Asset Manager
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Warberg Asset Management LLC
716 OAK STREET, WINNETKA, IL 60093 • 847-418-8333
Market Value
$43M
+80.8%
Holdings
82
-15
New Purchases
22
Added To
9
Closed
25
Reduced
13
Top 10 Concentration
77.0%
Turnover
57.3%
Top Buys (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| OXY-WT | 26.60% | 5.11% | +21.49% | $11M |
| RGTIW | 19.19% | 2.18% | +17.01% | $8M |
| GTLS-PB | 5.53% | 0.00% | +5.53% | $2M |
| ORIQ | 1.96% | 0.00% | +1.96% | $840K |
| KCHV | 1.81% | 0.00% | +1.81% | $774K |
| TLNCU | 1.41% | 0.00% | +1.41% | $603K |
| TVAIR | 1.05% | 0.00% | +1.05% | $449K |
| OTGA | 1.03% | 0.00% | +1.03% | $443K |
| QUMSU | 0.98% | 0.00% | +0.98% | $420K |
| GTERU | 0.85% | 0.00% | +0.85% | $362K |
| CHPGU | 0.81% | 0.00% | +0.81% | $349K |
| MSTR | 0.75% | 0.00% | +0.75% | $322K |
| APACU | 0.64% | 0.00% | +0.64% | $274K |
| APO-PA | 0.64% | 0.00% | +0.64% | $273K |
| MOBBW | 0.66% | 0.03% | +0.63% | $282K |
Top Sells (by % of Portfolio)
| Symbol | Cur % | Prior % | Chg % | Value |
|---|---|---|---|---|
| VIAC | 0.00% | 10.88% | -10.88% | $0 |
| EPR-PC | 8.42% | 14.52% | -6.11% | $4M |
| EXEEL | 0.00% | 5.14% | -5.14% | $0 |
| VCIC | 0.00% | 3.69% | -3.69% | $0 |
| KCHVU | 0.00% | 3.36% | -3.36% | $0 |
| STXS | 7.68% | 10.75% | -3.07% | $3M |
| AVPTW | 0.00% | 2.64% | -2.64% | $0 |
| TVAIU | 0.00% | 1.92% | -1.92% | $0 |
| GBTC | 0.00% | 1.79% | -1.79% | $0 |
| FORL | 2.04% | 3.71% | -1.67% | $873K |
| BAC-PL | 0.00% | 1.54% | -1.54% | $0 |
| TDAC | 1.77% | 3.23% | -1.46% | $759K |
| PGACU | 1.82% | 3.27% | -1.45% | $782K |
| OPFI-WT | 0.59% | 2.03% | -1.44% | $253K |
| NEN | 1.93% | 3.31% | -1.38% | $826K |
Sector Allocation Over Time
Industry Breakdown
| Industry | Weight |
|---|---|
| Financial Services | 48.7% |
| Energy | 35.6% |
| Real Estate | 8.2% |
| Healthcare | 3.8% |
| Industrials | 1.6% |
Market Cap Concentration
| Tier | Holdings | Value | Weight |
|---|---|---|---|
| Mega Cap | 1 | $0 | 0.0% |
| Large Cap | 6 | $12M | 28.0% |
| Mid Cap | 6 | $15M | 34.5% |
| Small Cap | 11 | $2M | 4.7% |
| Micro Cap | 58 | $14M | 32.8% |
Portfolio Analytics
Avg Market Cap
$8.3B
Median Market Cap
$98M
Avg P/E
43.7
Median P/E
35.9
Avg Dividend Yield
0.00%
Avg Beta
0.74
# Stocks
79
# ETFs / Funds
3
Top Holdings (82 total)
| # | Symbol | % Port | Shares | Value | Avg Price | Q/Q Value Chg | Share Chg | Chg % | Status |
|---|---|---|---|---|---|---|---|---|---|
| 1 | OXY-WT | 26.60% | 449,311 | $11M | $25.37 | $10M | +390,712 | +666.8% | |
| 2 | RGTIW | 19.19% | 449,224 | $8M | $18.31 | $8M | +325,649 | +263.5% | |
| 3 | EPR-PC | 8.42% | 142,350 | $4M | $25.33 | $165K | +6,938 | +5.1% | |
| 4 | STXS | 7.68% | 1,049,867 | $3M | $3.13 | $744K | -151,633 | -12.6% | |
| 5 | GTLS-PB | 5.53% | 33,343 | $2M | $71.06 | — | +33,343 | — | NEW |
| 6 | FORL | 2.04% | 75,932 | $873K | $11.50 | -$5K | — | — | |
| 7 | ORIQ | 1.96% | 83,610 | $840K | $10.05 | — | +83,610 | — | NEW |
| 8 | NEN | 1.93% | 11,414 | $826K | $72.37 | $42K | +684 | +6.4% | |
| 9 | PGACU | 1.82% | 76,190 | $782K | $10.26 | $6K | — | — | |
| 10 | KCHV | 1.81% | 77,200 | $774K | $10.03 | — | +77,200 | — | NEW |
| 11 | TDAC | 1.77% | 73,422 | $759K | $10.34 | -$6K | -1,000 | -1.3% | |
| 12 | YCY | 1.65% | 67,196 | $707K | $10.52 | $7K | — | — | |
| 13 | TLNCU | 1.41% | 60,000 | $603K | $10.05 | — | +60,000 | — | NEW |
| 14 | EPR-PE | 1.37% | 18,417 | $589K | $31.99 | $80K | +2,081 | +12.7% | |
| 15 | PELIR | 1.17% | 50,000 | $503K | $10.06 | $2K | — | — | |
| 16 | TVAIR | 1.05% | 44,699 | $449K | $10.03 | — | +44,699 | — | NEW |
| 17 | OTGA | 1.03% | 44,000 | $443K | $10.07 | — | +44,000 | — | NEW |
| 18 | QUMSU | 0.98% | 41,421 | $420K | $10.13 | — | +41,421 | — | NEW |
| 19 | GTERU | 0.85% | 36,300 | $362K | $9.98 | — | +36,300 | — | NEW |
| 20 | GCMGW | 0.83% | 592,488 | $354K | $0.60 | $58K | +130,960 | +28.4% | |
| 21 | CHPGU | 0.81% | 34,742 | $349K | $10.04 | — | +34,742 | — | NEW |
| 22 | MSTR | 0.75% | 1,000 | $322K | $322.21 | — | +1,000 | — | NEW |
| 23 | USARW | 0.74% | 44,000 | $318K | $7.22 | $246K | +13,786 | +45.6% | |
| 24 | IPODU | 0.69% | 29,416 | $298K | $10.12 | -$2K | -400 | -1.3% | |
| 25 | MOBBW | 0.66% | 64,922 | $282K | $4.34 | $275K | +47,678 | +276.5% | |
| 26 | JOBY-WT | 0.64% | 45,818 | $275K | $6.01 | $187K | +9,180 | +25.1% | |
| 27 | APACU | 0.64% | 27,500 | $274K | $9.97 | — | +27,500 | — | NEW |
| 28 | APO-PA | 0.64% | 3,873 | $273K | $70.37 | — | +3,873 | — | NEW |
| 29 | OPFI-WT | 0.59% | 112,553 | $253K | $2.25 | -$228K | — | — | |
| 30 | QSEAU | 0.57% | 24,000 | $243K | $10.13 | $2K | — | — | |
| 31 | WTG | 0.56% | 23,964 | $241K | $10.07 | — | +23,964 | — | NEW |
| 32 | VXX | 0.54% | 7,000 | $232K | $33.14 | — | +7,000 | — | NEW |
| 33 | BLUW | 0.47% | 20,000 | $200K | $9.98 | — | +20,000 | — | NEW |
| 34 | BDCIU | 0.45% | 19,000 | $192K | $10.10 | — | +19,000 | — | NEW |
| 35 | COPL | 0.41% | 17,400 | $176K | $10.12 | $870 | — | — | |
| 36 | FGMC | 0.35% | 15,000 | $150K | $9.99 | $2K | — | — | |
| 37 | AMPX-WT | 0.25% | 29,000 | $106K | $3.66 | — | +29,000 | — | NEW |
| 38 | DFSC | 0.24% | 28,950 | $103K | $3.56 | — | +28,950 | — | NEW |
| 39 | CHEC | 0.23% | 10,000 | $100K | $9.98 | — | +10,000 | — | NEW |
| 40 | DAICW | 0.13% | 377,800 | $58K | $0.15 | $25K | -54,700 | -12.7% | |
| 41 | NXGLW | 0.12% | 166,860 | $50K | $0.30 | $4K | -17,636 | -9.6% | |
| 42 | CBUS | 0.09% | 30,000 | $39K | $1.29 | -$3K | — | — | |
| 43 | HNRA-WT | 0.07% | 633,940 | $32K | $0.05 | -$733 | -700 | -0.1% | |
| 44 | EONR | 0.07% | 62,068 | $30K | $0.49 | $7K | -5,496 | -8.1% | |
| 45 | FLYX-WT | 0.05% | 70,000 | $22K | $0.32 | -$937 | -145,465 | -67.5% | |
| 46 | RNTX | 0.03% | 11,000 | $13K | $1.15 | — | +11,000 | — | NEW |
| 47 | AIRJW | 0.03% | 14,800 | $12K | $0.80 | $2K | — | — | |
| 48 | VEEA | 0.03% | 18,900 | $12K | $0.62 | — | +18,900 | — | NEW |
| 49 | VAPEW | 0.01% | 35,000 | $6K | $0.16 | $4K | -19,062 | -35.3% | |
| 50 | SWAGW | 0.01% | 66,371 | $4K | $0.07 | $1K | -102,363 | -60.7% | |
| 51 | ORIQW | 0.01% | 20,937 | $4K | $0.18 | — | +20,937 | — | NEW |
| 52 | SVREW | 0.01% | 125,826 | $3K | $0.03 | -$643 | -10,457 | -7.7% | |
| 53 | BTBDW | 0.01% | 10,000 | $3K | $0.30 | -$1K | -107,882 | -91.5% | |
| 54 | PIIIW | 0.01% | 292,107 | $3K | $0.01 | -$555 | — | — | |
| 55 | NXPLW | —% | 34,060 | $2K | $0.05 | -$2K | — | — | |
| 56 | ILLRW | —% | 30,450 | $2K | $0.05 | -$4K | -30,450 | -50.0% | |
| 57 | ANGHW | —% | 40,409 | $546 | $0.01 | $69 | — | — | |
| 58 | EXEEL | —% | — | — | — | -$1M | -11,257 | -100.0% | SOLD |
| 59 | ATMC | —% | — | — | — | -$221K | -18,876 | -100.0% | SOLD |
| 60 | PMNT | —% | — | — | — | -$20K | -75,000 | -100.0% | SOLD |
| 61 | NXLIW | —% | — | — | — | -$2K | -37,649 | -100.0% | SOLD |
| 62 | AVPTW | —% | — | — | — | -$626K | -80,602 | -100.0% | SOLD |
| 63 | PROP | —% | — | — | — | -$55K | -18,379 | -100.0% | SOLD |
| 64 | KCHVU | —% | — | — | — | -$796K | -78,200 | -100.0% | SOLD |
| 65 | BNAIW | —% | — | — | — | -$301 | -10,000 | -100.0% | SOLD |
| 66 | MTEKW | —% | — | — | — | -$42K | -139,831 | -100.0% | SOLD |
| 67 | GBTC | —% | — | — | — | -$424K | -5,001 | -100.0% | SOLD |
| 68 | HURA | —% | — | — | — | -$45K | -20,000 | -100.0% | SOLD |
| 69 | AXINU | —% | — | — | — | -$242K | -24,000 | -100.0% | SOLD |
| 70 | ONFOW | —% | — | — | — | -$5K | -42,344 | -100.0% | SOLD |
| 71 | CMPOW | —% | — | — | — | -$160K | -25,565 | -100.0% | SOLD |
| 72 | FGIWW | —% | — | — | — | -$5K | -121,152 | -100.0% | SOLD |
| 73 | XRPNU | —% | — | — | — | -$306K | -30,000 | -100.0% | SOLD |
| 74 | KRE | —% | — | — | — | -$228K | -3,830 | -100.0% | SOLD |
| 75 | VCIC | —% | — | — | — | -$875K | -84,156 | -100.0% | SOLD |
| 76 | VIAC | —% | — | — | — | -$3M | -200,000 | -100.0% | SOLD |
| 77 | DTSTW | —% | — | — | — | -$10K | -83,469 | -100.0% | SOLD |
| 78 | TVAIU | —% | — | — | — | -$454K | -44,699 | -100.0% | SOLD |
| 79 | WTGUU | —% | — | — | — | -$242K | -23,995 | -100.0% | SOLD |
| 80 | GRMLW | —% | — | — | — | -$3K | -10,100 | -100.0% | SOLD |
| 81 | TVA | —% | — | — | — | -$101K | -10,000 | -100.0% | SOLD |
| 82 | BAC-PL | —% | — | — | — | -$364K | -300 | -100.0% | SOLD |