Asset Manager
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SMH CAPITAL ADVISORS INC
4200 S. HULEN STE 534, FORT WORTH, TX 76109 • 7132243100
Market Value
$25M
+28.6%
Holdings
49
+5
New Purchases
7
Added To
25
Closed
5
Reduced
4
Top 10 Concentration
62.8%
Turnover
24.5%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| SPHY | 19.26% | 7.68% | +11.59% | $5M |
| HTGC | 2.94% | 0.00% | +2.94% | $727K |
| PSEC | 4.72% | 2.41% | +2.32% | $1M |
| HPK | 1.85% | 0.00% | +1.85% | $458K |
| CSWC | 6.29% | 5.19% | +1.11% | $2M |
| SLQT | 1.00% | 0.00% | +1.00% | $246K |
| IIPR | 0.99% | 0.00% | +0.99% | $245K |
| APO | 0.94% | 0.00% | +0.94% | $233K |
| QQQ | 0.89% | 0.00% | +0.89% | $219K |
| AMT | 0.87% | 0.00% | +0.87% | $215K |
| OWL | 4.33% | 3.47% | +0.86% | $1M |
| CIVI | 3.00% | 2.96% | +0.04% | $742K |
Top Sells (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| SPY | 2.28% | 6.09% | -3.82% | $562K |
| PNNT | 0.00% | 2.43% | -2.43% | $0 |
| VZ | 0.00% | 2.42% | -2.42% | $0 |
| CODI | 0.00% | 2.39% | -2.39% | $0 |
| VICI | 5.35% | 6.97% | -1.61% | $1M |
| TRIN | 8.49% | 9.92% | -1.43% | $2M |
| MAIN | 4.30% | 5.73% | -1.43% | $1M |
| VCTR | 0.00% | 1.36% | -1.36% | $0 |
| CG | 4.10% | 5.10% | -0.99% | $1M |
| NXDT | 0.78% | 1.28% | -0.50% | $192K |
| O | 1.81% | 2.30% | -0.50% | $446K |
| CGBD | 1.12% | 1.56% | -0.44% | $277K |
| GROW | 0.92% | 1.36% | -0.44% | $228K |
| NRZ | 1.60% | 2.00% | -0.41% | $394K |
| HASI | 1.55% | 1.93% | -0.38% | $383K |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 77.5% |
| Real Estate | 13.6% |
| Energy | 6.6% |
| Consumer Cyclical | 2.3% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Mega Cap | 2 | $781K | 3.2% |
| Large Cap | 11 | $10M | 42.4% |
| Mid Cap | 13 | $5M | 19.7% |
| Small Cap | 15 | $8M | 30.5% |
| Micro Cap | 8 | $1M | 4.1% |
Portfolio Analytics
Avg Market Cap
$43.3B
Median Market Cap
$2.3B
Avg P/E
18.3
Median P/E
12.8
Avg Dividend Yield
0.08%
Avg Beta
0.94
# Stocks
31
# ETFs / Funds
18
Top Holdings (49 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | SPHY | 19.26% | 200,000 | $5M | $23.80 | $3M | +138,000 | +222.6% | |
| 2 | TRIN | 8.49% | 138,961 | $2M | $15.09 | $191K | +3,476 | +2.6% | |
| 3 | CSWC | 6.29% | 76,509 | $2M | $20.32 | $558K | +31,294 | +69.2% | |
| 4 | VICI | 5.35% | 44,111 | $1M | $29.99 | -$16K | +3,041 | +7.4% | |
| 5 | PSEC | 4.72% | 438,847 | $1M | $2.66 | $705K | +293,311 | +201.5% | |
| 6 | OWL | 4.33% | 67,902 | $1M | $15.77 | $403K | +33,156 | +95.4% | |
| 7 | MAIN | 4.30% | 18,678 | $1M | $56.92 | -$38K | +48 | +0.3% | |
| 8 | CG | 4.10% | 19,005 | $1M | $53.32 | $34K | -47 | -0.2% | |
| 9 | CIVI | 3.00% | 25,731 | $742K | $28.83 | $172K | +5,037 | +24.3% | |
| 10 | HTGC | 2.94% | 40,565 | $727K | $17.92 | — | +40,565 | — | NEW |
| 11 | DKS | 2.44% | 2,723 | $603K | $221.45 | $64K | — | — | |
| 12 | SPY | 2.28% | 824 | $562K | $682.46 | -$609K | -1,072 | -56.5% | |
| 13 | HPK | 1.85% | 68,830 | $458K | $6.65 | — | +68,830 | — | NEW |
| 14 | O | 1.81% | 7,698 | $446K | $57.98 | $4K | +13 | +0.2% | |
| 15 | VWO | 1.70% | 7,652 | $421K | $54.97 | $38K | -84 | -1.1% | |
| 16 | EFA | 1.62% | 4,250 | $402K | $94.48 | $22K | — | — | |
| 17 | NRZ | 1.60% | 35,944 | $394K | $10.97 | $9K | +1,830 | +5.4% | |
| 18 | HASI | 1.55% | 13,823 | $383K | $27.71 | $13K | +37 | +0.3% | |
| 19 | ADX | 1.24% | 13,188 | $307K | $23.28 | $23K | +119 | +0.9% | |
| 20 | CSQ | 1.18% | 15,081 | $291K | $19.30 | $19K | +159 | +1.1% | |
| 21 | NIE | 1.12% | 10,689 | $277K | $25.93 | $25K | +144 | +1.4% | |
| 22 | CGBD | 1.12% | 21,925 | $277K | $12.64 | -$23K | — | — | |
| 23 | AWF | 1.07% | 24,089 | $265K | $11.01 | $4K | +364 | +1.5% | |
| 24 | HYT | 1.02% | 26,560 | $253K | $9.51 | -$2K | +434 | +1.7% | |
| 25 | BTZ | 1.00% | 22,123 | $247K | $11.17 | $9K | +292 | +1.3% | |
| 26 | SLQT | 1.00% | 118,244 | $246K | $2.08 | — | +118,244 | — | NEW |
| 27 | GDV | 0.99% | 9,063 | $246K | $27.11 | $10K | +17 | +0.2% | |
| 28 | IIPR | 0.99% | 4,890 | $245K | $50.15 | — | +4,890 | — | NEW |
| 29 | APO | 0.94% | 1,875 | $233K | $124.30 | — | +1,875 | — | NEW |
| 30 | GROW | 0.92% | 91,457 | $228K | $2.49 | -$33K | -8,953 | -8.9% | |
| 31 | EVT | 0.90% | 8,999 | $222K | $24.64 | $8K | +115 | +1.3% | |
| 32 | HTD | 0.89% | 8,804 | $219K | $24.90 | $15K | +76 | +0.9% | |
| 33 | QQQ | 0.89% | 348 | $219K | $629.59 | — | +348 | — | NEW |
| 34 | AMT | 0.87% | 1,200 | $215K | $178.98 | — | +1,200 | — | NEW |
| 35 | WT | 0.87% | 17,885 | $214K | $11.96 | $19K | +992 | +5.9% | |
| 36 | NXDT | 0.78% | 60,349 | $192K | $3.18 | -$54K | +1,575 | +2.7% | |
| 37 | RQI | 0.73% | 14,871 | $180K | $12.09 | -$4K | +146 | +1.0% | |
| 38 | BIT | 0.68% | 12,642 | $167K | $13.24 | -$14K | +226 | +1.8% | |
| 39 | NAD | 0.59% | 12,115 | $145K | $11.99 | $8K | — | — | |
| 40 | NEA | 0.58% | 12,201 | $142K | $11.65 | $9K | — | — | |
| 41 | AFB | 0.56% | 12,609 | $139K | $10.99 | $9K | — | — | |
| 42 | EIM | 0.55% | 13,620 | $136K | $9.96 | $4K | — | — | |
| 43 | TEI | 0.55% | 20,864 | $135K | $6.46 | $12K | +366 | +1.8% | |
| 44 | AFCG | 0.34% | 26,000 | $84K | $3.25 | -$32K | — | — | |
| 45 | CODI | —% | — | — | — | -$460K | -73,293 | -100.0% | SOLD |
| 46 | PNNT | —% | — | — | — | -$467K | -68,210 | -100.0% | SOLD |
| 47 | VZ | —% | — | — | — | -$464K | -10,735 | -100.0% | SOLD |
| 48 | VCTR | —% | — | — | — | -$260K | -4,091 | -100.0% | SOLD |
| 49 | ONL | —% | — | — | — | -$45K | -21,281 | -100.0% | SOLD |