Asset Manager
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Warberg Asset Management LLC
716 OAK STREET, WINNETKA, IL 60093 • 847-418-8333
Market Value
$41M
-27.2%
Holdings
131
+6
New Purchases
41
Added To
8
Closed
32
Reduced
14
Top 10 Concentration
42.2%
Turnover
55.7%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| EPR-PE | 4.09% | 1.05% | +3.04% | $2M |
| BAC-PL | 2.66% | 0.00% | +2.66% | $1M |
| RGTI | 2.26% | 0.00% | +2.26% | $924K |
| SVAQU | 1.82% | 0.00% | +1.82% | $746K |
| VHCPU | 1.76% | 0.00% | +1.76% | $721K |
| TLNC | 1.42% | 0.00% | +1.42% | $583K |
| NEN | 2.69% | 1.47% | +1.22% | $1M |
| CRAC | 1.20% | 0.00% | +1.20% | $490K |
| SCIIU | 1.14% | 0.00% | +1.14% | $466K |
| MMTX | 1.11% | 0.00% | +1.11% | $455K |
| LKSP | 1.09% | 0.00% | +1.09% | $447K |
| POST | 1.09% | 0.00% | +1.09% | $446K |
| QUMS | 1.01% | 0.00% | +1.01% | $415K |
| CRANU | 0.96% | 0.00% | +0.96% | $395K |
| VNME | 3.39% | 2.45% | +0.94% | $1M |
Top Sells (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| RGTIW | 0.00% | 14.64% | -14.64% | $0 |
| OXY-WT | 7.76% | 20.28% | -12.52% | $3M |
| GTLS-PB | 0.00% | 4.22% | -4.22% | $0 |
| FORL | 0.00% | 1.55% | -1.55% | $0 |
| EPR-PC | 5.31% | 6.42% | -1.11% | $2M |
| TLNCU | 0.00% | 1.07% | -1.07% | $0 |
| RDAC | 0.00% | 0.85% | -0.85% | $0 |
| OTGAU | 0.00% | 0.79% | -0.79% | $0 |
| QUMSU | 0.00% | 0.75% | -0.75% | $0 |
| RFAI | 0.00% | 0.73% | -0.73% | $0 |
| GCMGW | 0.00% | 0.63% | -0.63% | $0 |
| MKLYU | 0.00% | 0.62% | -0.62% | $0 |
| MSTR | 0.00% | 0.57% | -0.57% | $0 |
| USARW | 0.00% | 0.57% | -0.57% | $0 |
| PCSC | 0.00% | 0.56% | -0.56% | $0 |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 48.7% |
| Energy | 35.6% |
| Real Estate | 8.2% |
| Healthcare | 3.8% |
| Industrials | 1.6% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Mega Cap | 1 | $1M | 2.7% |
| Large Cap | 3 | $3M | 8.2% |
| Mid Cap | 10 | $8M | 18.5% |
| Small Cap | 17 | $4M | 9.8% |
| Micro Cap | 100 | $25M | 60.8% |
Portfolio Analytics
Avg Market Cap
$4.8B
Median Market Cap
$151M
Avg P/E
70.3
Median P/E
41.2
Avg Dividend Yield
0.00%
Avg Beta
0.81
# Stocks
130
# ETFs / Funds
1
Top Holdings (131 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | OXY-WT | 7.76% | 164,918 | $3M | $19.27 | -$8M | -284,393 | -63.3% | |
| 2 | STXS | 6.22% | 1,107,657 | $3M | $2.30 | -$744K | +57,790 | +5.5% | |
| 3 | EPR-PC | 5.31% | 97,144 | $2M | $22.37 | -$1M | -45,206 | -31.8% | |
| 4 | CORZW | 4.59% | 221,900 | $2M | $8.46 | -$362K | +29,350 | +15.2% | |
| 5 | EPR-PE | 4.09% | 55,449 | $2M | $30.17 | $1M | +37,032 | +201.1% | |
| 6 | VNME | 3.39% | 138,500 | $1M | $10.03 | $12K | — | — | |
| 7 | BCAR | 2.80% | 114,331 | $1M | $10.03 | -$243K | -25,669 | -18.3% | |
| 8 | NEN | 2.69% | 17,041 | $1M | $64.50 | $273K | +5,627 | +49.3% | |
| 9 | BAC-PL | 2.66% | 873 | $1M | $1,248.45 | — | +873 | — | NEW |
| 10 | TAVI | 2.66% | 104,360 | $1M | $10.43 | -$23K | -3,000 | -2.8% | |
| 11 | CHAR | 2.53% | 98,665 | $1M | $10.48 | $12K | — | — | |
| 12 | DMAA | 2.33% | 92,055 | $955K | $10.38 | $10K | — | — | |
| 13 | RGTI | 2.26% | 41,700 | $924K | $22.15 | — | +41,700 | — | NEW |
| 14 | ORIQ | 2.07% | 83,610 | $847K | $10.12 | $6K | — | — | |
| 15 | BKHA | 1.99% | 72,323 | $814K | $11.25 | -$11K | -1,907 | -2.6% | |
| 16 | PGAC | 1.93% | 76,190 | $791K | $10.38 | $9K | — | — | |
| 17 | KCHV | 1.90% | 76,791 | $779K | $10.14 | $4K | -409 | -0.5% | |
| 18 | TDAC | 1.88% | 73,422 | $769K | $10.47 | $10K | — | — | |
| 19 | SVAQU | 1.82% | 75,000 | $746K | $9.95 | — | +75,000 | — | NEW |
| 20 | VHCPU | 1.76% | 71,900 | $721K | $10.02 | — | +71,900 | — | NEW |
| 21 | TLNC | 1.42% | 57,674 | $583K | $10.11 | — | +57,674 | — | NEW |
| 22 | KVAC | 1.32% | 45,988 | $541K | $11.76 | $7K | — | — | |
| 23 | PELIR | 1.24% | 50,000 | $508K | $10.15 | $5K | — | — | |
| 24 | CRAQ | 1.23% | 49,900 | $505K | $10.13 | $6K | — | — | |
| 25 | CRAC | 1.20% | 49,310 | $490K | $9.94 | — | +49,310 | — | NEW |
| 26 | SCIIU | 1.14% | 46,300 | $466K | $10.07 | — | +46,300 | — | NEW |
| 27 | MMTX | 1.11% | 46,000 | $455K | $9.90 | — | +46,000 | — | NEW |
| 28 | TVAI | 1.11% | 44,699 | $452K | $10.12 | $4K | — | — | |
| 29 | INAC | 1.10% | 44,612 | $448K | $10.05 | $4K | — | — | |
| 30 | LKSP | 1.09% | 44,947 | $447K | $9.93 | — | +44,947 | — | NEW |
| 31 | POST | 1.09% | 4,500 | $446K | $99.05 | — | +4,500 | — | NEW |
| 32 | QUMS | 1.01% | 41,421 | $415K | $10.01 | — | +41,421 | — | NEW |
| 33 | CRANU | 0.96% | 39,200 | $395K | $10.07 | — | +39,200 | — | NEW |
| 34 | HAVA | 0.91% | 37,500 | $372K | $9.93 | — | +37,500 | — | NEW |
| 35 | OKLO | 0.88% | 5,000 | $359K | $71.79 | — | +5,000 | — | NEW |
| 36 | OTGA | 0.87% | 35,438 | $354K | $10.00 | — | +35,438 | — | NEW |
| 37 | CHPG | 0.86% | 34,742 | $354K | $10.19 | $5K | — | — | |
| 38 | YCY | 0.85% | 35,000 | $348K | $9.94 | — | +35,000 | — | NEW |
| 39 | USAR | 0.74% | 25,333 | $301K | $11.89 | — | +25,333 | — | NEW |
| 40 | JOBY-WT | 0.72% | 74,396 | $295K | $3.96 | $19K | +28,578 | +62.4% | |
| 41 | IPOD | 0.71% | 28,403 | $290K | $10.21 | -$8K | -1,013 | -3.4% | |
| 42 | MPTI | 0.68% | 5,258 | $280K | $53.22 | — | +5,258 | — | NEW |
| 43 | CAPN | 0.68% | 26,207 | $279K | $10.64 | $99K | +8,981 | +52.1% | |
| 44 | APAC | 0.67% | 27,500 | $274K | $9.95 | — | +27,500 | — | NEW |
| 45 | MKLY | 0.66% | 27,000 | $269K | $9.97 | — | +27,000 | — | NEW |
| 46 | SOCA | 0.61% | 24,895 | $250K | $10.05 | $695 | -105 | -0.4% | |
| 47 | DRDB | 0.61% | 23,910 | $249K | $10.43 | $3K | — | — | |
| 48 | EVOX | 0.60% | 25,000 | $247K | $9.87 | — | +25,000 | — | NEW |
| 49 | QSEA | 0.60% | 24,000 | $246K | $10.23 | $2K | — | — | |
| 50 | TDWD | 0.60% | 24,900 | $245K | $9.85 | — | +24,900 | — | NEW |
| 51 | WTG | 0.59% | 23,964 | $243K | $10.15 | $2K | — | — | |
| 52 | LAFA | 0.59% | 24,553 | $243K | $9.90 | — | +24,553 | — | NEW |
| 53 | AXIN | 0.59% | 24,000 | $241K | $10.06 | $2K | — | — | |
| 54 | VACI | 0.51% | 21,201 | $210K | $9.90 | — | +21,201 | — | NEW |
| 55 | HCACU | 0.49% | 20,000 | $200K | $10.02 | — | +20,000 | — | NEW |
| 56 | BIXIU | 0.49% | 20,000 | $199K | $9.96 | — | +20,000 | — | NEW |
| 57 | MOBBW | 0.47% | 59,900 | $193K | $3.22 | -$89K | -5,022 | -7.7% | |
| 58 | RIBB | 0.45% | 17,800 | $185K | $10.38 | $2K | — | — | |
| 59 | COPL | 0.43% | 17,400 | $178K | $10.23 | $2K | — | — | |
| 60 | EURK | 0.42% | 15,783 | $173K | $10.93 | $4K | — | — | |
| 61 | OPFI-WT | 0.42% | 112,553 | $172K | $1.53 | -$81K | — | — | |
| 62 | PROF | 0.40% | 21,000 | $165K | $7.87 | — | +21,000 | — | NEW |
| 63 | KOYN | 0.38% | 15,828 | $157K | $9.95 | $396 | — | — | |
| 64 | FGMC | 0.37% | 15,000 | $151K | $10.04 | $729 | — | — | |
| 65 | UYSC | 0.37% | 14,600 | $150K | $10.25 | $2K | — | — | |
| 66 | BIVIW | 0.34% | 461,937 | $139K | $0.30 | $14K | +180,454 | +64.1% | |
| 67 | EOSE | 0.31% | 11,218 | $128K | $11.45 | — | +11,218 | — | NEW |
| 68 | PL-WT | 0.30% | 14,215 | $122K | $8.61 | — | +14,215 | — | NEW |
| 69 | ATII | 0.25% | 10,000 | $104K | $10.36 | $1K | — | — | |
| 70 | OYSE | 0.25% | 10,000 | $101K | $10.10 | $650 | — | — | |
| 71 | CHECU | 0.25% | 10,000 | $100K | $10.05 | $700 | — | — | |
| 72 | VWAVW | 0.23% | 80,013 | $94K | $1.17 | — | +80,013 | — | NEW |
| 73 | GROY-WT | 0.15% | 30,564 | $61K | $1.98 | — | +30,564 | — | NEW |
| 74 | VANI | 0.13% | 44,304 | $54K | $1.22 | — | +44,304 | — | NEW |
| 75 | CLRB | 0.10% | 13,900 | $41K | $2.95 | — | +13,900 | — | NEW |
| 76 | NXGLW | 0.08% | 146,091 | $34K | $0.24 | -$16K | -20,769 | -12.4% | |
| 77 | HNRA-WT | 0.08% | 657,488 | $31K | $0.05 | -$466 | +23,548 | +3.7% | |
| 78 | DAICW | 0.07% | 377,800 | $30K | $0.08 | -$27K | — | — | |
| 79 | OTH | 0.07% | 14,500 | $30K | $2.07 | — | +14,500 | — | NEW |
| 80 | SNYR | 0.06% | 13,675 | $25K | $1.86 | -$56K | -19,844 | -59.2% | |
| 81 | ASNS | 0.06% | 51,011 | $25K | $0.49 | — | +51,011 | — | NEW |
| 82 | IMSRW | 0.06% | 11,000 | $23K | $2.12 | — | +11,000 | — | NEW |
| 83 | REED | 0.05% | 10,705 | $22K | $2.10 | — | +10,705 | — | NEW |
| 84 | FLYX-WT | 0.05% | 70,000 | $19K | $0.27 | -$3K | — | — | |
| 85 | EONR | 0.04% | 48,009 | $18K | $0.38 | -$12K | -14,059 | -22.6% | |
| 86 | SLRX | 0.04% | 28,000 | $18K | $0.65 | — | +28,000 | — | NEW |
| 87 | ANNAW | 0.04% | 125,382 | $18K | $0.14 | -$6K | — | — | |
| 88 | NAMMW | 0.03% | 155,000 | $12K | $0.08 | -$11K | -5,000 | -3.1% | |
| 89 | PIIIW | 0.01% | 292,107 | $3K | $0.01 | $175 | — | — | |
| 90 | SVREW | 0.01% | 125,026 | $2K | $0.02 | -$1K | -800 | -0.6% | |
| 91 | AERTW | 0.01% | 70,787 | $2K | $0.03 | -$602 | — | — | |
| 92 | VAPEW | —% | 35,000 | $2K | $0.06 | -$4K | — | — | |
| 93 | APACR | —% | 11,900 | $2K | $0.15 | — | +11,900 | — | NEW |
| 94 | MMTXW | —% | 15,295 | $2K | $0.11 | — | +15,295 | — | NEW |
| 95 | CRACW | —% | 17,118 | $1K | $0.09 | — | +17,118 | — | NEW |
| 96 | BTBDW | —% | 10,000 | $1K | $0.11 | -$2K | — | — | |
| 97 | APLMW | —% | 87,049 | $966 | $0.01 | -$697 | — | — | |
| 98 | ANGHW | —% | 40,409 | $950 | $0.02 | $404 | — | — | |
| 99 | RNWWW | —% | 31,092 | $221 | $0.01 | -$1K | — | — | |
| 100 | SWAGW | —% | — | — | — | -$4K | -66,371 | -100.0% | SOLD |