Asset Manager
← All Institutions
Warberg Asset Management LLC
716 OAK STREET, WINNETKA, IL 60093 • 847-418-8333
Market Value
$56M
+66.3%
Holdings
125
-11
New Purchases
33
Added To
11
Closed
35
Reduced
21
Top 10 Concentration
64.1%
Turnover
54.4%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| OXY-WT | 20.28% | 3.58% | +16.70% | $11M |
| RGTIW | 14.64% | 1.53% | +13.11% | $8M |
| GTLS-PB | 4.22% | 0.00% | +4.22% | $2M |
| BCAR | 2.47% | 0.00% | +2.47% | $1M |
| VNME | 2.45% | 0.00% | +2.45% | $1M |
| ORIQ | 1.50% | 0.00% | +1.50% | $840K |
| KCHV | 1.38% | 0.00% | +1.38% | $774K |
| TLNCU | 1.07% | 0.00% | +1.07% | $603K |
| CRAQ | 0.89% | 0.00% | +0.89% | $499K |
| TVAI | 0.80% | 0.00% | +0.80% | $449K |
| INAC | 0.79% | 0.00% | +0.79% | $445K |
| OTGAU | 0.79% | 0.00% | +0.79% | $443K |
| QUMSU | 0.75% | 0.00% | +0.75% | $420K |
| MKLYU | 0.62% | 0.00% | +0.62% | $350K |
| CHPG | 0.62% | 0.00% | +0.62% | $349K |
Top Sells (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| VIAC | 0.00% | 7.63% | -7.63% | $0 |
| EPR-PC | 6.42% | 10.19% | -3.77% | $4M |
| EXEEL | 0.00% | 3.61% | -3.61% | $0 |
| VCIC | 0.00% | 2.59% | -2.59% | $0 |
| KCHVU | 0.00% | 2.36% | -2.36% | $0 |
| CORZW | 3.99% | 6.24% | -2.26% | $2M |
| AVPTW | 0.00% | 1.85% | -1.85% | $0 |
| STXS | 5.86% | 7.54% | -1.68% | $3M |
| CRAQU | 0.00% | 1.52% | -1.52% | $0 |
| TVAIU | 0.00% | 1.34% | -1.34% | $0 |
| TAVI | 1.98% | 3.26% | -1.28% | $1M |
| GBTC | 0.00% | 1.26% | -1.26% | $0 |
| CHAR | 1.82% | 3.00% | -1.18% | $1M |
| DMAA | 1.68% | 2.78% | -1.10% | $945K |
| BAC-PL | 0.00% | 1.08% | -1.08% | $0 |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 48.7% |
| Energy | 35.6% |
| Real Estate | 8.2% |
| Healthcare | 3.8% |
| Industrials | 1.6% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Mega Cap | 1 | $0 | 0.0% |
| Large Cap | 6 | $12M | 21.3% |
| Mid Cap | 9 | $17M | 30.8% |
| Small Cap | 18 | $2M | 3.9% |
| Micro Cap | 91 | $25M | 44.0% |
Portfolio Analytics
Avg Market Cap
$5.6B
Median Market Cap
$117M
Avg P/E
61.9
Median P/E
35.6
Avg Dividend Yield
0.00%
Avg Beta
0.83
# Stocks
122
# ETFs / Funds
3
Top Holdings (125 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | OXY-WT | 20.28% | 449,311 | $11M | $25.37 | $10M | +390,712 | +666.8% | |
| 2 | RGTIW | 14.64% | 449,224 | $8M | $18.31 | $8M | +325,649 | +263.5% | |
| 3 | EPR-PC | 6.42% | 142,350 | $4M | $25.33 | $165K | +6,938 | +5.1% | |
| 4 | STXS | 5.86% | 1,049,867 | $3M | $3.13 | $744K | -151,633 | -12.6% | |
| 5 | GTLS-PB | 4.22% | 33,343 | $2M | $71.06 | — | +33,343 | — | NEW |
| 6 | CORZW | 3.99% | 192,550 | $2M | $11.63 | $131K | -1,964 | -1.0% | |
| 7 | BCAR | 2.47% | 140,000 | $1M | $9.93 | — | +140,000 | — | NEW |
| 8 | VNME | 2.45% | 138,500 | $1M | $9.94 | — | +138,500 | — | NEW |
| 9 | TAVI | 1.98% | 107,360 | $1M | $10.36 | $11K | -50 | -0.1% | |
| 10 | CHAR | 1.82% | 98,665 | $1M | $10.36 | $8K | — | — | |
| 11 | DMAA | 1.68% | 92,055 | $945K | $10.27 | $6K | — | — | |
| 12 | FORL | 1.55% | 75,932 | $873K | $11.50 | -$5K | — | — | |
| 13 | ORIQ | 1.50% | 83,610 | $840K | $10.05 | — | +83,610 | — | NEW |
| 14 | NEN | 1.47% | 11,414 | $826K | $72.37 | $42K | +684 | +6.4% | |
| 15 | BKHA | 1.47% | 74,230 | $825K | $11.11 | $35K | — | — | |
| 16 | PGAC | 1.39% | 76,190 | $782K | $10.26 | $6K | — | — | |
| 17 | KCHV | 1.38% | 77,200 | $774K | $10.03 | — | +77,200 | — | NEW |
| 18 | TDAC | 1.35% | 73,422 | $759K | $10.34 | -$6K | -1,000 | -1.3% | |
| 19 | TLNCU | 1.07% | 60,000 | $603K | $10.05 | — | +60,000 | — | NEW |
| 20 | EPR-PE | 1.05% | 18,417 | $589K | $31.99 | $80K | +2,081 | +12.7% | |
| 21 | KVAC | 0.95% | 45,988 | $533K | $11.60 | $10K | -12 | -0.0% | |
| 22 | PELIR | 0.90% | 50,000 | $503K | $10.06 | $2K | — | — | |
| 23 | CRAQ | 0.89% | 49,900 | $499K | $10.00 | — | +49,900 | — | NEW |
| 24 | RDAC | 0.85% | 45,979 | $479K | $10.42 | $5K | — | — | |
| 25 | TVAI | 0.80% | 44,699 | $449K | $10.03 | — | +44,699 | — | NEW |
| 26 | INAC | 0.79% | 44,612 | $445K | $9.97 | — | +44,612 | — | NEW |
| 27 | OTGAU | 0.79% | 44,000 | $443K | $10.07 | — | +44,000 | — | NEW |
| 28 | QUMSU | 0.75% | 41,421 | $420K | $10.13 | — | +41,421 | — | NEW |
| 29 | RFAI | 0.73% | 38,000 | $408K | $10.74 | $7K | — | — | |
| 30 | GCMGW | 0.63% | 592,488 | $354K | $0.60 | $58K | +130,960 | +28.4% | |
| 31 | MKLYU | 0.62% | 35,000 | $350K | $9.99 | — | +35,000 | — | NEW |
| 32 | CHPG | 0.62% | 34,742 | $349K | $10.04 | — | +34,742 | — | NEW |
| 33 | MSTR | 0.57% | 1,000 | $322K | $322.21 | — | +1,000 | — | NEW |
| 34 | USARW | 0.57% | 44,000 | $318K | $7.22 | $246K | +13,786 | +45.6% | |
| 35 | PCSC | 0.56% | 29,931 | $316K | $10.56 | -$599 | — | — | |
| 36 | IPOD | 0.53% | 29,416 | $298K | $10.12 | -$2K | -400 | -1.3% | |
| 37 | MOBBW | 0.50% | 64,922 | $282K | $4.34 | $275K | +47,678 | +276.5% | |
| 38 | JOBY-WT | 0.49% | 45,818 | $275K | $6.01 | $187K | +9,180 | +25.1% | |
| 39 | APACU | 0.49% | 27,500 | $274K | $9.97 | — | +27,500 | — | NEW |
| 40 | APO-PA | 0.49% | 3,873 | $273K | $70.37 | — | +3,873 | — | NEW |
| 41 | OPFI-WT | 0.45% | 112,553 | $253K | $2.25 | -$228K | — | — | |
| 42 | SOCA | 0.44% | 25,000 | $250K | $9.98 | — | +25,000 | — | NEW |
| 43 | DRDB | 0.44% | 23,910 | $247K | $10.32 | $215 | — | — | |
| 44 | QSEA | 0.43% | 24,000 | $243K | $10.13 | $2K | — | — | |
| 45 | WTG | 0.43% | 23,964 | $241K | $10.07 | — | +23,964 | — | NEW |
| 46 | AXIN | 0.43% | 24,000 | $239K | $9.96 | — | +24,000 | — | NEW |
| 47 | VXX | 0.41% | 7,000 | $232K | $33.14 | — | +7,000 | — | NEW |
| 48 | ASPC | 0.37% | 20,000 | $207K | $10.34 | $2K | — | — | |
| 49 | BLUW | 0.36% | 20,000 | $200K | $9.98 | — | +20,000 | — | NEW |
| 50 | RANG | 0.35% | 18,645 | $194K | $10.40 | $4K | — | — | |
| 51 | BDCIU | 0.34% | 19,000 | $192K | $10.10 | — | +19,000 | — | NEW |
| 52 | RIBB | 0.32% | 17,800 | $182K | $10.24 | $1K | — | — | |
| 53 | CAPN | 0.32% | 17,226 | $180K | $10.46 | — | +17,226 | — | NEW |
| 54 | COPL | 0.31% | 17,400 | $176K | $10.12 | $870 | — | — | |
| 55 | EURK | 0.30% | 15,783 | $169K | $10.69 | $8K | +395 | +2.6% | |
| 56 | KOYN | 0.28% | 15,828 | $157K | $9.93 | — | +15,828 | — | NEW |
| 57 | FGMC | 0.27% | 15,000 | $150K | $9.99 | $2K | — | — | |
| 58 | UYSC | 0.26% | 14,600 | $148K | $10.14 | $1K | — | — | |
| 59 | BIVIW | 0.22% | 281,483 | $125K | $0.44 | — | +281,483 | — | NEW |
| 60 | AMPX-WT | 0.19% | 29,000 | $106K | $3.66 | — | +29,000 | — | NEW |
| 61 | DFSC | 0.18% | 28,950 | $103K | $3.56 | — | +28,950 | — | NEW |
| 62 | ATII | 0.18% | 10,000 | $102K | $10.24 | $50 | — | — | |
| 63 | OYSE | 0.18% | 10,000 | $100K | $10.03 | — | +10,000 | — | NEW |
| 64 | CHECU | 0.18% | 10,000 | $100K | $9.98 | — | +10,000 | — | NEW |
| 65 | SNYR | 0.15% | 33,519 | $82K | $2.44 | — | +33,519 | — | NEW |
| 66 | DAICW | 0.10% | 377,800 | $58K | $0.15 | $25K | -54,700 | -12.7% | |
| 67 | NXGLW | 0.09% | 166,860 | $50K | $0.30 | $4K | -17,636 | -9.6% | |
| 68 | CBUS | 0.07% | 30,000 | $39K | $1.29 | -$3K | — | — | |
| 69 | HNRA-WT | 0.06% | 633,940 | $32K | $0.05 | -$733 | -700 | -0.1% | |
| 70 | EONR | 0.05% | 62,068 | $30K | $0.49 | $7K | -5,496 | -8.1% | |
| 71 | ANNAW | 0.04% | 125,382 | $24K | $0.19 | -$13K | -33,000 | -20.8% | |
| 72 | NAMMW | 0.04% | 160,000 | $22K | $0.14 | $4K | +63,200 | +65.3% | |
| 73 | FLYX-WT | 0.04% | 70,000 | $22K | $0.32 | -$937 | -145,465 | -67.5% | |
| 74 | CRMLW | 0.04% | 10,100 | $21K | $2.10 | — | +10,100 | — | NEW |
| 75 | ALRN | 0.02% | 11,000 | $13K | $1.15 | — | +11,000 | — | NEW |
| 76 | MDCXW | 0.02% | 17,203 | $12K | $0.72 | -$40K | -42,408 | -71.1% | |
| 77 | AIRJW | 0.02% | 14,800 | $12K | $0.80 | $2K | — | — | |
| 78 | FGMCR | 0.01% | 15,200 | $6K | $0.42 | $2K | — | — | |
| 79 | VAPEW | 0.01% | 35,000 | $6K | $0.16 | $4K | -19,062 | -35.3% | |
| 80 | SWAGW | 0.01% | 66,371 | $4K | $0.07 | $1K | -102,363 | -60.7% | |
| 81 | ORIQW | 0.01% | 20,937 | $4K | $0.18 | — | +20,937 | — | NEW |
| 82 | SVREW | 0.01% | 125,826 | $3K | $0.03 | -$643 | -10,457 | -7.7% | |
| 83 | BTBDW | 0.01% | 10,000 | $3K | $0.30 | -$1K | -107,882 | -91.5% | |
| 84 | AERTW | 0.01% | 70,787 | $3K | $0.04 | $109 | -24,240 | -25.5% | |
| 85 | PIIIW | —% | 292,107 | $3K | $0.01 | -$555 | — | — | |
| 86 | APLMW | —% | 87,049 | $2K | $0.02 | -$5K | -70,876 | -44.9% | |
| 87 | NXPLW | —% | 34,060 | $2K | $0.05 | -$2K | — | — | |
| 88 | ILLRW | —% | 30,450 | $2K | $0.05 | -$4K | -30,450 | -50.0% | |
| 89 | RNWWW | —% | 31,092 | $1K | $0.05 | -$19K | -120,772 | -79.5% | |
| 90 | ANGHW | —% | 40,409 | $546 | $0.01 | $69 | — | — | |
| 91 | OYSEU | —% | — | — | — | -$101K | -10,000 | -100.0% | SOLD |
| 92 | XRPNU | —% | — | — | — | -$306K | -30,000 | -100.0% | SOLD |
| 93 | FGIWW | —% | — | — | — | -$5K | -121,152 | -100.0% | SOLD |
| 94 | TVA | —% | — | — | — | -$101K | -10,000 | -100.0% | SOLD |
| 95 | BNAIW | —% | — | — | — | -$301 | -10,000 | -100.0% | SOLD |
| 96 | WTGUU | —% | — | — | — | -$242K | -23,995 | -100.0% | SOLD |
| 97 | MTEKW | —% | — | — | — | -$42K | -139,831 | -100.0% | SOLD |
| 98 | CCAQW | —% | — | — | — | -$4K | -21,062 | -100.0% | SOLD |
| 99 | AXINU | —% | — | — | — | -$242K | -24,000 | -100.0% | SOLD |
| 100 | FSHP | —% | — | — | — | -$104K | -10,001 | -100.0% | SOLD |