SCD
LMP Capital and Income Fund Inc.
1W: -1.3%
1M: -5.7%
3M: -6.5%
YTD: -0.3%
1Y: -4.0%
3Y: +46.5%
5Y: +52.4%
$14.65
-0.04 (-0.31%)
Weekly Expected Move ±1.7%
$14
$14
$15
$15
$15
Institutional Ownership — SCD
67
Institutional Holders
+1 vs prior quarter
0.0%
Ownership
+0.00pp
121M
Total Invested
13
New Positions
25
Increased
16
Reduced
8
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (76 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 2,635,988 | $39M | -143,845 | -5.2% | 5Q | SEC ↗ |
| 2 | RAYMOND JAMES FINANCIAL INC | 1,250,759 | $18M | -515,711 | -29.2% | 7Q | SEC ↗ |
| 3 | Z3 Capital Partners, LLC | 425,705 | $6M | +5,366 | +1.3% | 3Q | SEC ↗ |
| 4 | MORGAN STANLEY | 411,785 | $6M | -21,158 | -4.9% | 60Q | SEC ↗ |
| 5 | Penserra Capital Management LLC | 400,669 | $6M | +15,254 | +4.0% | 2Q | SEC ↗ |
| 6 | Shaker Financial Services, LLC NEW | 333,414 | $5M | — | +0.0% | 1Q | SEC ↗ |
| 7 | WELLS FARGO & COMPANY/MN | 327,370 | $5M | +26,703 | +8.9% | 78Q | SEC ↗ |
| 8 | Allspring Global Investments Holdings, | 234,388 | $3M | +167,691 | +251.4% | 3Q | SEC ↗ |
| 9 | Steward Partners Investment Advisory, | 169,835 | $2M | -80,925 | -32.3% | 17Q | SEC ↗ |
| 10 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 169,537 | $2M | +23,959 | +16.5% | 6Q | SEC ↗ |
| 11 | Advisors Asset Management, Inc. | 148,994 | $2M | +24,321 | +19.5% | 60Q | SEC ↗ |
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 142,755 | $2M | +59,657 | +71.8% | 4Q | SEC ↗ |
| 13 | OSAIC HOLDINGS, INC. | 111,980 | $2M | +31,543 | +39.2% | 26Q | SEC ↗ |
| 14 | ROYAL BANK OF CANADA | 83,818 | $1M | +3,126 | +3.9% | 67Q | SEC ↗ |
| 15 | Yakira Capital Management, Inc. | 73,285 | $1M | — | +0.0% | 5Q | SEC ↗ |
| 16 | LPL Financial LLC | 60,235 | $883K | -21,724 | -26.5% | 30Q | SEC ↗ |
| 17 | CHAPIN DAVIS, INC. | 52,416 | $768K | +400 | +0.8% | 15Q | SEC ↗ |
| 18 | Wealth Care LLC | 49,813 | $730K | +519 | +1.1% | 2Q | SEC ↗ |
| 19 | NewEdge Advisors, LLC | 47,911 | $702K | +1,732 | +3.8% | 19Q | SEC ↗ |
| 20 | Calamos Advisors LLC | 44,362 | $650K | +2,958 | +7.1% | 3Q | SEC ↗ |
| 21 | AMERIPRISE FINANCIAL INC | 37,966 | $556K | +4,217 | +12.5% | 16Q | SEC ↗ |
| 22 | READYSTATE ASSET MANAGEMENT LP | 37,940 | $556K | +27,940 | +279.4% | 3Q | SEC ↗ |
| 23 | Logan Stone Capital, LLC NEW | 32,089 | $470K | — | +0.0% | 1Q | SEC ↗ |
| 24 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 31,914 | $468K | -22,114 | -40.9% | 4Q | SEC ↗ |
| 25 | INTERNATIONAL ASSETS INVESTMENT MANAGE | 31,126 | $456K | +500 | +1.6% | 15Q | SEC ↗ |
| 26 | AlphaStar Capital Management, LLC | 30,203 | $443K | +636 | +2.2% | 22Q | SEC ↗ |
| 27 | BLUE BELL PRIVATE WEALTH MANAGEMENT, L | 26,947 | $395K | +20,985 | +352.0% | 3Q | SEC ↗ |
| 28 | MGO ONE SEVEN LLC NEW | 26,364 | $386K | — | +0.0% | 1Q | SEC ↗ |
| 29 | NWF Advisory Services Inc. | 25,888 | $379K | — | +0.0% | 6Q | SEC ↗ |
| 30 | BANK OF AMERICA CORP /DE | 25,438 | $373K | -586 | -2.3% | 15Q | SEC ↗ |
| 31 | Abel Hall, LLC NEW | 25,000 | $366K | — | +0.0% | 1Q | SEC ↗ |
| 32 | INDEPENDENT FINANCIAL GROUP, LLC NEW | 22,865 | $335K | — | +0.0% | 1Q | SEC ↗ |
| 33 | Private Advisor Group, LLC | 20,937 | $307K | +840 | +4.2% | 10Q | SEC ↗ |
| 34 | XML Financial, LLC | 20,523 | $301K | — | +0.0% | 27Q | SEC ↗ |
| 35 | COMMONWEALTH EQUITY SERVICES, LLC | 20,081 | $294K | -4,502 | -18.3% | 8Q | SEC ↗ |
| 36 | Cambridge Investment Research Advisors | 19,980 | $293K | +22 | +0.1% | 19Q | SEC ↗ |
| 37 | FIFTH THIRD BANCORP | 18,500 | $271K | — | +0.0% | 2Q | SEC ↗ |
| 38 | ECLECTIC ASSOCIATES INC /ADV | 16,125 | $236K | — | +0.0% | 2Q | SEC ↗ |
| 39 | World Investment Advisors | 14,727 | $216K | — | +0.0% | 3Q | SEC ↗ |
| 40 | TRUIST FINANCIAL CORP | 14,385 | $211K | +353 | +2.5% | 4Q | SEC ↗ |
| 41 | Harbour Wealth Management Group, Inc. | 13,467 | $197K | +255 | +1.9% | 3Q | SEC ↗ |
| 42 | LEVEL FOUR ADVISORY SERVICES, LLC | 12,764 | $187K | +572 | +4.7% | 2Q | SEC ↗ |
| 43 | Janney Montgomery Scott LLC NEW | 12,519 | $183K | — | +0.0% | 1Q | SEC ↗ |
| 44 | Aurora Private Wealth, Inc. | 11,818 | $173K | +507 | +4.5% | 3Q | SEC ↗ |
| 45 | First National Trust Co NEW | 11,581 | $170K | — | +0.0% | 1Q | SEC ↗ |
| 46 | UBS Group AG | 10,062 | $147K | +97 | +1.0% | 47Q | SEC ↗ |
| 47 | MERCER GLOBAL ADVISORS INC /ADV NEW | 9,354 | $137K | — | +0.0% | 1Q | SEC ↗ |
| 48 | Rockefeller Capital Management L.P. NEW | 2,000 | $29K | — | +0.0% | 1Q | SEC ↗ |
| 49 | CoreCap Advisors, LLC | 1,200 | $18K | — | +0.0% | 10Q | SEC ↗ |
| 50 | JONES FINANCIAL COMPANIES LLLP NEW | 1,000 | $15K | — | +0.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (13)
| Holder | Shares | Value |
|---|---|---|
| Shaker Financial Services, LLC | 333,414 | $5M |
| Logan Stone Capital, LLC | 32,089 | $470K |
| MGO ONE SEVEN LLC | 26,364 | $386K |
| Abel Hall, LLC | 25,000 | $366K |
| INDEPENDENT FINANCIAL GROUP, LLC | 22,865 | $335K |
| Janney Montgomery Scott LLC | 12,519 | $183K |
| First National Trust Co | 11,581 | $170K |
| MERCER GLOBAL ADVISORS INC /ADV | 9,354 | $137K |
| Rockefeller Capital Management L.P. | 2,000 | $29K |
| JONES FINANCIAL COMPANIES LLLP | 1,000 | $15K |
| IFP Advisors, Inc | 973 | $14K |
| Institute for Wealth Management, LL | 250 | $4K |
| EverSource Wealth Advisors, LLC | 111 | $2K |
Sold Out (17)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Cornerstone Advisors, LLC | 100,773 | $1M |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 97,544 | $1M |
| Quarry LP | 58,119 | $852K |
| PFG Advisors | 22,708 | $333K |
| Invesco Ltd. | 22,148 | $325K |
| ENVESTNET ASSET MANAGEMENT INC | 21,655 | $317K |
| Cetera Investment Advisers | 21,530 | $316K |
| VISTA INVESTMENT PARTNERS II, LLC | 12,053 | $177K |
| ASHTON THOMAS SECURITIES, LLC | 11,300 | $166K |
| MAI Capital Management | 6,000 | $88K |
| Kestra Advisory Services, LLC | 3,769 | $55K |
| Karpus Management, Inc. | 2,951 | $43K |
| Navalign, LLC | 1,105 | $16K |
| Allworth Financial LP | 503 | $7K |
| Beaird Harris Wealth Management, LL | 225 | $3K |
| Blue Trust, Inc. | 210 | $3K |
| Osbon Capital Management LLC | 168 | $2K |
Biggest Increases (20)
Biggest Decreases (8)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | -515,711 | -29.2% | 1,250,759 |
| SIT INVESTMENT ASSOCIATES INC | -143,845 | -5.2% | 2,635,988 |
| Steward Partners Investment Advisor | -80,925 | -32.3% | 169,835 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C | -22,114 | -40.9% | 31,914 |
| LPL Financial LLC | -21,724 | -26.5% | 60,235 |
| MORGAN STANLEY | -21,158 | -4.9% | 411,785 |
| COMMONWEALTH EQUITY SERVICES, LLC | -4,502 | -18.3% | 20,081 |
| BANK OF AMERICA CORP /DE | -586 | -2.3% | 25,438 |