RIV
RiverNorth Opportunities Fund, Inc.
1W: +1.0%
1M: -2.8%
3M: -9.6%
YTD: -8.4%
1Y: -9.2%
3Y: +32.6%
5Y: +7.1%
$10.49
+0.10 (+0.96%)
Weekly Expected Move ±2.1%
$10
$10
$10
$11
$11
Institutional Ownership — RIV
66
Institutional Holders
+5 vs prior quarter
0.0%
Ownership
+0.00pp
111M
Total Invested
10
New Positions
21
Increased
22
Reduced
6
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (70 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 2,488,022 | $26M | -10,000 | -0.4% | 4Q | SEC ↗ |
| 2 | MORGAN STANLEY | 1,868,969 | $20M | -24,027 | -1.3% | 40Q | SEC ↗ |
| 3 | Penserra Capital Management LLC | 775,986 | $8M | +29,612 | +4.0% | 8Q | SEC ↗ |
| 4 | LPL Financial LLC | 595,638 | $6M | +60,965 | +11.4% | 20Q | SEC ↗ |
| 5 | Arete Wealth Advisors, LLC | 440,153 | $5M | +2,888 | +0.7% | 3Q | SEC ↗ |
| 6 | BANK OF AMERICA CORP /DE | 331,846 | $3M | +9,600 | +3.0% | 15Q | SEC ↗ |
| 7 | WELLS FARGO & COMPANY/MN | 292,223 | $3M | +971 | +0.3% | 42Q | SEC ↗ |
| 8 | Yakira Capital Management, Inc. | 232,717 | $2M | -34,489 | -12.9% | 3Q | SEC ↗ |
| 9 | Everstar Asset Management, LLC | 213,685 | $2M | +45,159 | +26.8% | 8Q | SEC ↗ |
| 10 | ROYAL BANK OF CANADA | 199,892 | $2M | -5,249 | -2.6% | 42Q | SEC ↗ |
| 11 | ENVESTNET ASSET MANAGEMENT INC | 177,189 | $2M | +4,571 | +2.6% | 13Q | SEC ↗ |
| 12 | RAYMOND JAMES FINANCIAL INC | 169,706 | $2M | +109,817 | +183.4% | 7Q | SEC ↗ |
| 13 | PRINCIPAL SECURITIES, INC. | 168,674 | $2M | +4,571 | +2.8% | 11Q | SEC ↗ |
| 14 | Baird Financial Group, Inc. | 118,791 | $1M | -3,885 | -3.2% | 15Q | SEC ↗ |
| 15 | Tennessee Valley Asset Management Part | 114,169 | $1M | -16,955 | -12.9% | 18Q | SEC ↗ |
| 16 | Marks Group Wealth Management, Inc | 107,869 | $1M | — | +0.0% | 14Q | SEC ↗ |
| 17 | OSAIC HOLDINGS, INC. | 99,572 | $1M | -3,129 | -3.0% | 26Q | SEC ↗ |
| 18 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 85,337 | $895K | -1,349 | -1.6% | 29Q | SEC ↗ |
| 19 | Advisory Solutions Group, LLC NEW | 84,470 | $886K | — | +0.0% | 1Q | SEC ↗ |
| 20 | NOMURA HOLDINGS INC | 83,864 | $880K | — | +0.0% | 4Q | SEC ↗ |
| 21 | Advisor OS, LLC | 71,289 | $748K | +12,318 | +20.9% | 7Q | SEC ↗ |
| 22 | Opal Wealth Advisors, LLC | 68,882 | $723K | +305 | +0.4% | 5Q | SEC ↗ |
| 23 | Creative Planning NEW | 68,138 | $715K | — | +0.0% | 1Q | SEC ↗ |
| 24 | Allworth Financial LP | 66,047 | $693K | +1,419 | +2.2% | 5Q | SEC ↗ |
| 25 | STIFEL FINANCIAL CORP | 56,867 | $597K | -4,779 | -7.8% | 5Q | SEC ↗ |
| 26 | OPPENHEIMER & CO INC | 53,779 | $564K | +830 | +1.6% | 15Q | SEC ↗ |
| 27 | NWF Advisory Services Inc. | 44,527 | $467K | -6,400 | -12.6% | 6Q | SEC ↗ |
| 28 | CSS LLC/IL | 43,915 | $461K | — | +0.0% | 3Q | SEC ↗ |
| 29 | Kovack Advisors, Inc. | 40,468 | $425K | +3,083 | +8.2% | 3Q | SEC ↗ |
| 30 | CoreCap Advisors, LLC | 35,436 | $372K | +15,303 | +76.0% | 13Q | SEC ↗ |
| 31 | Janney Montgomery Scott LLC | 32,288 | $339K | +294 | +0.9% | 26Q | SEC ↗ |
| 32 | Total Wealth Planning & Management, In | 31,437 | $330K | +928 | +3.0% | 3Q | SEC ↗ |
| 33 | WEDBUSH SECURITIES INC | 26,456 | $278K | -33 | -0.1% | 21Q | SEC ↗ |
| 34 | Private Advisor Group, LLC | 25,978 | $273K | -290 | -1.1% | 18Q | SEC ↗ |
| 35 | CHOREO, LLC NEW | 24,362 | $256K | — | +0.0% | 1Q | SEC ↗ |
| 36 | UBS Group AG | 21,707 | $228K | — | +0.0% | 41Q | SEC ↗ |
| 37 | SeaCrest Wealth Management, LLC | 21,593 | $227K | +840 | +4.0% | 31Q | SEC ↗ |
| 38 | HighTower Advisors, LLC | 19,280 | $202K | — | +0.0% | 20Q | SEC ↗ |
| 39 | COMMONWEALTH EQUITY SERVICES, LLC | 18,849 | $198K | +64 | +0.3% | 20Q | SEC ↗ |
| 40 | NewEdge Advisors, LLC | 18,700 | $196K | — | +0.0% | 19Q | SEC ↗ |
| 41 | Clear Street Group Inc. NEW | 17,516 | $184K | — | +0.0% | 1Q | SEC ↗ |
| 42 | BlackRock, Inc. | 15,373 | $161K | — | +0.0% | 5Q | SEC ↗ |
| 43 | Westside Investment Management, Inc. | 15,000 | $157K | -5,000 | -25.0% | 15Q | SEC ↗ |
| 44 | WealthTrust Asset Management, LLC | 14,454 | $152K | -669 | -4.4% | 6Q | SEC ↗ |
| 45 | CWM, LLC | 14,277 | $150K | +13,654 | +2191.7% | 13Q | SEC ↗ |
| 46 | Sequoia Financial Advisors, LLC | 14,000 | $147K | — | +0.0% | 8Q | SEC ↗ |
| 47 | Gateway Wealth Partners, LLC | 13,833 | $145K | -12,333 | -47.1% | 3Q | SEC ↗ |
| 48 | CITADEL ADVISORS LLC NEW | 12,973 | $136K | — | +0.0% | 1Q | SEC ↗ |
| 49 | Cetera Investment Advisers | 12,445 | $131K | +163 | +1.3% | 4Q | SEC ↗ |
| 50 | CHANNEL WEALTH LLC | 11,121 | $117K | -500 | -4.3% | 14Q | SEC ↗ |
Recent Activity
New Positions (10)
| Holder | Shares | Value |
|---|---|---|
| Advisory Solutions Group, LLC | 84,470 | $886K |
| Creative Planning | 68,138 | $715K |
| CHOREO, LLC | 24,362 | $256K |
| Clear Street Group Inc. | 17,516 | $184K |
| CITADEL ADVISORS LLC | 12,973 | $136K |
| ALTERNA WEALTH MANAGEMENT, INC | 11,007 | $115K |
| Larson Financial Group LLC | 930 | $10K |
| Luminist Capital LLC | 537 | $6K |
| COMPASS FINANCIAL MANAGEMENT LLC | 500 | $5K |
| Ameritas Advisory Services, LLC | 100 | $1K |
Sold Out (9)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| ABSOLUTE INVESTMENT ADVISERS, LLC | 274,406 | $3M |
| READYSTATE ASSET MANAGEMENT LP | 194,655 | $2M |
| Quarry LP | 119,886 | $1M |
| Shaker Financial Services, LLC | 61,335 | $643K |
| Tactive Advisors, LLC | 11,908 | $125K |
| TCP Asset Management, LLC | 11,875 | $125K |
| JANE STREET GROUP, LLC | 11,132 | $117K |
| NATIONAL BANK OF CANADA /FI | 2,639 | $28K |
| WOLVERINE ASSET MANAGEMENT LLC | 1,396 | $15K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | +109,817 | +183.4% | 169,706 |
| LPL Financial LLC | +60,965 | +11.4% | 595,638 |
| Everstar Asset Management, LLC | +45,159 | +26.8% | 213,685 |
| Penserra Capital Management LLC | +29,612 | +4.0% | 775,986 |
| CoreCap Advisors, LLC | +15,303 | +76.0% | 35,436 |
| CWM, LLC | +13,654 | +2191.7% | 14,277 |
| Advisor OS, LLC | +12,318 | +20.9% | 71,289 |
| BANK OF AMERICA CORP /DE | +9,600 | +3.0% | 331,846 |
| ENVESTNET ASSET MANAGEMENT INC | +4,571 | +2.6% | 177,189 |
| PRINCIPAL SECURITIES, INC. | +4,571 | +2.8% | 168,674 |
| Kovack Advisors, Inc. | +3,083 | +8.2% | 40,468 |
| Arete Wealth Advisors, LLC | +2,888 | +0.7% | 440,153 |
| Allworth Financial LP | +1,419 | +2.2% | 66,047 |
| WELLS FARGO & COMPANY/MN | +971 | +0.3% | 292,223 |
| Total Wealth Planning & Management, | +928 | +3.0% | 31,437 |
| SeaCrest Wealth Management, LLC | +840 | +4.0% | 21,593 |
| OPPENHEIMER & CO INC | +830 | +1.6% | 53,779 |
| HARBOUR INVESTMENTS, INC. | +318 | +59.1% | 856 |
| Opal Wealth Advisors, LLC | +305 | +0.4% | 68,882 |
| Janney Montgomery Scott LLC | +294 | +0.9% | 32,288 |
Biggest Decreases (16)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Yakira Capital Management, Inc. | -34,489 | -12.9% | 232,717 |
| MORGAN STANLEY | -24,027 | -1.3% | 1,868,969 |
| Tennessee Valley Asset Management P | -16,955 | -12.9% | 114,169 |
| Gateway Wealth Partners, LLC | -12,333 | -47.1% | 13,833 |
| SIT INVESTMENT ASSOCIATES INC | -10,000 | -0.4% | 2,488,022 |
| NWF Advisory Services Inc. | -6,400 | -12.6% | 44,527 |
| ROYAL BANK OF CANADA | -5,249 | -2.6% | 199,892 |
| Westside Investment Management, Inc | -5,000 | -25.0% | 15,000 |
| STIFEL FINANCIAL CORP | -4,779 | -7.8% | 56,867 |
| Baird Financial Group, Inc. | -3,885 | -3.2% | 118,791 |
| OSAIC HOLDINGS, INC. | -3,129 | -3.0% | 99,572 |
| NATIONS FINANCIAL GROUP INC, /IA/ / | -1,349 | -1.6% | 85,337 |
| WealthTrust Asset Management, LLC | -669 | -4.4% | 14,454 |
| CHANNEL WEALTH LLC | -500 | -4.3% | 11,121 |
| Private Advisor Group, LLC | -290 | -1.1% | 25,978 |
| WEDBUSH SECURITIES INC | -33 | -0.1% | 26,456 |