Asset Manager
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Warberg Asset Management LLC
716 OAK STREET, WINNETKA, IL 60093 • 847-418-8333
Market Value
$59M
+109.3%
Holdings
97
+7
New Purchases
31
Added To
5
Closed
22
Reduced
16
Top 10 Concentration
72.8%
Turnover
54.6%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| OXY-WT | 35.58% | 11.32% | +24.26% | $21M |
| CLM | 12.91% | 0.00% | +12.91% | $8M |
| XLE | 3.01% | 0.00% | +3.01% | $2M |
| QQQ | 2.95% | 0.00% | +2.95% | $2M |
| SGOV | 2.90% | 0.00% | +2.90% | $2M |
| FGII | 2.61% | 0.00% | +2.61% | $2M |
| DBCA | 1.29% | 0.00% | +1.29% | $759K |
| SVAQ | 1.26% | 0.00% | +1.26% | $742K |
| VHCP | 1.19% | 0.00% | +1.19% | $698K |
| XLF | 1.09% | 0.00% | +1.09% | $642K |
| PAACU | 0.88% | 0.00% | +0.88% | $515K |
| HYG | 0.81% | 0.00% | +0.81% | $477K |
| SCII | 0.78% | 0.00% | +0.78% | $461K |
| AMPX-WT | 0.74% | 0.00% | +0.74% | $434K |
| GBIL | 0.68% | 0.00% | +0.68% | $401K |
Top Sells (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| STXS | 3.43% | 9.08% | -5.65% | $2M |
| EPR-PC | 3.85% | 7.74% | -3.90% | $2M |
| EPR-PE | 2.55% | 5.96% | -3.41% | $1M |
| RGTI | 0.00% | 3.29% | -3.29% | $0 |
| SVAQU | 0.00% | 2.66% | -2.66% | $0 |
| VHCPU | 0.00% | 2.57% | -2.57% | $0 |
| YCY | 0.00% | 2.55% | -2.55% | $0 |
| PGACU | 0.44% | 2.82% | -2.38% | $259K |
| NEN | 1.83% | 3.92% | -2.09% | $1M |
| TLNC | 0.00% | 2.08% | -2.08% | $0 |
| PELIR | 0.00% | 1.81% | -1.81% | $0 |
| SCIIU | 0.00% | 1.66% | -1.66% | $0 |
| ORIQ | 1.45% | 3.02% | -1.57% | $852K |
| KCHV | 1.34% | 2.77% | -1.43% | $787K |
| TDAC | 1.32% | 2.74% | -1.42% | $777K |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 48.7% |
| Energy | 35.6% |
| Real Estate | 8.2% |
| Healthcare | 3.8% |
| Industrials | 1.6% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Mega Cap | 2 | $4M | 6.0% |
| Large Cap | 7 | $26M | 43.8% |
| Mid Cap | 9 | $13M | 22.2% |
| Small Cap | 11 | $3M | 4.8% |
| Micro Cap | 68 | $14M | 23.3% |
Portfolio Analytics
Avg Market Cap
$12.6B
Median Market Cap
$160M
Avg P/E
48.4
Median P/E
30.5
Avg Dividend Yield
0.00%
Avg Beta
0.75
# Stocks
89
# ETFs / Funds
8
Top Holdings (97 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | OXY-WT | 35.58% | 486,509 | $21M | $42.96 | $18M | +321,591 | +195.0% | |
| 2 | CLM | 12.91% | 1,041,935 | $8M | $7.28 | — | +1,041,935 | — | NEW |
| 3 | EPR-PC | 3.85% | 99,923 | $2M | $22.61 | $86K | +2,779 | +2.9% | |
| 4 | STXS | 3.43% | 1,094,123 | $2M | $1.84 | -$534K | -13,534 | -1.2% | |
| 5 | BAC-PL | 3.04% | 1,500 | $2M | $1,191.56 | $697K | +627 | +71.8% | |
| 6 | XLE | 3.01% | 28,903 | $2M | $61.23 | — | +28,903 | — | NEW |
| 7 | QQQ | 2.95% | 3,000 | $2M | $577.18 | — | +3,000 | — | NEW |
| 8 | SGOV | 2.90% | 16,928 | $2M | $100.66 | — | +16,928 | — | NEW |
| 9 | FGII | 2.61% | 154,908 | $2M | $9.88 | — | +154,908 | — | NEW |
| 10 | EPR-PE | 2.55% | 49,292 | $1M | $30.38 | -$175K | -6,157 | -11.1% | |
| 11 | NEN | 1.83% | 17,706 | $1M | $60.60 | -$26K | +665 | +3.9% | |
| 12 | ORIQ | 1.45% | 83,610 | $852K | $10.19 | $5K | — | — | |
| 13 | KCHV | 1.34% | 76,780 | $787K | $10.25 | $8K | -11 | -0.0% | |
| 14 | TDAC | 1.32% | 73,422 | $777K | $10.58 | $8K | — | — | |
| 15 | DBCA | 1.29% | 77,000 | $759K | $9.86 | — | +77,000 | — | NEW |
| 16 | SVAQ | 1.26% | 75,000 | $742K | $9.89 | — | +75,000 | — | NEW |
| 17 | VHCP | 1.19% | 70,497 | $698K | $9.90 | — | +70,497 | — | NEW |
| 18 | XLF | 1.09% | 13,000 | $642K | $49.38 | — | +13,000 | — | NEW |
| 19 | PAACU | 0.88% | 51,500 | $515K | $10.00 | — | +51,500 | — | NEW |
| 20 | HYG | 0.81% | 6,000 | $477K | $79.57 | — | +6,000 | — | NEW |
| 21 | SCII | 0.78% | 46,200 | $461K | $9.97 | — | +46,200 | — | NEW |
| 22 | MMTX | 0.78% | 45,989 | $460K | $10.01 | $5K | -11 | -0.0% | |
| 23 | TVAIR | 0.78% | 44,699 | $455K | $10.19 | $3K | — | — | |
| 24 | PL-WT | 0.76% | 27,076 | $445K | $16.45 | $323K | +12,861 | +90.5% | |
| 25 | POST | 0.76% | 4,500 | $445K | $98.86 | -$855 | — | — | |
| 26 | AMPX-WT | 0.74% | 63,200 | $434K | $6.87 | — | +63,200 | — | NEW |
| 27 | GBIL | 0.68% | 4,000 | $401K | $100.19 | — | +4,000 | — | NEW |
| 28 | USAR | 0.65% | 25,333 | $383K | $15.14 | $82K | — | — | |
| 29 | HAVA | 0.64% | 37,500 | $375K | $10.01 | $3K | — | — | |
| 30 | GTERU | 0.63% | 36,300 | $370K | $10.19 | $3K | — | — | |
| 31 | CHPGU | 0.61% | 34,742 | $356K | $10.25 | $2K | — | — | |
| 32 | YCY-UN | 0.60% | 34,987 | $352K | $10.05 | $4K | -13 | -0.0% | |
| 33 | IPODU | 0.50% | 28,303 | $292K | $10.33 | $3K | -100 | -0.3% | |
| 34 | APACR | 0.47% | 27,500 | $276K | $10.05 | $3K | — | — | |
| 35 | PGACU | 0.44% | 24,760 | $259K | $10.48 | -$531K | -51,430 | -67.5% | |
| 36 | EVOX | 0.42% | 25,000 | $249K | $9.98 | $3K | — | — | |
| 37 | TDWD | 0.42% | 24,900 | $247K | $9.92 | $2K | — | — | |
| 38 | LAFA | 0.42% | 24,553 | $245K | $9.97 | $2K | — | — | |
| 39 | CRAN | 0.40% | 23,512 | $233K | $9.91 | — | +23,512 | — | NEW |
| 40 | QSEAU | 0.39% | 21,951 | $228K | $10.37 | -$18K | -2,049 | -8.5% | |
| 41 | GIXXU | 0.37% | 21,796 | $219K | $10.03 | — | +21,796 | — | NEW |
| 42 | TLT | 0.37% | 2,500 | $217K | $86.69 | — | +2,500 | — | NEW |
| 43 | VACI | 0.36% | 21,201 | $211K | $9.93 | $636 | — | — | |
| 44 | COPL | 0.31% | 17,400 | $180K | $10.32 | $2K | — | — | |
| 45 | DC | 0.22% | 25,045 | $126K | $5.05 | — | +25,045 | — | NEW |
| 46 | MOBBW | 0.16% | 50,900 | $92K | $1.81 | -$101K | -9,000 | -15.0% | |
| 47 | RVPH | 0.11% | 90,772 | $66K | $0.73 | — | +90,772 | — | NEW |
| 48 | HNRA-WT | 0.11% | 547,077 | $62K | $0.11 | $31K | -110,411 | -16.8% | |
| 49 | LNDC | 0.10% | 15,000 | $56K | $3.72 | — | +15,000 | — | NEW |
| 50 | VOXCF | 0.09% | 10,000 | $52K | $5.24 | — | +10,000 | — | NEW |
| 51 | VANI | 0.07% | 40,000 | $40K | $1.01 | -$14K | -4,304 | -9.7% | |
| 52 | VENU | 0.07% | 12,000 | $40K | $3.30 | — | +12,000 | — | NEW |
| 53 | JOBY-WT | 0.06% | 44,818 | $35K | $0.79 | -$259K | -29,578 | -39.8% | |
| 54 | CLRB | 0.06% | 13,900 | $35K | $2.54 | -$6K | — | — | |
| 55 | VWAVW | 0.05% | 37,000 | $32K | $0.86 | -$62K | -43,013 | -53.8% | |
| 56 | PMNT | 0.04% | 95,200 | $24K | $0.25 | — | +95,200 | — | NEW |
| 57 | PROP | 0.03% | 10,000 | $20K | $2.03 | — | +10,000 | — | NEW |
| 58 | AMPGZ | 0.03% | 166,667 | $20K | $0.12 | — | +166,667 | — | NEW |
| 59 | ICCM | 0.03% | 65,568 | $20K | $0.30 | — | +65,568 | — | NEW |
| 60 | AMPGR | 0.03% | 200,117 | $19K | $0.09 | — | +200,117 | — | NEW |
| 61 | FEAM | 0.03% | 12,312 | $17K | $1.40 | — | +12,312 | — | NEW |
| 62 | ATON | 0.02% | 42,133 | $14K | $0.32 | — | +42,133 | — | NEW |
| 63 | GAME | 0.02% | 50,000 | $14K | $0.27 | -$6K | — | — | |
| 64 | FLYX-WT | 0.02% | 33,024 | $13K | $0.40 | -$6K | -36,976 | -52.8% | |
| 65 | DAICW | 0.02% | 377,800 | $10K | $0.03 | -$20K | — | — | |
| 66 | OPFI-WT | 0.02% | 74,310 | $10K | $0.13 | -$163K | -38,243 | -34.0% | |
| 67 | NXGLW | 0.01% | 146,091 | $8K | $0.05 | -$27K | — | — | |
| 68 | ERNAW | 0.01% | 253,800 | $7K | $0.03 | — | +253,800 | — | NEW |
| 69 | VHCPW | 0.01% | 12,356 | $5K | $0.37 | — | +12,356 | — | NEW |
| 70 | BTBDW | —% | 10,000 | $2K | $0.18 | $750 | — | — | |
| 71 | PIIIW | —% | 292,107 | $2K | $0.01 | -$1K | — | — | |
| 72 | SVREW | —% | 125,026 | $1K | $0.01 | -$1K | — | — | |
| 73 | VAPEW | —% | 35,000 | $1K | $0.03 | -$767 | — | — | |
| 74 | CRACW | —% | 12,352 | $587 | $0.05 | -$911 | -4,766 | -27.8% | |
| 75 | ANGHW | —% | 40,409 | $501 | $0.01 | -$449 | — | — | |
| 76 | EOSE | —% | — | — | — | -$128K | -11,218 | -100.0% | SOLD |
| 77 | FGMC | —% | — | — | — | -$151K | -15,000 | -100.0% | SOLD |
| 78 | VHCPU | —% | — | — | — | -$721K | -71,900 | -100.0% | SOLD |
| 79 | EONR | —% | — | — | — | -$18K | -48,009 | -100.0% | SOLD |
| 80 | SLRX | —% | — | — | — | -$18K | -28,000 | -100.0% | SOLD |
| 81 | PROF | —% | — | — | — | -$165K | -21,000 | -100.0% | SOLD |
| 82 | TLNC | —% | — | — | — | -$583K | -57,674 | -100.0% | SOLD |
| 83 | SCIIU | —% | — | — | — | -$466K | -46,300 | -100.0% | SOLD |
| 84 | OTH | —% | — | — | — | -$30K | -14,500 | -100.0% | SOLD |
| 85 | CHEC | —% | — | — | — | -$100K | -10,000 | -100.0% | SOLD |
| 86 | HCACU | —% | — | — | — | -$200K | -20,000 | -100.0% | SOLD |
| 87 | MPTI | —% | — | — | — | -$280K | -5,258 | -100.0% | SOLD |
| 88 | SVAQU | —% | — | — | — | -$746K | -75,000 | -100.0% | SOLD |
| 89 | YCY | —% | — | — | — | -$717K | -67,196 | -100.0% | SOLD |
| 90 | BIXIU | —% | — | — | — | -$199K | -20,000 | -100.0% | SOLD |
| 91 | ASNS | —% | — | — | — | -$25K | -51,011 | -100.0% | SOLD |
| 92 | CRANU | —% | — | — | — | -$395K | -39,200 | -100.0% | SOLD |
| 93 | PELIR | —% | — | — | — | -$508K | -50,000 | -100.0% | SOLD |
| 94 | MMTXW | —% | — | — | — | -$2K | -15,295 | -100.0% | SOLD |
| 95 | OKLO | —% | — | — | — | -$359K | -5,000 | -100.0% | SOLD |
| 96 | RGTI | —% | — | — | — | -$924K | -41,700 | -100.0% | SOLD |
| 97 | WTG | —% | — | — | — | -$243K | -23,964 | -100.0% | SOLD |