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HARBERT FUND ADVISORS, INC.

Q3 2025 · Filed 2025-11-13
Market Value
$11.1B
-53.5%
Holdings
20
-38
New Purchases
3
Added To
0
Closed
10
Reduced
3
Top 10 Concentration
100.0%
Turnover
65.0%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
LQDA 31.70% 13.54% +18.16% $3.5B
INVE 24.41% 10.72% +13.69% $2.7B
TACT 20.31% 9.80% +10.51% $2.3B
OCUL 5.26% 0.00% +5.26% $584M
FENC 14.99% 9.99% +5.00% $1.7B
NTSK 3.07% 0.00% +3.07% $341M
ILLR 0.25% 0.13% +0.12% $28M
TSM 0.00% 0.00% +0.00% $330K
AMZN 0.00% 0.00% +0.00% $331K
MSFT 0.00% 0.00% +0.00% $277K

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
CHYM 0.00% 23.82% -23.82% $0
INFU 0.00% 10.69% -10.69% $0
CAI 0.00% 8.94% -8.94% $0
ARAY 0.00% 8.30% -8.30% $0
CEPO 0.00% 2.49% -2.49% $0
OMDA 0.00% 1.15% -1.15% $0
SMWB 0.00% 0.40% -0.40% $0
LOAR 0.00% 0.01% -0.01% $0
HNGE 0.00% 0.00% -0.00% $0
MELI 0.00% 0.00% -0.00% $0

Sector Allocation Over Time

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 3 $938K 0.0%
Large Cap 1 $0 0.0%
Mid Cap 6 $3.9B 34.8%
Small Cap 3 $584M 5.3%
Micro Cap 7 $6.7B 60.0%

Portfolio Analytics

Avg Market Cap
$409.6B
Median Market Cap
$3.0B
Avg P/E
76.4
Median P/E
37.7
Avg Dividend Yield
0.00%
Avg Beta
1.06
# Stocks
20
# ETFs / Funds
0

Top Holdings (20 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 LQDA 31.70% 154,811 $3.5B $22,740.00 $283M -105,000 -40.4%
2 INVE 24.41% 785,557 $2.7B $3,450.00 $149M
3 TACT 20.31% 416,119 $2.3B $5,420.00 -$88M -224,049 -35.0%
4 FENC 14.99% 177,815 $1.7B $9,360.00 -$723M -109,799 -38.2%
5 OCUL 5.26% 50,000 $584M $11,690.00 +50,000 NEW
6 NTSK 3.07% 15,000 $341M $22,730.00 +15,000 NEW
7 ILLR 0.25% 33,182 $28M $830.09 -$3M
8 AMZN —% 1,507 $331K $219.57 $271
9 TSM —% 1,181 $330K $279.29 +1,181 NEW
10 MSFT —% 535 $277K $517.95 $11K
11 INFU —% -$2.6B -409,302 -100.0% SOLD
12 CEPO —% -$595M -50,000 -100.0% SOLD
13 CAI —% -$2.1B -80,000 -100.0% SOLD
14 ARAY —% -$2.0B -1,448,820 -100.0% SOLD
15 CHYM —% -$5.7B -165,000 -100.0% SOLD
16 SMWB —% -$97M -12,323 -100.0% SOLD
17 HNGE —% -$1M -20,000 -100.0% SOLD
18 OMDA —% -$274M -15,000 -100.0% SOLD
19 LOAR —% -$2M -25,000 -100.0% SOLD
20 MELI —% -$246K -94 -100.0% SOLD

New Positions

SymbolValue% Port
OCUL $584M 5.26%
NTSK $341M 3.07%
TSM $330K —%

Sold Out Positions

SymbolValue% Port
SMWB —%
LOAR —%
HNGE —%
CAI —%
MELI —%
CEPO —%
CHYM —%
ARAY —%
INFU —%
OMDA —%
View SEC EDGAR Filings for HARBERT FUND ADVISORS, INC. →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms