Asset Manager
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Warberg Asset Management LLC
716 OAK STREET, WINNETKA, IL 60093 • 847-418-8333
Market Value
$85M
+7.4%
Holdings
149
-2
New Purchases
28
Added To
13
Closed
45
Reduced
33
Top 10 Concentration
63.9%
Turnover
49.0%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| NN | 18.09% | 0.00% | +18.09% | $15M |
| APO-PA | 7.95% | 0.00% | +7.95% | $7M |
| CLM | 16.38% | 9.61% | +6.77% | $14M |
| CORZW | 8.54% | 2.97% | +5.57% | $7M |
| CAIIU | 1.18% | 0.00% | +1.18% | $1M |
| RVMDW | 1.05% | 0.00% | +1.05% | $889K |
| KIM-PN | 1.02% | 0.00% | +1.02% | $862K |
| ACGC | 0.87% | 0.00% | +0.87% | $737K |
| AMPX | 0.77% | 0.00% | +0.77% | $651K |
| GDXJ | 0.72% | 0.00% | +0.72% | $611K |
| AMPGR | 0.70% | 0.02% | +0.68% | $596K |
| EPR-PC | 3.48% | 2.86% | +0.61% | $3M |
| JABRU | 0.61% | 0.00% | +0.61% | $513K |
| BRKHU | 0.59% | 0.00% | +0.59% | $502K |
| CTAA | 0.56% | 0.00% | +0.56% | $476K |
Top Sells (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| OXY-WT | 0.48% | 26.49% | -26.00% | $407K |
| XLE | 0.00% | 2.24% | -2.24% | $0 |
| QQQ | 0.00% | 2.19% | -2.19% | $0 |
| SGOV | 0.00% | 2.16% | -2.16% | $0 |
| TAVI | 0.00% | 1.40% | -1.40% | $0 |
| PONOU | 0.00% | 1.33% | -1.33% | $0 |
| CHAR | 0.00% | 1.32% | -1.32% | $0 |
| CTAAU | 0.00% | 1.25% | -1.25% | $0 |
| DMAA | 0.00% | 1.22% | -1.22% | $0 |
| TDAC | 0.00% | 0.98% | -0.98% | $0 |
| XLF | 0.00% | 0.81% | -0.81% | $0 |
| BHAVU | 0.00% | 0.63% | -0.63% | $0 |
| HYG | 0.00% | 0.61% | -0.61% | $0 |
| PL-WT | 0.00% | 0.56% | -0.56% | $0 |
| AMPX-WT | 0.00% | 0.55% | -0.55% | $0 |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 48.7% |
| Energy | 35.6% |
| Real Estate | 8.2% |
| Healthcare | 3.8% |
| Industrials | 1.6% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Mega Cap | 2 | $1M | 1.7% |
| Large Cap | 11 | $3M | 3.2% |
| Mid Cap | 8 | $20M | 23.2% |
| Small Cap | 18 | $34M | 39.9% |
| Micro Cap | 110 | $27M | 31.9% |
Portfolio Analytics
Avg Market Cap
$9.8B
Median Market Cap
$155M
Avg P/E
62.0
Median P/E
40.2
Avg Dividend Yield
0.00%
Avg Beta
0.71
# Stocks
140
# ETFs / Funds
9
Top Holdings (149 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | NN | 18.09% | 859,839 | $15M | $17.83 | — | +859,839 | — | NEW |
| 2 | CLM | 16.38% | 1,836,581 | $14M | $7.56 | $6M | +794,646 | +76.3% | |
| 3 | CORZW | 8.54% | 385,028 | $7M | $18.80 | $5M | +117,128 | +43.7% | |
| 4 | APO-PA | 7.95% | 110,589 | $7M | $60.92 | — | +110,589 | — | NEW |
| 5 | EPR-PC | 3.48% | 115,000 | $3M | $25.62 | $687K | +15,077 | +15.1% | |
| 6 | STXS | 2.25% | 1,108,889 | $2M | $1.72 | -$106K | +14,766 | +1.4% | |
| 7 | EPR-PE | 2.06% | 54,398 | $2M | $32.05 | $246K | +5,106 | +10.4% | |
| 8 | FGII | 1.76% | 149,908 | $1M | $9.93 | -$42K | -5,000 | -3.2% | |
| 9 | BAC-PL | 1.75% | 1,180 | $1M | $1,254.50 | -$307K | -320 | -21.3% | |
| 10 | XSLL | 1.62% | 138,736 | $1M | $9.92 | -$29K | -4,264 | -3.0% | |
| 11 | VNME | 1.34% | 111,183 | $1M | $10.19 | -$70K | -7,800 | -6.6% | |
| 12 | CAIIU | 1.18% | 99,668 | $1M | $10.03 | — | +99,668 | — | NEW |
| 13 | PTOR | 1.17% | 99,999 | $993K | $9.93 | $13K | — | — | |
| 14 | RVMDW | 1.05% | 94,797 | $889K | $9.38 | — | +94,797 | — | NEW |
| 15 | NEN | 1.05% | 15,100 | $886K | $58.69 | -$187K | -2,606 | -14.7% | |
| 16 | KIM-PN | 1.02% | 13,707 | $862K | $62.92 | — | +13,707 | — | NEW |
| 17 | ORIQ | 1.02% | 83,610 | $862K | $10.31 | $10K | — | — | |
| 18 | BKHA | 1.01% | 71,923 | $857K | $11.91 | $16K | -400 | -0.6% | |
| 19 | DBCA | 0.90% | 76,851 | $766K | $9.97 | $7K | -149 | -0.2% | |
| 20 | KCHV | 0.89% | 73,072 | $758K | $10.37 | -$29K | -3,708 | -4.8% | |
| 21 | XCBE | 0.88% | 75,000 | $749K | $9.99 | $11K | — | — | |
| 22 | ACGC | 0.87% | 74,172 | $737K | $9.94 | — | +74,172 | — | NEW |
| 23 | VHCP | 0.83% | 70,494 | $704K | $9.98 | $6K | -3 | — | |
| 24 | RFAM | 0.82% | 69,949 | $692K | $9.89 | $7K | -51 | -0.1% | |
| 25 | SVAQ | 0.79% | 66,247 | $667K | $10.06 | -$75K | -8,753 | -11.7% | |
| 26 | AMPX | 0.77% | 47,000 | $651K | $13.86 | — | +47,000 | — | NEW |
| 27 | GDXJ | 0.72% | 6,222 | $611K | $98.25 | — | +6,222 | — | NEW |
| 28 | AMPGR | 0.70% | 309,044 | $596K | $1.93 | $578K | +108,927 | +54.4% | |
| 29 | USAR | 0.65% | 25,333 | $547K | $21.58 | $163K | — | — | |
| 30 | VAL-WT | 0.61% | 62,800 | $517K | $8.23 | -$146K | +21,335 | +51.5% | |
| 31 | CRAQ | 0.61% | 49,900 | $514K | $10.30 | $7K | — | — | |
| 32 | JABRU | 0.61% | 51,168 | $513K | $10.03 | — | +51,168 | — | NEW |
| 33 | BRKHU | 0.59% | 50,000 | $502K | $10.05 | — | +50,000 | — | NEW |
| 34 | ARTC | 0.59% | 50,000 | $496K | $9.93 | $6K | — | — | |
| 35 | CRAC | 0.56% | 47,106 | $476K | $10.11 | $5K | -4 | -0.0% | |
| 36 | CTAA | 0.56% | 47,995 | $476K | $9.91 | — | +47,995 | — | NEW |
| 37 | MMTX | 0.55% | 45,989 | $465K | $10.11 | $5K | — | — | |
| 38 | SCII | 0.55% | 46,200 | $463K | $10.03 | $3K | — | — | |
| 39 | TVAI | 0.54% | 44,699 | $461K | $10.32 | $6K | — | — | |
| 40 | INAC | 0.54% | 44,612 | $457K | $10.25 | $5K | — | — | |
| 41 | LKSP | 0.54% | 44,947 | $456K | $10.14 | $4K | — | — | |
| 42 | CEPO | 0.52% | 42,252 | $444K | $10.50 | — | +42,252 | — | NEW |
| 43 | OXY-WT | 0.48% | 15,292 | $407K | $26.62 | -$20M | -471,217 | -96.9% | |
| 44 | ALPXU | 0.47% | 40,000 | $401K | $10.02 | — | +40,000 | — | NEW |
| 45 | POST | 0.47% | 4,500 | $397K | $88.22 | -$48K | — | — | |
| 46 | OTGA | 0.43% | 35,438 | $360K | $10.16 | $4K | — | — | |
| 47 | CHPG | 0.42% | 34,442 | $358K | $10.40 | $2K | -300 | -0.9% | |
| 48 | YCY | 0.42% | 34,987 | $355K | $10.16 | $4K | — | — | |
| 49 | FWACU | 0.38% | 32,056 | $322K | $10.03 | — | +32,056 | — | NEW |
| 50 | ALNY | 0.36% | 1,000 | $301K | $301.14 | — | +1,000 | — | NEW |
| 51 | HAVA | 0.35% | 29,685 | $300K | $10.10 | -$75K | -7,815 | -20.8% | |
| 52 | IPOD | 0.34% | 27,601 | $288K | $10.44 | -$4K | -702 | -2.5% | |
| 53 | FXACU | 0.34% | 28,269 | $284K | $10.05 | — | +28,269 | — | NEW |
| 54 | BIVIW | 0.33% | 613,426 | $276K | $0.45 | $134K | +156,797 | +34.3% | |
| 55 | MKLY | 0.32% | 27,000 | $274K | $10.15 | $3K | — | — | |
| 56 | SOCA | 0.30% | 24,895 | $255K | $10.26 | $2K | — | — | |
| 57 | AMPGZ | 0.30% | 174,400 | $253K | $1.45 | $233K | +7,733 | +4.6% | |
| 58 | EVOX | 0.30% | 25,000 | $250K | $10.02 | $1K | — | — | |
| 59 | TDWD | 0.30% | 24,900 | $250K | $10.04 | $3K | — | — | |
| 60 | PAACU | 0.29% | 24,564 | $248K | $10.08 | -$267K | -26,936 | -52.3% | |
| 61 | LAFA | 0.29% | 24,453 | $246K | $10.08 | $2K | -100 | -0.4% | |
| 62 | QSEA | 0.28% | 22,916 | $241K | $10.52 | $13K | +965 | +4.4% | |
| 63 | APAC | 0.28% | 23,700 | $241K | $10.17 | -$35K | -3,800 | -13.8% | |
| 64 | RIBB | 0.28% | 21,826 | $235K | $10.76 | $5K | — | — | |
| 65 | BTSGU | 0.26% | 968 | $223K | $230.52 | — | +968 | — | NEW |
| 66 | CRAN | 0.26% | 21,908 | $222K | $10.13 | -$11K | -1,604 | -6.8% | |
| 67 | DRDB | 0.25% | 20,206 | $213K | $10.53 | -$30K | -3,000 | -12.9% | |
| 68 | BIXI | 0.24% | 20,000 | $200K | $9.99 | $2K | — | — | |
| 69 | COPL | 0.21% | 16,794 | $175K | $10.43 | -$4K | -606 | -3.5% | |
| 70 | EXYNW | 0.20% | 127,084 | $169K | $1.33 | — | +127,084 | — | NEW |
| 71 | KOYN | 0.19% | 15,828 | $160K | $10.14 | $2K | — | — | |
| 72 | ATUS | 0.17% | 99,090 | $144K | $1.45 | — | +99,090 | — | NEW |
| 73 | BCTXL | 0.17% | 159,555 | $142K | $0.89 | $24K | +44,555 | +38.7% | |
| 74 | DGXX | 0.16% | 25,000 | $136K | $5.45 | — | +25,000 | — | NEW |
| 75 | EURK | 0.14% | 10,057 | $115K | $11.44 | -$30K | -2,726 | -21.3% | |
| 76 | OACC | 0.13% | 10,037 | $107K | $10.70 | $1K | +12 | +0.1% | |
| 77 | DC | 0.13% | 25,045 | $107K | $4.26 | -$20K | — | — | |
| 78 | OYSE | 0.12% | 10,000 | $103K | $10.29 | $1K | — | — | |
| 79 | ALRN | 0.12% | 99,000 | $101K | $1.02 | — | +99,000 | — | NEW |
| 80 | GLNDW | 0.10% | 102,405 | $87K | $0.85 | — | +102,405 | — | NEW |
| 81 | LIQT | 0.09% | 91,746 | $78K | $0.85 | — | +91,746 | — | NEW |
| 82 | MOBBW | 0.09% | 38,200 | $76K | $2.00 | -$15K | -12,700 | -24.9% | |
| 83 | GROY-WT | 0.09% | 76,822 | $76K | $0.99 | -$37K | +8,314 | +12.1% | |
| 84 | DUKRW | 0.07% | 47,625 | $61K | $1.29 | — | +47,625 | — | NEW |
| 85 | HNRA-WT | 0.05% | 515,167 | $39K | $0.08 | -$23K | -31,910 | -5.8% | |
| 86 | NAMMW | 0.03% | 132,494 | $29K | $0.22 | $11K | — | — | |
| 87 | AMST | 0.02% | 14,287 | $19K | $1.33 | — | +14,287 | — | NEW |
| 88 | TE-WT | 0.02% | 85,922 | $16K | $0.19 | — | +85,922 | — | NEW |
| 89 | ACGCW | 0.01% | 38,633 | $12K | $0.30 | — | +38,633 | — | NEW |
| 90 | ANNAW | 0.01% | 30,473 | $9K | $0.31 | — | +30,473 | — | NEW |
| 91 | FGIIW | 0.01% | 34,019 | $8K | $0.25 | $2K | -3,010 | -8.1% | |
| 92 | FLYX-WT | 0.01% | 29,800 | $6K | $0.20 | -$7K | -3,224 | -9.8% | |
| 93 | XCBEW | 0.01% | 20,737 | $6K | $0.27 | -$4K | -16,763 | -44.7% | |
| 94 | ERNAW | 0.01% | 69,430 | $5K | $0.07 | -$2K | -184,370 | -72.6% | |
| 95 | NXGLW | 0.01% | 145,591 | $5K | $0.03 | -$3K | -500 | -0.3% | |
| 96 | DAICW | 0.01% | 377,800 | $5K | $0.01 | -$5K | — | — | |
| 97 | XSLLW | —% | 13,991 | $3K | $0.22 | -$3K | -14,243 | -50.5% | |
| 98 | AERTW | —% | 70,787 | $1K | $0.02 | — | — | — | |
| 99 | VAPEW | —% | 35,000 | $784 | $0.02 | -$392 | — | — | |
| 100 | SVREW | —% | 66,820 | $735 | $0.01 | -$553 | -58,206 | -46.6% |
Options Breakdown
10 Calls
$9M Call Value
15 Puts
$204M Put Value
22.24 P/C Ratio