Asset Manager
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Warberg Asset Management LLC
716 OAK STREET, WINNETKA, IL 60093 • 847-418-8333
Market Value
$79M
+92.8%
Holdings
151
+20
New Purchases
52
Added To
8
Closed
30
Reduced
27
Top 10 Concentration
55.3%
Turnover
54.3%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| OXY-WT | 26.49% | 7.76% | +18.72% | $21M |
| CLM | 9.61% | 0.00% | +9.61% | $8M |
| XLE | 2.24% | 0.00% | +2.24% | $2M |
| QQQ | 2.19% | 0.00% | +2.19% | $2M |
| SGOV | 2.16% | 0.00% | +2.16% | $2M |
| FGII | 1.94% | 0.00% | +1.94% | $2M |
| XSLL | 1.78% | 0.00% | +1.78% | $1M |
| PONOU | 1.33% | 0.00% | +1.33% | $1M |
| CTAAU | 1.25% | 0.00% | +1.25% | $984K |
| PTOR | 1.24% | 0.00% | +1.24% | $980K |
| DBCA | 0.96% | 0.00% | +0.96% | $759K |
| SVAQ | 0.94% | 0.00% | +0.94% | $742K |
| XCBE | 0.94% | 0.00% | +0.94% | $738K |
| VHCP | 0.88% | 0.00% | +0.88% | $698K |
| RFAM | 0.87% | 0.00% | +0.87% | $685K |
Top Sells (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| STXS | 2.55% | 6.22% | -3.67% | $2M |
| BCAR | 0.23% | 2.80% | -2.58% | $178K |
| EPR-PC | 2.86% | 5.31% | -2.45% | $2M |
| RGTI | 0.00% | 2.26% | -2.26% | $0 |
| EPR-PE | 1.90% | 4.09% | -2.19% | $1M |
| VNME | 1.52% | 3.39% | -1.87% | $1M |
| SVAQU | 0.00% | 1.82% | -1.82% | $0 |
| VHCPU | 0.00% | 1.76% | -1.76% | $0 |
| CORZW | 2.97% | 4.59% | -1.62% | $2M |
| PGAC | 0.33% | 1.93% | -1.60% | $259K |
| TLNC | 0.00% | 1.42% | -1.42% | $0 |
| NEN | 1.36% | 2.69% | -1.33% | $1M |
| KVAC | 0.00% | 1.32% | -1.32% | $0 |
| TAVI | 1.40% | 2.66% | -1.26% | $1M |
| PELIR | 0.00% | 1.24% | -1.24% | $0 |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 48.7% |
| Energy | 35.6% |
| Real Estate | 8.2% |
| Healthcare | 3.8% |
| Industrials | 1.6% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Mega Cap | 2 | $4M | 4.5% |
| Large Cap | 7 | $26M | 32.6% |
| Mid Cap | 8 | $7M | 9.4% |
| Small Cap | 19 | $12M | 15.3% |
| Micro Cap | 115 | $30M | 38.3% |
Portfolio Analytics
Avg Market Cap
$9.0B
Median Market Cap
$153M
Avg P/E
63.0
Median P/E
40.3
Avg Dividend Yield
0.00%
Avg Beta
0.55
# Stocks
143
# ETFs / Funds
8
Top Holdings (151 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | OXY-WT | 26.49% | 486,509 | $21M | $42.96 | $18M | +321,591 | +195.0% | |
| 2 | CLM | 9.61% | 1,041,935 | $8M | $7.28 | — | +1,041,935 | — | NEW |
| 3 | CORZW | 2.97% | 267,900 | $2M | $8.74 | $464K | +46,000 | +20.7% | |
| 4 | EPR-PC | 2.86% | 99,923 | $2M | $22.61 | $86K | +2,779 | +2.9% | |
| 5 | STXS | 2.55% | 1,094,123 | $2M | $1.84 | -$534K | -13,534 | -1.2% | |
| 6 | BAC-PL | 2.27% | 1,500 | $2M | $1,191.56 | $697K | +627 | +71.8% | |
| 7 | XLE | 2.24% | 28,903 | $2M | $61.23 | — | +28,903 | — | NEW |
| 8 | QQQ | 2.19% | 3,000 | $2M | $577.18 | — | +3,000 | — | NEW |
| 9 | SGOV | 2.16% | 16,928 | $2M | $100.66 | — | +16,928 | — | NEW |
| 10 | FGII | 1.94% | 154,908 | $2M | $9.88 | — | +154,908 | — | NEW |
| 11 | EPR-PE | 1.90% | 49,292 | $1M | $30.38 | -$175K | -6,157 | -11.1% | |
| 12 | XSLL | 1.78% | 143,000 | $1M | $9.83 | — | +143,000 | — | NEW |
| 13 | VNME | 1.52% | 118,983 | $1M | $10.11 | -$186K | -19,517 | -14.1% | |
| 14 | TAVI | 1.40% | 104,360 | $1M | $10.56 | $14K | — | — | |
| 15 | NEN | 1.36% | 17,706 | $1M | $60.60 | -$26K | +665 | +3.9% | |
| 16 | PONOU | 1.33% | 105,000 | $1M | $9.98 | — | +105,000 | — | NEW |
| 17 | CHAR | 1.32% | 98,664 | $1M | $10.57 | $9K | -1 | — | |
| 18 | CTAAU | 1.25% | 98,500 | $984K | $9.99 | — | +98,500 | — | NEW |
| 19 | PTOR | 1.24% | 99,999 | $980K | $9.80 | — | +99,999 | — | NEW |
| 20 | DMAA | 1.22% | 92,054 | $966K | $10.50 | $11K | -1 | — | |
| 21 | ORIQ | 1.08% | 83,610 | $852K | $10.19 | $5K | — | — | |
| 22 | BKHA | 1.07% | 72,323 | $841K | $11.63 | $27K | — | — | |
| 23 | KCHV | 1.00% | 76,780 | $787K | $10.25 | $8K | -11 | -0.0% | |
| 24 | TDAC | 0.98% | 73,422 | $777K | $10.58 | $8K | — | — | |
| 25 | DBCA | 0.96% | 77,000 | $759K | $9.86 | — | +77,000 | — | NEW |
| 26 | SVAQ | 0.94% | 75,000 | $742K | $9.89 | — | +75,000 | — | NEW |
| 27 | XCBE | 0.94% | 75,000 | $738K | $9.84 | — | +75,000 | — | NEW |
| 28 | VHCP | 0.88% | 70,497 | $698K | $9.90 | — | +70,497 | — | NEW |
| 29 | RFAM | 0.87% | 70,000 | $685K | $9.79 | — | +70,000 | — | NEW |
| 30 | VAL-WT | 0.84% | 41,465 | $663K | $15.99 | — | +41,465 | — | NEW |
| 31 | XLF | 0.81% | 13,000 | $642K | $49.38 | — | +13,000 | — | NEW |
| 32 | PAACU | 0.65% | 51,500 | $515K | $10.00 | — | +51,500 | — | NEW |
| 33 | CRAQ | 0.64% | 49,900 | $507K | $10.16 | $2K | — | — | |
| 34 | BHAVU | 0.63% | 50,000 | $499K | $9.98 | — | +50,000 | — | NEW |
| 35 | ARTC | 0.62% | 50,000 | $491K | $9.82 | — | +50,000 | — | NEW |
| 36 | HYG | 0.61% | 6,000 | $477K | $79.57 | — | +6,000 | — | NEW |
| 37 | CRAC | 0.60% | 47,110 | $472K | $10.01 | -$19K | -2,200 | -4.5% | |
| 38 | SCII | 0.58% | 46,200 | $461K | $9.97 | — | +46,200 | — | NEW |
| 39 | MMTX | 0.58% | 45,989 | $460K | $10.01 | $5K | -11 | -0.0% | |
| 40 | TVAI | 0.58% | 44,699 | $455K | $10.19 | $3K | — | — | |
| 41 | INAC | 0.57% | 44,612 | $453K | $10.15 | $4K | — | — | |
| 42 | LKSP | 0.57% | 44,947 | $451K | $10.04 | $5K | — | — | |
| 43 | PL-WT | 0.56% | 27,076 | $445K | $16.45 | $323K | +12,861 | +90.5% | |
| 44 | POST | 0.56% | 4,500 | $445K | $98.86 | -$855 | — | — | |
| 45 | AMPX-WT | 0.55% | 63,200 | $434K | $6.87 | — | +63,200 | — | NEW |
| 46 | GBIL | 0.51% | 4,000 | $401K | $100.19 | — | +4,000 | — | NEW |
| 47 | USAR | 0.49% | 25,333 | $383K | $15.14 | $82K | — | — | |
| 48 | HAVA | 0.48% | 37,500 | $375K | $10.01 | $3K | — | — | |
| 49 | OTGA | 0.45% | 35,438 | $357K | $10.06 | $2K | — | — | |
| 50 | CHPG | 0.45% | 34,742 | $356K | $10.25 | $2K | — | — | |
| 51 | YCY | 0.45% | 34,987 | $352K | $10.05 | $4K | -13 | -0.0% | |
| 52 | FMACU | 0.44% | 35,000 | $350K | $9.99 | — | +35,000 | — | NEW |
| 53 | IPOD | 0.37% | 28,303 | $292K | $10.33 | $3K | -100 | -0.3% | |
| 54 | APAC | 0.35% | 27,500 | $276K | $10.05 | $3K | — | — | |
| 55 | MKLY | 0.34% | 27,000 | $271K | $10.03 | $2K | — | — | |
| 56 | PGAC | 0.33% | 24,760 | $259K | $10.48 | -$531K | -51,430 | -67.5% | |
| 57 | SOCA | 0.32% | 24,895 | $253K | $10.17 | $3K | — | — | |
| 58 | EVOX | 0.32% | 25,000 | $249K | $9.98 | $3K | — | — | |
| 59 | CMIIU | 0.32% | 25,000 | $249K | $9.97 | — | +25,000 | — | NEW |
| 60 | TDWD | 0.31% | 24,900 | $247K | $9.92 | $2K | — | — | |
| 61 | LAFA | 0.31% | 24,553 | $245K | $9.97 | $2K | — | — | |
| 62 | AXIN | 0.31% | 23,992 | $243K | $10.13 | $2K | -8 | -0.0% | |
| 63 | DRDB | 0.31% | 23,206 | $243K | $10.47 | -$6K | -704 | -2.9% | |
| 64 | CRAN | 0.30% | 23,512 | $233K | $9.91 | — | +23,512 | — | NEW |
| 65 | RIBB | 0.29% | 21,826 | $229K | $10.51 | $45K | +4,026 | +22.6% | |
| 66 | QSEA | 0.29% | 21,951 | $228K | $10.37 | -$18K | -2,049 | -8.5% | |
| 67 | GIXXU | 0.28% | 21,796 | $219K | $10.03 | — | +21,796 | — | NEW |
| 68 | TLT | 0.27% | 2,500 | $217K | $86.69 | — | +2,500 | — | NEW |
| 69 | VACI | 0.27% | 21,201 | $211K | $9.93 | $636 | — | — | |
| 70 | BIXI | 0.25% | 20,000 | $198K | $9.90 | — | +20,000 | — | NEW |
| 71 | COPL | 0.23% | 17,400 | $180K | $10.32 | $2K | — | — | |
| 72 | BCAR | 0.23% | 17,585 | $178K | $10.12 | -$969K | -96,746 | -84.6% | |
| 73 | KOYN | 0.20% | 15,828 | $159K | $10.04 | $1K | — | — | |
| 74 | EURK | 0.18% | 12,783 | $145K | $11.34 | -$28K | -3,000 | -19.0% | |
| 75 | BIVIW | 0.18% | 456,629 | $142K | $0.31 | $3K | -5,308 | -1.1% | |
| 76 | DC | 0.16% | 25,045 | $126K | $5.05 | — | +25,045 | — | NEW |
| 77 | BCTXL | 0.15% | 115,000 | $118K | $1.03 | — | +115,000 | — | NEW |
| 78 | GROY-WT | 0.14% | 68,508 | $113K | $1.65 | $53K | +37,944 | +124.2% | |
| 79 | OACC | 0.13% | 10,025 | $106K | $10.60 | — | +10,025 | — | NEW |
| 80 | OYSE | 0.13% | 10,000 | $102K | $10.17 | $751 | — | — | |
| 81 | AACIU | 0.13% | 10,000 | $100K | $9.96 | — | +10,000 | — | NEW |
| 82 | MOBBW | 0.12% | 50,900 | $92K | $1.81 | -$101K | -9,000 | -15.0% | |
| 83 | RVPH | 0.08% | 90,772 | $66K | $0.73 | — | +90,772 | — | NEW |
| 84 | HNRA-WT | 0.08% | 547,077 | $62K | $0.11 | $31K | -110,411 | -16.8% | |
| 85 | OTLK | 0.07% | 275,000 | $56K | $0.21 | — | +275,000 | — | NEW |
| 86 | LNDC | 0.07% | 15,000 | $56K | $3.72 | — | +15,000 | — | NEW |
| 87 | VOXR | 0.07% | 10,000 | $52K | $5.24 | — | +10,000 | — | NEW |
| 88 | VANI | 0.05% | 40,000 | $40K | $1.01 | -$14K | -4,304 | -9.7% | |
| 89 | VENU | 0.05% | 12,000 | $40K | $3.30 | — | +12,000 | — | NEW |
| 90 | JOBY-WT | 0.04% | 44,818 | $35K | $0.79 | -$259K | -29,578 | -39.8% | |
| 91 | CLRB | 0.04% | 13,900 | $35K | $2.54 | -$6K | — | — | |
| 92 | VWAVW | 0.04% | 37,000 | $32K | $0.86 | -$62K | -43,013 | -53.8% | |
| 93 | PMNT | 0.03% | 95,200 | $24K | $0.25 | — | +95,200 | — | NEW |
| 94 | PROP | 0.03% | 10,000 | $20K | $2.03 | — | +10,000 | — | NEW |
| 95 | AMPGZ | 0.03% | 166,667 | $20K | $0.12 | — | +166,667 | — | NEW |
| 96 | ICCM | 0.03% | 65,568 | $20K | $0.30 | — | +65,568 | — | NEW |
| 97 | AMPGR | 0.02% | 200,117 | $19K | $0.09 | — | +200,117 | — | NEW |
| 98 | NAMMW | 0.02% | 132,494 | $18K | $0.14 | $6K | -22,506 | -14.5% | |
| 99 | FEAM | 0.02% | 12,312 | $17K | $1.40 | — | +12,312 | — | NEW |
| 100 | ALP | 0.02% | 42,133 | $14K | $0.32 | — | +42,133 | — | NEW |