Asset Manager
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Warberg Asset Management LLC
716 OAK STREET, WINNETKA, IL 60093 • 847-418-8333
Market Value
$24M
+15.5%
Holdings
97
-6
New Purchases
24
Added To
10
Closed
37
Reduced
11
Top 10 Concentration
63.7%
Turnover
62.9%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| VIAC | 10.88% | 0.00% | +10.88% | $3M |
| STXS | 10.75% | 2.86% | +7.89% | $3M |
| EXEEL | 5.14% | 0.00% | +5.14% | $1M |
| OXY-WT | 5.11% | 0.00% | +5.11% | $1M |
| EPR-PC | 14.52% | 10.15% | +4.38% | $3M |
| KCHVU | 3.36% | 0.00% | +3.36% | $796K |
| AVPTW | 2.64% | 0.33% | +2.31% | $626K |
| EPR-PE | 2.15% | 0.00% | +2.15% | $509K |
| PELIR | 2.11% | 0.00% | +2.11% | $500K |
| TVAIU | 1.92% | 0.00% | +1.92% | $454K |
| GBTC | 1.79% | 0.00% | +1.79% | $424K |
| BAC-PL | 1.54% | 0.00% | +1.54% | $364K |
| RGTIW | 2.18% | 0.69% | +1.50% | $518K |
| XRPNU | 1.29% | 0.00% | +1.29% | $306K |
| IPODU | 1.26% | 0.00% | +1.26% | $300K |
Top Sells (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| QQQ | 0.00% | 13.71% | -13.71% | $0 |
| SGOV | 0.00% | 5.53% | -5.53% | $0 |
| CLRC | 0.00% | 4.41% | -4.41% | $0 |
| GTLS-PB | 0.00% | 3.85% | -3.85% | $0 |
| APO-PA | 0.00% | 3.74% | -3.74% | $0 |
| AAPL | 0.00% | 3.74% | -3.74% | $0 |
| GCMGW | 1.25% | 4.50% | -3.26% | $295K |
| ATLX | 0.00% | 3.20% | -3.20% | $0 |
| UCFI | 0.00% | 3.19% | -3.19% | $0 |
| XLF | 0.00% | 3.16% | -3.16% | $0 |
| SBUX | 0.00% | 2.15% | -2.15% | $0 |
| GDXJ | 0.00% | 1.88% | -1.88% | $0 |
| UYSCU | 0.00% | 0.73% | -0.73% | $0 |
| SMR | 0.00% | 0.72% | -0.72% | $0 |
| NNAVW | 0.00% | 0.54% | -0.54% | $0 |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 48.7% |
| Energy | 35.6% |
| Real Estate | 8.2% |
| Healthcare | 3.8% |
| Industrials | 1.6% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Mega Cap | 3 | $364K | 1.5% |
| Large Cap | 8 | $5M | 22.9% |
| Mid Cap | 8 | $5M | 20.5% |
| Small Cap | 9 | $3M | 11.5% |
| Micro Cap | 69 | $10M | 43.5% |
Portfolio Analytics
Avg Market Cap
$60.6B
Median Market Cap
$63M
Avg P/E
31.2
Median P/E
27.6
Avg Dividend Yield
0.00%
Avg Beta
0.91
# Stocks
91
# ETFs / Funds
6
Top Holdings (97 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | EPR-PC | 14.52% | 135,412 | $3M | $25.42 | $1M | +45,232 | +50.2% | |
| 2 | VIAC | 10.88% | 200,000 | $3M | $12.89 | — | +200,000 | — | NEW |
| 3 | STXS | 10.75% | 1,201,500 | $3M | $2.12 | $2M | +867,878 | +260.1% | |
| 4 | EXEEL | 5.14% | 11,257 | $1M | $108.28 | — | +11,257 | — | NEW |
| 5 | OXY-WT | 5.11% | 58,599 | $1M | $20.67 | — | +58,599 | — | NEW |
| 6 | FORL | 3.71% | 75,932 | $879K | $11.57 | $19K | — | — | |
| 7 | VCIC | 3.69% | 84,156 | $875K | $10.40 | $20K | — | — | |
| 8 | KCHVU | 3.36% | 78,200 | $796K | $10.18 | — | +78,200 | — | NEW |
| 9 | NEN | 3.31% | 10,730 | $784K | $73.10 | -$646 | +1,081 | +11.2% | |
| 10 | PGACU | 3.27% | 76,190 | $776K | $10.18 | $12K | — | — | |
| 11 | TDAC | 3.23% | 74,422 | $765K | $10.28 | $15K | +2 | — | |
| 12 | YCY | 2.95% | 67,196 | $700K | $10.42 | $8K | — | — | |
| 13 | AVPTW | 2.64% | 80,602 | $626K | $7.77 | $558K | +64,602 | +403.8% | |
| 14 | RGTIW | 2.18% | 123,575 | $518K | $4.19 | $377K | +72,167 | +140.4% | |
| 15 | EPR-PE | 2.15% | 16,336 | $509K | $31.18 | — | +16,336 | — | NEW |
| 16 | PELIR | 2.11% | 50,000 | $500K | $10.01 | — | +50,000 | — | NEW |
| 17 | OPFI-WT | 2.03% | 112,553 | $482K | $4.28 | $136K | -47,789 | -29.8% | |
| 18 | TVAIU | 1.92% | 44,699 | $454K | $10.16 | — | +44,699 | — | NEW |
| 19 | GBTC | 1.79% | 5,001 | $424K | $84.83 | — | +5,001 | — | NEW |
| 20 | BAC-PL | 1.54% | 300 | $364K | $1,213.00 | — | +300 | — | NEW |
| 21 | XRPNU | 1.29% | 30,000 | $306K | $10.21 | — | +30,000 | — | NEW |
| 22 | IPODU | 1.26% | 29,816 | $300K | $10.05 | — | +29,816 | — | NEW |
| 23 | GCMGW | 1.25% | 461,528 | $295K | $0.64 | -$629K | -69,600 | -13.1% | |
| 24 | AXINU | 1.02% | 24,000 | $242K | $10.09 | — | +24,000 | — | NEW |
| 25 | WTGUU | 1.02% | 23,995 | $242K | $10.09 | — | +23,995 | — | NEW |
| 26 | QSEAU | 1.02% | 24,000 | $241K | $10.05 | — | +24,000 | — | NEW |
| 27 | KRE | 0.96% | 3,830 | $228K | $59.43 | — | +3,830 | — | NEW |
| 28 | ATMC | 0.93% | 18,876 | $221K | $11.71 | $8K | +601 | +3.3% | |
| 29 | COPL | 0.74% | 17,400 | $175K | $10.07 | — | +17,400 | — | NEW |
| 30 | CMPOW | 0.67% | 25,565 | $160K | $6.25 | — | +25,565 | — | NEW |
| 31 | FGMC | 0.63% | 15,000 | $148K | $9.88 | $4K | — | — | |
| 32 | TVA | 0.43% | 10,000 | $101K | $10.09 | — | +10,000 | — | NEW |
| 33 | JOBY-WT | 0.37% | 36,638 | $88K | $2.40 | -$69K | -90,962 | -71.3% | |
| 34 | USARW | 0.30% | 30,214 | $72K | $2.38 | — | +30,214 | — | NEW |
| 35 | PROP | 0.23% | 18,379 | $55K | $2.99 | -$30K | +2,544 | +16.1% | |
| 36 | NXGLW | 0.19% | 184,496 | $46K | $0.25 | -$38K | -22,759 | -11.0% | |
| 37 | HURA | 0.19% | 20,000 | $45K | $2.24 | — | +20,000 | — | NEW |
| 38 | MTEKW | 0.18% | 139,831 | $42K | $0.30 | -$12K | -103,519 | -42.5% | |
| 39 | CBUS | 0.17% | 30,000 | $41K | $1.38 | — | +30,000 | — | NEW |
| 40 | DAICW | 0.14% | 432,500 | $33K | $0.08 | — | +432,500 | — | NEW |
| 41 | HNRA-WT | 0.14% | 634,640 | $32K | $0.05 | -$4K | -14,400 | -2.2% | |
| 42 | EONR | 0.10% | 67,564 | $23K | $0.35 | $19K | +57,564 | +575.6% | |
| 43 | FLYX-WT | 0.10% | 215,465 | $23K | $0.11 | $20K | +185,667 | +623.1% | |
| 44 | PMNT | 0.09% | 75,000 | $20K | $0.27 | — | +75,000 | — | NEW |
| 45 | DTSTW | 0.04% | 83,469 | $10K | $0.12 | -$40K | -55,648 | -40.0% | |
| 46 | AIRJW | 0.04% | 14,800 | $10K | $0.65 | $1K | — | — | |
| 47 | MOBBW | 0.03% | 17,244 | $6K | $0.37 | -$3K | -12,756 | -42.5% | |
| 48 | ONFOW | 0.02% | 42,344 | $5K | $0.13 | -$29K | -105,826 | -71.4% | |
| 49 | ILLRW | 0.02% | 60,900 | $5K | $0.09 | -$1K | — | — | |
| 50 | FGIWW | 0.02% | 121,152 | $5K | $0.04 | -$133 | — | — | |
| 51 | BTBDW | 0.02% | 117,882 | $4K | $0.04 | -$2K | — | — | |
| 52 | SVREW | 0.02% | 136,283 | $4K | $0.03 | $72 | -8,678 | -6.0% | |
| 53 | NXPLW | 0.02% | 34,060 | $4K | $0.12 | -$6K | -11,626 | -25.4% | |
| 54 | PIIIW | 0.01% | 292,107 | $3K | $0.01 | -$331 | — | — | |
| 55 | SWAGW | 0.01% | 168,734 | $3K | $0.02 | $1K | — | — | |
| 56 | GRMLW | 0.01% | 10,100 | $3K | $0.25 | — | +10,100 | — | NEW |
| 57 | NXLIW | 0.01% | 37,649 | $2K | $0.05 | -$5K | — | — | |
| 58 | VAPEW | 0.01% | 54,062 | $2K | $0.03 | $563 | — | — | |
| 59 | ANGHW | —% | 40,409 | $477 | $0.01 | -$48 | — | — | |
| 60 | BNAIW | —% | 10,000 | $301 | $0.03 | $97 | — | — | |
| 61 | CLRC | —% | — | — | — | -$905K | -75,393 | -100.0% | SOLD |
| 62 | SMR | —% | — | — | — | -$149K | -10,501 | -100.0% | SOLD |
| 63 | FPAY | —% | — | — | — | -$22K | -16,493 | -100.0% | SOLD |
| 64 | ATLX | —% | — | — | — | -$657K | -126,999 | -100.0% | SOLD |
| 65 | IVF | —% | — | — | — | -$23K | -11,294 | -100.0% | SOLD |
| 66 | XTIA | —% | — | — | — | -$27K | -25,000 | -100.0% | SOLD |
| 67 | GDXJ | —% | — | — | — | -$386K | -6,750 | -100.0% | SOLD |
| 68 | NRSN | —% | — | — | — | -$10K | -10,700 | -100.0% | SOLD |
| 69 | ANVS | —% | — | — | — | -$58K | -39,000 | -100.0% | SOLD |
| 70 | OCEAW | —% | — | — | — | -$1K | -58,542 | -100.0% | SOLD |
| 71 | CAPS | —% | — | — | — | -$27K | -11,000 | -100.0% | SOLD |
| 72 | NRSNW | —% | — | — | — | -$2K | -10,000 | -100.0% | SOLD |
| 73 | BBAI-WT | —% | — | — | — | -$15K | -18,038 | -100.0% | SOLD |
| 74 | PTIXW | —% | — | — | — | -$1K | -170,242 | -100.0% | SOLD |
| 75 | OSAT | —% | — | — | — | -$10K | -12,500 | -100.0% | SOLD |
| 76 | AIMDW | —% | — | — | — | -$2K | -17,622 | -100.0% | SOLD |
| 77 | UCFI | —% | — | — | — | -$655K | -62,417 | -100.0% | SOLD |
| 78 | APO-PA | —% | — | — | — | -$768K | -10,511 | -100.0% | SOLD |
| 79 | UYSCU | —% | — | — | — | -$150K | -14,900 | -100.0% | SOLD |
| 80 | KTTAW | —% | — | — | — | -$2K | -100,000 | -100.0% | SOLD |
| 81 | SGOV | —% | — | — | — | -$1M | -11,265 | -100.0% | SOLD |
| 82 | BTMWW | —% | — | — | — | -$4K | -50,000 | -100.0% | SOLD |
| 83 | HUMA | —% | — | — | — | -$17K | -10,000 | -100.0% | SOLD |
| 84 | CYPH | —% | — | — | — | -$5K | -15,000 | -100.0% | SOLD |
| 85 | GTLS-PB | —% | — | — | — | -$789K | -14,408 | -100.0% | SOLD |
| 86 | HKPD | —% | — | — | — | -$16K | -15,000 | -100.0% | SOLD |
| 87 | AAPL | —% | — | — | — | -$766K | -3,450 | -100.0% | SOLD |
| 88 | ATIIU | —% | — | — | — | -$101K | -10,000 | -100.0% | SOLD |
| 89 | SBUX | —% | — | — | — | -$441K | -4,500 | -100.0% | SOLD |
| 90 | PGYWW | —% | — | — | — | -$3K | -20,000 | -100.0% | SOLD |
| 91 | IRD | —% | — | — | — | -$10K | -10,000 | -100.0% | SOLD |
| 92 | RBOT-WT | —% | — | — | — | -$4K | -112,000 | -100.0% | SOLD |
| 93 | XLF | —% | — | — | — | -$648K | -13,000 | -100.0% | SOLD |
| 94 | NNAVW | —% | — | — | — | -$110K | -24,999 | -100.0% | SOLD |
| 95 | SBEV-WT | —% | — | — | — | -$702 | -70,150 | -100.0% | SOLD |
| 96 | XBPEW | —% | — | — | — | -$512 | -13,826 | -100.0% | SOLD |
| 97 | QQQ | —% | — | — | — | -$3M | -6,000 | -100.0% | SOLD |