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Empery Asset Management, LP
1 ROCKEFELLER PLAZA, SUITE 1205, NEW YORK, NY 10020 • 212-608-3300
Market Value
$12M
-22.4%
Holdings
65
+1
New Purchases
11
Added To
0
Closed
5
Reduced
5
Top 10 Concentration
76.3%
Turnover
24.6%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| UBX | 14.85% | 0.00% | +14.85% | $2M |
| ETNB | 19.73% | 8.52% | +11.21% | $2M |
| FATBW | 12.38% | 7.92% | +4.46% | $1M |
| MDNA | 4.17% | 0.00% | +4.17% | $489K |
| ATNX | 3.33% | 0.00% | +3.33% | $391K |
| BNTC | 2.52% | 0.00% | +2.52% | $296K |
| TCBPW | 5.56% | 3.78% | +1.79% | $653K |
| CDAK | 1.58% | 0.00% | +1.58% | $186K |
| STSSW | 2.48% | 1.53% | +0.95% | $291K |
| SURGW | 3.13% | 2.28% | +0.85% | $367K |
| PEGY | 0.67% | 0.00% | +0.67% | $79K |
| TRKA | 0.53% | 0.00% | +0.53% | $62K |
| IONM | 0.31% | 0.00% | +0.31% | $36K |
| PETVW | 0.72% | 0.42% | +0.29% | $84K |
| PCTTW | 0.58% | 0.35% | +0.23% | $68K |
Top Sells (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| MMAT | 0.00% | 29.78% | -29.78% | $0 |
| SLS | 5.31% | 13.69% | -8.38% | $623K |
| APLT | 0.00% | 4.23% | -4.23% | $0 |
| HCDIZ | 4.15% | 7.27% | -3.12% | $487K |
| SRZN | 3.72% | 5.11% | -1.40% | $436K |
| PEPLW | 0.50% | 1.25% | -0.75% | $59K |
| NTRBW | 2.39% | 2.90% | -0.51% | $280K |
| REED | 0.00% | 0.47% | -0.47% | $0 |
| MTEKW | 0.43% | 0.64% | -0.22% | $50K |
| KWACW | 0.00% | 0.15% | -0.15% | $0 |
| NRSNW | 0.40% | 0.54% | -0.14% | $47K |
| SWVLW | 0.01% | 0.15% | -0.14% | $1K |
| LMDXW | 0.03% | 0.15% | -0.13% | $3K |
| OHAAW | 0.14% | 0.24% | -0.11% | $16K |
| LIXTW | 0.00% | 0.08% | -0.08% | $0 |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Healthcare | 69.6% |
| Consumer Cyclical | 20.1% |
| Energy | 6.4% |
| Technology | 2.6% |
| Communication Services | 0.8% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Mid Cap | 1 | $2M | 19.7% |
| Small Cap | 2 | $691K | 5.9% |
| Micro Cap | 62 | $9M | 74.4% |
Portfolio Analytics
Avg Market Cap
$74M
Median Market Cap
$732K
Avg P/E
43.5
Median P/E
48.0
Avg Dividend Yield
0.00%
Avg Beta
0.90
# Stocks
65
# ETFs / Funds
0
Top Holdings (65 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | ETNB | 19.73% | 400,000 | $2M | $5.79 | $1M | — | — | |
| 2 | UBX | 14.85% | 4,411,645 | $2M | $0.40 | — | +4,411,645 | — | NEW |
| 3 | FATBW | 12.38% | 281,598 | $1M | $5.16 | $256K | — | — | |
| 4 | TCBPW | 5.56% | 2,823,528 | $653K | $0.23 | $82K | — | — | |
| 5 | SLS | 5.31% | 308,466 | $623K | $2.02 | -$1M | -619,518 | -66.8% | |
| 6 | MDNA | 4.17% | 589,316 | $489K | $0.83 | — | +589,316 | — | NEW |
| 7 | HCDIZ | 4.15% | 2,778,907 | $487K | $0.18 | -$612K | -151,823 | -5.2% | |
| 8 | SRZN | 3.72% | 215,942 | $436K | $2.02 | -$337K | -41,824 | -16.2% | |
| 9 | ATNX | 3.33% | 1,452,103 | $391K | $0.27 | — | +1,452,103 | — | NEW |
| 10 | SURGW | 3.13% | 286,495 | $367K | $1.28 | $23K | — | — | |
| 11 | BNTC | 2.52% | 796,837 | $296K | $0.37 | — | +796,837 | — | NEW |
| 12 | STSSW | 2.48% | 829,851 | $291K | $0.35 | $60K | — | — | |
| 13 | NTRBW | 2.39% | 69,980 | $280K | $4.00 | -$158K | -6,624 | -8.7% | |
| 14 | CDAK | 1.58% | 237,943 | $186K | $0.78 | — | +237,943 | — | NEW |
| 15 | ARBEW | 1.05% | 189,904 | $123K | $0.65 | -$15K | — | — | |
| 16 | CINGW | 0.94% | 500,000 | $110K | $0.22 | -$8K | — | — | |
| 17 | PETVW | 0.72% | 193,290 | $84K | $0.43 | $20K | — | — | |
| 18 | PEGY | 0.67% | 90,912 | $79K | $0.87 | — | +90,912 | — | NEW |
| 19 | VAPEW | 0.64% | 500,000 | $75K | $0.15 | -$2K | — | — | |
| 20 | LEXXW | 0.63% | 126,215 | $74K | $0.59 | -$14K | — | — | |
| 21 | DRCTW | 0.62% | 270,000 | $73K | $0.27 | -$32K | — | — | |
| 22 | PCTTW | 0.58% | 20,014 | $68K | $3.40 | $15K | — | — | |
| 23 | AUUDW | 0.56% | 150,000 | $66K | $0.44 | $6K | — | — | |
| 24 | TRKA | 0.53% | 182,200 | $62K | $0.34 | — | +182,200 | — | NEW |
| 25 | PEPLW | 0.50% | 740,000 | $59K | $0.08 | -$130K | — | — | |
| 26 | WKSPW | 0.49% | 193,370 | $57K | $0.29 | $13K | — | — | |
| 27 | SVREW | 0.46% | 181,500 | $54K | $0.30 | -$10K | — | — | |
| 28 | BEATW | 0.45% | 90,000 | $53K | $0.59 | $14K | — | — | |
| 29 | MTEKW | 0.43% | 297,600 | $50K | $0.17 | -$47K | — | — | |
| 30 | NRSNW | 0.40% | 160,000 | $47K | $0.29 | -$35K | — | — | |
| 31 | BFRIW | 0.38% | 75,000 | $45K | $0.60 | -$8K | — | — | |
| 32 | ACONW | 0.36% | 110,000 | $42K | $0.38 | $2K | — | — | |
| 33 | FGIWW | 0.35% | 102,500 | $41K | $0.40 | $1K | — | — | |
| 34 | CELUW | 0.33% | 100,972 | $39K | $0.39 | -$19K | — | — | |
| 35 | GFAIW | 0.31% | 301,563 | $36K | $0.12 | -$1K | — | — | |
| 36 | IONM | 0.31% | 56,264 | $36K | $0.64 | — | +56,264 | — | NEW |
| 37 | AMPGW | 0.27% | 71,709 | $32K | $0.45 | -$11K | — | — | |
| 38 | RNERW | 0.25% | 190,764 | $29K | $0.15 | — | — | — | |
| 39 | NXGLW | 0.23% | 90,000 | $27K | $0.30 | $2K | — | — | |
| 40 | HCDIW | 0.20% | 115,814 | $23K | $0.20 | $1K | — | — | |
| 41 | NXLIW | 0.19% | 120,000 | $22K | $0.18 | — | +120,000 | — | NEW |
| 42 | GRNAW | 0.18% | 93,837 | $21K | $0.22 | — | — | — | |
| 43 | CYTHW | 0.18% | 61,399 | $21K | $0.34 | -$10K | — | — | |
| 44 | ONFOW | 0.16% | 100,000 | $19K | $0.19 | — | +100,000 | — | NEW |
| 45 | BBLGW | 0.15% | 140,471 | $18K | $0.13 | -$2K | — | — | |
| 46 | DRMAW | 0.14% | 175,000 | $17K | $0.10 | -$2K | — | — | |
| 47 | IVDAW | 0.14% | 100,000 | $16K | $0.16 | -$7K | — | — | |
| 48 | OHAAW | 0.14% | 148,800 | $16K | $0.11 | -$21K | — | — | |
| 49 | BCDAW | 0.13% | 18,459 | $15K | $0.81 | $9K | — | — | |
| 50 | TGVCW | 0.12% | 238,428 | $14K | $0.06 | -$15K | — | — | |
| 51 | QTEKW | 0.09% | 41,773 | $11K | $0.26 | $4K | — | — | |
| 52 | REVBW | 0.09% | 233,382 | $10K | $0.04 | -$9K | — | — | |
| 53 | SBFMW | 0.06% | 14,986 | $7K | $0.47 | $4K | — | — | |
| 54 | BOAS-WT | 0.06% | 31,810 | $7K | $0.22 | $2K | — | — | |
| 55 | CCTSW | 0.06% | 95,459 | $7K | $0.07 | -$4K | -4,541 | -4.5% | |
| 56 | GAMCW | 0.06% | 126,665 | $7K | $0.06 | -$3K | — | — | |
| 57 | KSPN | 0.04% | 3,112 | $5K | $1.61 | — | +3,112 | — | NEW |
| 58 | AREBW | 0.03% | 60,240 | $4K | $0.07 | -$5K | — | — | |
| 59 | LMDXW | 0.03% | 23,799 | $3K | $0.13 | -$20K | — | — | |
| 60 | SWVLW | 0.01% | 48,382 | $1K | $0.02 | -$21K | — | — | |
| 61 | REED | —% | — | — | — | -$71K | -456,469 | -100.0% | SOLD |
| 62 | APLT | —% | — | — | — | -$640K | -675,000 | -100.0% | SOLD |
| 63 | KWACW | —% | — | — | — | -$22K | -319,125 | -100.0% | SOLD |
| 64 | LIXTW | —% | — | — | — | -$12K | -99,835 | -100.0% | SOLD |
| 65 | MMAT | —% | — | — | — | -$5M | -4,370,568 | -100.0% | SOLD |