Asset Manager
← All Institutions
SMH CAPITAL ADVISORS INC
4200 S. HULEN STE 534, FORT WORTH, TX 76109 • 7132243100
Market Value
$19.0B
+34.9%
Holdings
48
+5
New Purchases
7
Added To
24
Closed
5
Reduced
4
Top 10 Concentration
75.2%
Turnover
25.0%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| SPHY | 25.03% | 10.47% | +14.56% | $4.8B |
| HTGC | 3.82% | 0.00% | +3.82% | $727M |
| PSEC | 6.14% | 3.28% | +2.86% | $1.2B |
| HPK | 2.41% | 0.00% | +2.41% | $458M |
| SLQT | 1.29% | 0.00% | +1.29% | $246M |
| CSWC | 8.18% | 7.07% | +1.11% | $1.6B |
| OWL | 5.63% | 4.73% | +0.90% | $1.1B |
| IIPR | 0.00% | 0.00% | +0.00% | $245K |
| APO | 0.00% | 0.00% | +0.00% | $233K |
| QQQ | 0.00% | 0.00% | +0.00% | $219K |
| AMT | 0.00% | 0.00% | +0.00% | $215K |
Top Sells (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| PNNT | 0.00% | 3.31% | -3.31% | $0 |
| VZ | 0.00% | 3.29% | -3.29% | $0 |
| CODI | 0.00% | 3.26% | -3.26% | $0 |
| VWO | 0.00% | 2.71% | -2.71% | $421K |
| VICI | 6.96% | 9.50% | -2.54% | $1.3B |
| TRIN | 11.03% | 13.52% | -2.49% | $2.1B |
| NXDT | 1.01% | 1.75% | -0.74% | $192M |
| CGBD | 1.46% | 2.13% | -0.67% | $277M |
| RITM-PD | 2.07% | 2.73% | -0.66% | $394M |
| GROW | 1.20% | 1.85% | -0.65% | $228M |
| HASI | 2.01% | 2.63% | -0.61% | $383M |
| HYT | 1.33% | 1.81% | -0.48% | $253M |
| AWF | 1.39% | 1.86% | -0.46% | $265M |
| BIT | 0.88% | 1.29% | -0.41% | $167M |
| CSQ | 1.53% | 1.93% | -0.40% | $291M |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 77.5% |
| Real Estate | 13.6% |
| Energy | 6.6% |
| Consumer Cyclical | 2.3% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Mega Cap | 3 | $781K | 0.0% |
| Large Cap | 11 | $7.6B | 39.7% |
| Mid Cap | 11 | $3.2B | 16.8% |
| Small Cap | 16 | $7.4B | 38.8% |
| Micro Cap | 7 | $885M | 4.7% |
Portfolio Analytics
Avg Market Cap
$42.3B
Median Market Cap
$2.4B
Avg P/E
22.5
Median P/E
12.5
Avg Dividend Yield
0.08%
Avg Beta
0.94
# Stocks
30
# ETFs / Funds
18
Top Holdings (48 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | SPHY | 25.03% | 200,000 | $4.8B | $23,800.00 | $3.3B | +138,000 | +222.6% | |
| 2 | TRIN | 11.03% | 138,961 | $2.1B | $15,090.05 | $191M | +3,476 | +2.6% | |
| 3 | CSWC | 8.18% | 76,509 | $1.6B | $20,320.09 | $558M | +31,294 | +69.2% | |
| 4 | VICI | 6.96% | 44,111 | $1.3B | $29,989.93 | -$16M | +3,041 | +7.4% | |
| 5 | PSEC | 6.14% | 438,847 | $1.2B | $2,660.00 | $705M | +293,311 | +201.5% | |
| 6 | OWL | 5.63% | 67,902 | $1.1B | $15,770.01 | $403M | +33,156 | +95.4% | |
| 7 | CIVI | 3.90% | 25,731 | $742M | $28,829.86 | $172M | +5,037 | +24.3% | |
| 8 | HTGC | 3.82% | 40,565 | $727M | $17,920.00 | — | +40,565 | — | NEW |
| 9 | HPK | 2.41% | 68,830 | $458M | $6,650.01 | — | +68,830 | — | NEW |
| 10 | RITM-PD | 2.07% | 35,944 | $394M | $10,970.12 | $9M | +1,830 | +5.4% | |
| 11 | HASI | 2.01% | 13,823 | $383M | $27,710.84 | $13M | +37 | +0.3% | |
| 12 | ADX | 1.61% | 13,188 | $307M | $23,279.34 | $23M | +119 | +0.9% | |
| 13 | CSQ | 1.53% | 15,081 | $291M | $19,299.78 | $19M | +159 | +1.1% | |
| 14 | CGBD | 1.46% | 21,925 | $277M | $12,640.00 | -$23M | — | — | |
| 15 | AWF | 1.39% | 24,089 | $265M | $11,010.13 | $4M | +364 | +1.5% | |
| 16 | HYT | 1.33% | 26,560 | $253M | $9,510.09 | -$2M | +434 | +1.7% | |
| 17 | BTZ | 1.30% | 22,123 | $247M | $11,170.00 | $9M | +292 | +1.3% | |
| 18 | SLQT | 1.29% | 118,244 | $246M | $2,080.00 | — | +118,244 | — | NEW |
| 19 | GDV | 1.29% | 9,063 | $246M | $27,111.44 | $10M | +17 | +0.2% | |
| 20 | GROW | 1.20% | 91,457 | $228M | $2,490.00 | -$33M | -8,953 | -8.9% | |
| 21 | EVT | 1.17% | 8,999 | $222M | $24,640.74 | $8M | +115 | +1.3% | |
| 22 | HTD | 1.15% | 8,804 | $219M | $24,899.93 | $15M | +76 | +0.9% | |
| 23 | WT | 1.12% | 17,885 | $214M | $11,960.30 | $19M | +992 | +5.9% | |
| 24 | NXDT | 1.01% | 60,349 | $192M | $3,180.00 | -$54M | +1,575 | +2.7% | |
| 25 | RQI | 0.95% | 14,871 | $180M | $12,090.04 | -$4M | +146 | +1.0% | |
| 26 | BIT | 0.88% | 12,642 | $167M | $13,239.60 | -$14M | +226 | +1.8% | |
| 27 | NAD | 0.76% | 12,115 | $145M | $11,989.76 | $8M | — | — | |
| 28 | NEA | 0.75% | 12,201 | $142M | $11,650.27 | $9M | — | — | |
| 29 | AFB | 0.73% | 12,609 | $139M | $10,989.85 | $9M | — | — | |
| 30 | EIM | 0.71% | 13,620 | $136M | $9,959.77 | $4M | — | — | |
| 31 | TEI | 0.71% | 20,864 | $135M | $6,459.88 | $12M | +366 | +1.8% | |
| 32 | AFCG | 0.44% | 26,000 | $84M | $3,250.00 | -$32M | — | — | |
| 33 | MAIN | 0.01% | 18,678 | $1M | $56.92 | -$38K | +48 | +0.3% | |
| 34 | CG | 0.01% | 19,005 | $1M | $53.32 | $34K | -47 | -0.2% | |
| 35 | DKS | —% | 2,723 | $603K | $221.45 | $64K | — | — | |
| 36 | SPY | —% | 824 | $562K | $682.46 | -$609K | -1,072 | -56.5% | |
| 37 | O | —% | 7,698 | $446K | $57.98 | $4K | +13 | +0.2% | |
| 38 | VWO | —% | 7,652 | $421K | $54.97 | -$382M | -84 | -1.1% | |
| 39 | EFA | —% | 4,250 | $402K | $94.48 | $22K | — | — | |
| 40 | IIPR | —% | 4,890 | $245K | $50.15 | — | +4,890 | — | NEW |
| 41 | APO | —% | 1,875 | $233K | $124.30 | — | +1,875 | — | NEW |
| 42 | QQQ | —% | 348 | $219K | $629.59 | — | +348 | — | NEW |
| 43 | AMT | —% | 1,200 | $215K | $178.98 | — | +1,200 | — | NEW |
| 44 | PNNT | —% | — | — | — | -$467M | -68,210 | -100.0% | SOLD |
| 45 | CODI | —% | — | — | — | -$460M | -73,293 | -100.0% | SOLD |
| 46 | VZ | —% | — | — | — | -$464M | -10,735 | -100.0% | SOLD |
| 47 | VCTR | —% | — | — | — | -$260K | -4,091 | -100.0% | SOLD |
| 48 | ONL | —% | — | — | — | -$45M | -21,281 | -100.0% | SOLD |