -30,153 | -80.6% | 7,242 |
| UBS Group AG | -29,111 | -15.6% | 157,100 |
| Sunbelt Securities, Inc. | -28,439 | -88.8% | 3,600 |
| Samalin Investment Counsel, LLC | -26,211 | -31.3% | 57,643 |
| INDEPENDENT FINANCIAL GROUP, LLC | -25,941 | -27.8% | 67,303 |
| Elm3 Financial Group, LLC | -19,066 | -11.9% | 140,964 |
| AE Wealth Management LLC | -17,607 | -57.5% | 12,997 |
| COMMONWEALTH EQUITY SERVICES, LLC | -17,416 | -3.8% | 441,508 |