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Asset Manager ← All Institutions

Warberg Asset Management LLC

716 OAK STREET, WINNETKA, IL 60093 • 847-418-8333

Q4 2025 · Filed 2026-02-13
Market Value
$28M
-34.5%
Holdings
90
+8
New Purchases
33
Added To
5
Closed
24
Reduced
8
Top 10 Concentration
53.8%
Turnover
63.3%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
EPR-PE 5.96% 1.37% +4.59% $2M
BAC-PL 3.88% 0.00% +3.88% $1M
RGTI 3.29% 0.00% +3.29% $924K
SVAQU 2.66% 0.00% +2.66% $746K
VHCPU 2.57% 0.00% +2.57% $721K
TLNC 2.08% 0.00% +2.08% $583K
NEN 3.92% 1.93% +1.99% $1M
SCIIU 1.66% 0.00% +1.66% $466K
MMTX 1.62% 0.00% +1.62% $455K
POST 1.59% 0.00% +1.59% $446K
CRANU 1.41% 0.00% +1.41% $395K
STXS 9.08% 7.68% +1.40% $3M
HAVA 1.33% 0.00% +1.33% $372K
OKLO 1.28% 0.00% +1.28% $359K
YCY-UN 1.24% 0.00% +1.24% $348K

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
RGTIW 0.00% 19.19% -19.19% $0
OXY-WT 11.32% 26.60% -15.27% $3M
GTLS-PB 0.00% 5.53% -5.53% $0
FORL 0.00% 2.04% -2.04% $0
TLNCU 0.00% 1.41% -1.41% $0
OTGA 0.00% 1.03% -1.03% $0
QUMSU 0.00% 0.98% -0.98% $0
GCMGW 0.00% 0.83% -0.83% $0
MSTR 0.00% 0.75% -0.75% $0
USARW 0.00% 0.74% -0.74% $0
EPR-PC 7.74% 8.42% -0.67% $2M
APACU 0.00% 0.64% -0.64% $0
APO-PA 0.00% 0.64% -0.64% $0
VXX 0.00% 0.54% -0.54% $0
BLUW 0.00% 0.47% -0.47% $0

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 48.7%
Energy 35.6%
Real Estate 8.2%
Healthcare 3.8%
Industrials 1.6%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 1 $1M 3.9%
Large Cap 4 $4M 12.6%
Mid Cap 9 $6M 20.5%
Small Cap 11 $3M 11.5%
Micro Cap 65 $14M 51.5%

Portfolio Analytics

Avg Market Cap
$7.0B
Median Market Cap
$138M
Avg P/E
54.5
Median P/E
33.5
Avg Dividend Yield
0.00%
Avg Beta
0.85
# Stocks
89
# ETFs / Funds
1

Top Holdings (90 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 OXY-WT 11.32% 164,918 $3M $19.27 -$8M -284,393 -63.3%
2 STXS 9.08% 1,107,657 $3M $2.30 -$744K +57,790 +5.5%
3 EPR-PC 7.74% 97,144 $2M $22.37 -$1M -45,206 -31.8%
4 EPR-PE 5.96% 55,449 $2M $30.17 $1M +37,032 +201.1%
5 NEN 3.92% 17,041 $1M $64.50 $273K +5,627 +49.3%
6 BAC-PL 3.88% 873 $1M $1,248.45 +873 NEW
7 RGTI 3.29% 41,700 $924K $22.15 +41,700 NEW
8 ORIQ 3.02% 83,610 $847K $10.12 $6K
9 PGACU 2.82% 76,190 $791K $10.38 $9K
10 KCHV 2.77% 76,791 $779K $10.14 $4K -409 -0.5%
11 TDAC 2.74% 73,422 $769K $10.47 $10K
12 SVAQU 2.66% 75,000 $746K $9.95 +75,000 NEW
13 VHCPU 2.57% 71,900 $721K $10.02 +71,900 NEW
14 YCY 2.55% 67,196 $717K $10.67 $10K
15 TLNC 2.08% 57,674 $583K $10.11 +57,674 NEW
16 PELIR 1.81% 50,000 $508K $10.15 $5K
17 SCIIU 1.66% 46,300 $466K $10.07 +46,300 NEW
18 MMTX 1.62% 46,000 $455K $9.90 +46,000 NEW
19 TVAIR 1.61% 44,699 $452K $10.12 $4K
20 POST 1.59% 4,500 $446K $99.05 +4,500 NEW
21 CRANU 1.41% 39,200 $395K $10.07 +39,200 NEW
22 HAVA 1.33% 37,500 $372K $9.93 +37,500 NEW
23 GTERU 1.31% 36,300 $367K $10.10 $4K
24 OKLO 1.28% 5,000 $359K $71.79 +5,000 NEW
25 CHPGU 1.26% 34,742 $354K $10.19 $5K
26 YCY-UN 1.24% 35,000 $348K $9.94 +35,000 NEW
27 USAR 1.07% 25,333 $301K $11.89 +25,333 NEW
28 JOBY-WT 1.05% 74,396 $295K $3.96 $19K +28,578 +62.4%
29 IPODU 1.03% 28,403 $290K $10.21 -$8K -1,013 -3.4%
30 MPTI 1.00% 5,258 $280K $53.22 +5,258 NEW
31 APACR 0.97% 27,500 $274K $9.95 +27,500 NEW
32 EVOX 0.88% 25,000 $247K $9.87 +25,000 NEW
33 QSEAU 0.87% 24,000 $246K $10.23 $2K
34 TDWD 0.87% 24,900 $245K $9.85 +24,900 NEW
35 WTG 0.87% 23,964 $243K $10.15 $2K
36 LAFA 0.87% 24,553 $243K $9.90 +24,553 NEW
37 VACI 0.75% 21,201 $210K $9.90 +21,201 NEW
38 HCACU 0.71% 20,000 $200K $10.02 +20,000 NEW
39 BIXIU 0.71% 20,000 $199K $9.96 +20,000 NEW
40 MOBBW 0.69% 59,900 $193K $3.22 -$89K -5,022 -7.7%
41 COPL 0.63% 17,400 $178K $10.23 $2K
42 OPFI-WT 0.61% 112,553 $172K $1.53 -$81K
43 PROF 0.59% 21,000 $165K $7.87 +21,000 NEW
44 FGMC 0.54% 15,000 $151K $10.04 $729
45 EOSE 0.46% 11,218 $128K $11.45 +11,218 NEW
46 PL-WT 0.44% 14,215 $122K $8.61 +14,215 NEW
47 CHEC 0.36% 10,000 $100K $10.05 $700
48 VWAVW 0.33% 80,013 $94K $1.17 +80,013 NEW
49 VANI 0.19% 44,304 $54K $1.22 +44,304 NEW
50 CLRB 0.15% 13,900 $41K $2.95 +13,900 NEW
51 NXGLW 0.12% 146,091 $34K $0.24 -$16K -20,769 -12.4%
52 HNRA-WT 0.11% 657,488 $31K $0.05 -$466 +23,548 +3.7%
53 DAICW 0.11% 377,800 $30K $0.08 -$27K
54 OTH 0.11% 14,500 $30K $2.07 +14,500 NEW
55 ASNS 0.09% 51,011 $25K $0.49 +51,011 NEW
56 GAME 0.07% 50,000 $19K $0.39 +50,000 NEW
57 FLYX-WT 0.07% 70,000 $19K $0.27 -$3K
58 EONR 0.07% 48,009 $18K $0.38 -$12K -14,059 -22.6%
59 SLRX 0.06% 28,000 $18K $0.65 +28,000 NEW
60 PIIIW 0.01% 292,107 $3K $0.01 $175
61 SVREW 0.01% 125,026 $2K $0.02 -$1K -800 -0.6%
62 VAPEW 0.01% 35,000 $2K $0.06 -$4K
63 MMTXW 0.01% 15,295 $2K $0.11 +15,295 NEW
64 CRACW 0.01% 17,118 $1K $0.09 +17,118 NEW
65 BTBDW —% 10,000 $1K $0.11 -$2K
66 ANGHW —% 40,409 $950 $0.02 $404
67 RNTX —% -$13K -11,000 -100.0% SOLD
68 AIRJW —% -$12K -14,800 -100.0% SOLD
69 FORL —% -$873K -75,932 -100.0% SOLD
70 BDCIU —% -$192K -19,000 -100.0% SOLD
71 APO-PA —% -$273K -3,873 -100.0% SOLD
72 ORIQW —% -$4K -20,937 -100.0% SOLD
73 TLNCU —% -$603K -60,000 -100.0% SOLD
74 OTGA —% -$443K -44,000 -100.0% SOLD
75 DFSC —% -$103K -28,950 -100.0% SOLD
76 CBUS —% -$39K -30,000 -100.0% SOLD
77 AMPX-WT —% -$106K -29,000 -100.0% SOLD
78 VEEA —% -$12K -18,900 -100.0% SOLD
79 MSTR —% -$322K -1,000 -100.0% SOLD
80 ILLRW —% -$2K -30,450 -100.0% SOLD
81 BLUW —% -$200K -20,000 -100.0% SOLD
82 SWAGW —% -$4K -66,371 -100.0% SOLD
83 NXPLW —% -$2K -34,060 -100.0% SOLD
84 RGTIW —% -$8M -449,224 -100.0% SOLD
85 GTLS-PB —% -$2M -33,343 -100.0% SOLD
86 USARW —% -$318K -44,000 -100.0% SOLD
87 QUMSU —% -$420K -41,421 -100.0% SOLD
88 APACU —% -$274K -27,500 -100.0% SOLD
89 VXX —% -$232K -7,000 -100.0% SOLD
90 GCMGW —% -$354K -592,488 -100.0% SOLD

New Positions

SymbolValue% Port
BAC-PL $1M 3.88%
RGTI $924K 3.29%
SVAQU $746K 2.66%
VHCPU $721K 2.57%
TLNC $583K 2.08%
SCIIU $466K 1.66%
MMTX $455K 1.62%
POST $446K 1.59%
CRANU $395K 1.41%
HAVA $372K 1.33%
OKLO $359K 1.28%
YCY-UN $348K 1.24%
USAR $301K 1.07%
MPTI $280K 1.00%
APACR $274K 0.97%

Sold Out Positions

SymbolValue% Port
APO-PA —%
DFSC —%
MSTR —%
CBUS —%
VXX —%
APACU —%
OTGA —%
RNTX —%
TLNCU —%
BLUW —%
QUMSU —%
ORIQW —%
VEEA —%
RGTIW —%
AIRJW —%
View SEC EDGAR Filings for Warberg Asset Management LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms