Asset Manager
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SMH CAPITAL ADVISORS INC
4200 S. HULEN STE 534, FORT WORTH, TX 76109 • 7132243100
Market Value
$14.1B
-11.7%
Holdings
43
+3
New Purchases
4
Added To
10
Closed
2
Reduced
25
Top 10 Concentration
62.5%
Turnover
14.0%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| SPHY | 10.47% | 4.40% | +6.06% | $1.5B |
| OWL | 4.73% | 0.00% | +4.73% | $667M |
| CGBD | 2.13% | 0.00% | +2.13% | $300M |
| VICI | 9.50% | 8.42% | +1.08% | $1.3B |
| CSWC | 7.07% | 6.43% | +0.64% | $997M |
| TRIN | 13.52% | 12.92% | +0.60% | $1.9B |
| VWO | 2.71% | 2.19% | +0.52% | $383M |
| ADX | 2.01% | 1.58% | +0.43% | $284M |
| GROW | 1.85% | 1.45% | +0.40% | $261M |
| CSQ | 1.93% | 1.53% | +0.40% | $272M |
| WT | 1.38% | 0.99% | +0.39% | $194M |
| NXDT | 1.75% | 1.38% | +0.36% | $246M |
| PNNT | 3.31% | 3.00% | +0.30% | $467M |
| RITM-PD | 2.73% | 2.45% | +0.29% | $385M |
| GDV | 1.67% | 1.41% | +0.26% | $235M |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 77.5% |
| Real Estate | 13.6% |
| Energy | 6.6% |
| Consumer Cyclical | 2.3% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Mega Cap | 2 | $466M | 3.3% |
| Large Cap | 11 | $4.3B | 30.2% |
| Mid Cap | 10 | $2.2B | 15.6% |
| Small Cap | 14 | $5.9B | 42.0% |
| Micro Cap | 6 | $1.3B | 8.9% |
Portfolio Analytics
Avg Market Cap
$40.1B
Median Market Cap
$2.5B
Avg P/E
22.8
Median P/E
12.1
Avg Dividend Yield
0.08%
Avg Beta
0.89
# Stocks
26
# ETFs / Funds
17
Top Holdings (43 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | TRIN | 13.52% | 135,485 | $1.9B | $14,070.04 | -$156M | -529 | -0.4% | |
| 2 | SPHY | 10.47% | 62,000 | $1.5B | $23,800.00 | $773M | +32,000 | +106.7% | |
| 3 | VICI | 9.50% | 41,070 | $1.3B | $32,599.95 | -$5M | -114 | -0.3% | |
| 4 | CSWC | 7.07% | 45,215 | $997M | $22,039.94 | -$30M | -766 | -1.7% | |
| 5 | OWL | 4.73% | 34,746 | $667M | $19,210.01 | — | +34,746 | — | NEW |
| 6 | CIVI | 4.04% | 20,694 | $570M | $27,520.15 | -$153M | -11 | -0.1% | |
| 7 | PNNT | 3.31% | 68,210 | $467M | $6,839.99 | -$13M | — | — | |
| 8 | VZ | 3.29% | 10,735 | $464M | $43,269.21 | -$29M | -151 | -1.4% | |
| 9 | PSEC | 3.28% | 145,536 | $463M | $3,180.00 | -$137M | -799 | -0.6% | |
| 10 | CODI | 3.26% | 73,293 | $460M | $6,280.01 | -$970M | -3,329 | -4.3% | |
| 11 | RITM-PD | 2.73% | 34,114 | $385M | $11,290.03 | -$5M | +25 | +0.1% | |
| 12 | VWO | 2.71% | 7,736 | $383M | $49,461.61 | $33M | +5 | +0.1% | |
| 13 | HASI | 2.63% | 13,786 | $370M | $26,859.20 | -$34M | -52 | -0.4% | |
| 14 | CGBD | 2.13% | 21,925 | $300M | $13,680.00 | — | +21,925 | — | NEW |
| 15 | ADX | 2.01% | 13,069 | $284M | $21,709.54 | $32M | -190 | -1.4% | |
| 16 | CSQ | 1.93% | 14,922 | $272M | $18,239.78 | $27M | -210 | -1.4% | |
| 17 | AWF | 1.86% | 23,725 | $262M | $11,029.88 | $3M | -346 | -1.4% | |
| 18 | GROW | 1.85% | 100,410 | $261M | $2,599.99 | $29M | -2,298 | -2.2% | |
| 19 | HYT | 1.81% | 26,126 | $255M | $9,749.83 | $2M | -278 | -1.1% | |
| 20 | NXDT | 1.75% | 58,774 | $246M | $4,190.00 | $26M | +1,154 | +2.0% | |
| 21 | BTZ | 1.69% | 21,831 | $238M | $10,920.16 | $2M | -228 | -1.0% | |
| 22 | GDV | 1.67% | 9,046 | $235M | $26,009.18 | $10M | -298 | -3.2% | |
| 23 | EVT | 1.52% | 8,884 | $214M | $24,100.74 | $3M | -168 | -1.9% | |
| 24 | HTD | 1.45% | 8,728 | $204M | $23,390.12 | -$9M | -195 | -2.2% | |
| 25 | WT | 1.38% | 16,893 | $194M | $11,510.15 | $37M | -768 | -4.3% | |
| 26 | RQI | 1.30% | 14,725 | $183M | $12,450.05 | -$4M | -209 | -1.4% | |
| 27 | BIT | 1.29% | 12,416 | $181M | $14,599.87 | -$1M | -198 | -1.6% | |
| 28 | NAD | 0.97% | 12,115 | $137M | $11,289.81 | $336K | +271 | +2.3% | |
| 29 | NEA | 0.95% | 12,201 | $133M | $10,920.25 | -$258K | +282 | +2.4% | |
| 30 | EIM | 0.93% | 13,620 | $132M | $9,669.75 | -$946K | +315 | +2.4% | |
| 31 | AFB | 0.92% | 12,609 | $130M | $10,309.86 | -$4M | +296 | +2.4% | |
| 32 | TEI | 0.87% | 20,498 | $123M | $6,000.15 | $10M | -464 | -2.2% | |
| 33 | AFCG | 0.83% | 26,000 | $116M | $4,480.00 | -$28M | — | — | |
| 34 | ONL | 0.32% | 21,281 | $45M | $2,129.98 | -$173K | +19 | +0.1% | |
| 35 | SPY | 0.01% | 1,896 | $1M | $617.76 | — | +1,896 | — | NEW |
| 36 | MAIN | 0.01% | 18,630 | $1M | $59.10 | $40K | -126 | -0.7% | |
| 37 | CG | 0.01% | 19,052 | $979K | $51.40 | -$846M | -374 | -1.9% | |
| 38 | DKS | —% | 2,723 | $539K | $197.81 | — | +2,723 | — | NEW |
| 39 | O | —% | 7,685 | $443K | $57.61 | -$4K | -14 | -0.2% | |
| 40 | EFA | —% | 4,250 | $380K | $89.38 | $34K | +17 | +0.4% | |
| 41 | VCTR | —% | 4,091 | $260K | $63.67 | -$7K | -539 | -11.6% | |
| 42 | ENB | —% | — | — | — | -$645M | -14,555 | -100.0% | SOLD |
| 43 | T | —% | — | — | — | -$745M | -26,358 | -100.0% | SOLD |