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Asset Manager ← All Institutions

Spectrum Asset Management, Inc. (NB/CA)

1301 DOVE STREET, SUITE 720, NEWPORT BEACH, CA 92660 • 949-717-3400

Q2 2025 · Filed 2025-07-23
Market Value
$230M
+2.2%
Holdings
104
+7
New Purchases
21
Added To
31
Closed
9
Reduced
27
Top 10 Concentration
36.7%
Turnover
28.8%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
DMAY 2.59% 0.16% +2.44% $6M
DMAR 4.15% 2.33% +1.82% $10M
EME 1.49% 0.00% +1.49% $3M
NVS 1.30% 0.00% +1.30% $3M
MLPX 1.05% 0.00% +1.05% $2M
EWZ 1.05% 0.00% +1.05% $2M
EWW 1.01% 0.00% +1.01% $2M
AAAU 1.01% 0.00% +1.01% $2M
ORCL 2.63% 1.76% +0.87% $6M
FLJP 0.81% 0.00% +0.81% $2M
EWA 0.79% 0.00% +0.79% $2M
GOOG 0.86% 0.12% +0.74% $2M
LNG 0.66% 0.00% +0.66% $2M
FI 0.59% 0.00% +0.59% $1M
MSFT 2.66% 2.08% +0.58% $6M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
MBB 0.00% 4.89% -4.89% $0
SCHV 4.73% 7.02% -2.29% $11M
EWJ 0.00% 1.88% -1.88% $0
RSP 4.81% 6.63% -1.81% $11M
UNH 0.00% 1.65% -1.65% $0
ACN 0.31% 1.63% -1.32% $717K
DIS 0.00% 1.28% -1.28% $0
SCHF 1.88% 2.83% -0.95% $4M
SCHG 2.68% 3.46% -0.78% $6M
SPSM 0.00% 0.66% -0.66% $0
GEHC 0.00% 0.34% -0.34% $0
BRK-B 1.91% 2.24% -0.33% $4M
VUG 0.69% 1.01% -0.32% $2M
SLB 0.00% 0.30% -0.30% $0
ABBV 1.66% 1.94% -0.28% $4M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 69.3%
Industrials 6.7%
Healthcare 6.2%
Technology 4.3%
Energy 4.3%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 34 $67M 29.3%
Large Cap 46 $113M 48.9%
Mid Cap 11 $14M 6.2%
Small Cap 9 $33M 14.3%
Micro Cap 4 $3M 1.3%

Portfolio Analytics

Avg Market Cap
$411.0B
Median Market Cap
$66.7B
Avg P/E
34.9
Median P/E
28.7
Avg Dividend Yield
0.01%
Avg Beta
0.79
# Stocks
59
# ETFs / Funds
45

Top Holdings (104 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 USMV 4.89% 119,806 $11M $93.87 $369K +3,671 +3.2%
2 RSP 4.81% 60,951 $11M $181.74 -$4M -25,114 -29.2%
3 SCHV 4.73% 393,646 $11M $27.67 -$5M -200,794 -33.8%
4 IAU 4.23% 156,113 $10M $62.36 $633K +1,733 +1.1%
5 DMAR 4.15% 241,169 $10M $39.57 $4M +102,061 +73.4%
6 DSEP 3.12% 169,238 $7M $42.40 $454K -167 -0.1%
7 DFEB 2.81% 144,889 $6M $44.64 $229K -3,144 -2.1%
8 SCHG 2.68% 210,977 $6M $29.21 -$2M -100,254 -32.2%
9 MSFT 2.66% 12,299 $6M $497.42 $1M -175 -1.4%
10 ORCL 2.63% 27,685 $6M $218.63 $2M -673 -2.4%
11 DMAY 2.59% 139,416 $6M $42.81 $6M +130,551 +1472.7%
12 VGK 2.45% 72,679 $6M $77.50 $572K +594 +0.8%
13 HON 2.27% 22,417 $5M $232.88 $372K -483 -2.1%
14 CVX 2.19% 35,244 $5M $143.19 -$444K +2,422 +7.4%
15 SCHW 2.18% 54,850 $5M $91.24 -$192K -11,528 -17.4%
16 WMT 2.13% 50,032 $5M $97.78 $361K -1,443 -2.8%
17 CSCO 1.97% 65,280 $5M $69.38 $527K +433 +0.7%
18 XOM 1.92% 41,054 $4M $107.80 -$105K +2,958 +7.8%
19 BRK-B 1.91% 9,048 $4M $485.77 -$639K -405 -4.3%
20 SCHF 1.88% 195,886 $4M $22.10 -$2M -125,869 -39.1%
21 DUK 1.75% 34,162 $4M $118.00 -$143K -57 -0.2%
22 LIN 1.75% 8,569 $4M $469.18 -$110K -301 -3.4%
23 LHX 1.67% 15,335 $4M $250.85 $558K -377 -2.4%
24 ABBV 1.66% 20,610 $4M $185.62 -$542K -236 -1.1%
25 EMR 1.63% 28,121 $4M $133.33 $611K -505 -1.8%
26 MDT 1.56% 40,937 $4M $87.88 -$121K -124 -0.3%
27 EME 1.49% 6,417 $3M $534.89 +6,417 NEW
28 ABT 1.48% 24,957 $3M $136.01 -$28K -841 -3.3%
29 VZ 1.41% 75,171 $3M $43.27 -$148K +199 +0.3%
30 EW 1.33% 39,083 $3M $78.21 $263K +540 +1.4%
31 NVS 1.30% 24,655 $3M $121.01 +24,655 NEW
32 SCJ 1.10% 29,899 $3M $84.89 $276K +414 +1.4%
33 MLPX 1.05% 38,530 $2M $62.66 +38,530 NEW
34 EWZ 1.05% 83,568 $2M $28.85 +83,568 NEW
35 EWW 1.01% 38,536 $2M $60.56 +38,536 NEW
36 AAAU 1.01% 71,360 $2M $32.68 +71,360 NEW
37 BRK-A 0.95% 3 $2M $728,800.00 -$209K
38 GOOG 0.86% 11,191 $2M $177.38 $2M +9,444 +540.6%
39 XLE 0.82% 22,232 $2M $84.81 -$91K +1,077 +5.1%
40 FLJP 0.81% 58,219 $2M $32.15 +58,219 NEW
41 SCHB 0.81% 78,528 $2M $23.83 $256K +3,503 +4.7%
42 EWA 0.79% 68,692 $2M $26.32 +68,692 NEW
43 SPY 0.74% 2,739 $2M $619.70 $161K +1 +0.0%
44 ESGU 0.70% 11,972 $2M $135.30 $70K -744 -5.8%
45 VUG 0.69% 3,602 $2M $438.90 -$695K -2,535 -41.3%
46 LNG 0.66% 6,203 $2M $243.52 +6,203 NEW
47 COST 0.64% 1,495 $1M $989.84 $66K +1 +0.1%
48 V 0.59% 3,822 $1M $355.04 $19K +3 +0.1%
49 FI 0.59% 7,817 $1M $172.41 +7,817 NEW
50 RTX 0.53% 8,317 $1M $146.03 $115K +17 +0.2%
51 MCK 0.51% 1,600 $1M $733.49 $96K
52 DNOV 0.48% 24,800 $1M $44.69 $69K
53 GOOGL 0.41% 5,325 $938K $176.23 $173K +375 +7.6%
54 AAPL 0.38% 4,253 $873K $205.19 -$79K -30 -0.7%
55 ESLT 0.34% 1,755 $790K $450.10 $117K
56 SCHR 0.33% 30,789 $771K $25.03 +30,789 NEW
57 TLT 0.32% 8,370 $739K $88.25 -$23K
58 VEA 0.31% 12,599 $718K $57.01 $43K -687 -5.2%
59 ACN 0.31% 2,399 $717K $298.89 -$3M -9,378 -79.6%
60 CIBR 0.27% 8,295 $627K $75.58 +8,295 NEW
61 MCD 0.27% 2,130 $622K $292.19 -$41K +8 +0.4%
62 IBTH 0.27% 27,636 $622K $22.49 $136K +5,974 +27.6%
63 VONE 0.26% 2,163 $608K $280.86 $65K +25 +1.2%
64 PAYC 0.26% 2,538 $587K $231.40 $33K
65 ASML 0.25% 714 $572K $801.39 +714 NEW
66 MORN 0.25% 1,812 $569K $314.01 $26K +2 +0.1%
67 DE 0.24% 1,090 $556K $510.02 $44K +4 +0.4%
68 IJR 0.23% 4,762 $520K $109.29 +4,762 NEW
69 PHM 0.22% 4,852 $513K $105.68 +4,852 NEW
70 CTSH 0.21% 6,237 $487K $78.03 +6,237 NEW
71 VTI 0.20% 1,498 $457K $304.85 $45K
72 PFE 0.19% 17,679 $429K $24.24 -$4K +619 +3.6%
73 IBTG 0.19% 18,648 $428K $22.93 $94K +4,104 +28.2%
74 TPL 0.17% 366 $387K $1,056.39 +366 NEW
75 MLPA 0.17% 7,687 $386K $50.20 -$16K +138 +1.8%
76 VEEV 0.16% 1,295 $373K $287.98 $73K
77 MELI 0.16% 142 $371K $2,613.63 $94K
78 SRE 0.16% 4,792 $363K $75.77 $20K +28 +0.6%
79 IBM 0.15% 1,200 $354K $294.78 $55K
80 NVDA 0.14% 2,052 $324K $158.00 $13K -823 -28.6%
81 TSLA 0.14% 978 $311K $317.75 $72K +58 +6.3%
82 GLD 0.13% 988 $301K $304.83 $16K
83 IBTF 0.13% 12,684 $296K $23.36 $6K +250 +2.0%
84 IVV 0.13% 466 $289K $620.90 $27K
85 GE 0.12% 1,105 $284K $257.39 $63K
86 PEP 0.12% 2,133 $282K $132.05 -$35K +21 +1.0%
87 NICE 0.12% 1,655 $280K $168.91 +1,655 NEW
88 DAPR 0.12% 7,355 $277K $37.71 +7,355 NEW
89 DJUL 0.12% 5,970 $265K $44.42 $21K
90 SPDW 0.10% 5,539 $224K $40.49 -$64K -2,383 -30.1%
91 BAC 0.09% 4,451 $211K $47.33 +4,451 NEW
92 AMZN 0.09% 955 $210K $219.39 +955 NEW
93 DOCT 0.09% 5,100 $209K $41.07 $8K -160 -3.0%
94 BEAT 0.04% 74,400 $93K $1.25 -$57K
95 TNON 0.01% 25,650 $25K $0.98 -$29K
96 EWJ —% -$4M -61,774 -100.0% SOLD
97 IJH —% -$521K -8,933 -100.0% SOLD
98 GEHC —% -$759K -9,408 -100.0% SOLD
99 SLB —% -$674K -16,006 -100.0% SOLD
100 SPSM —% -$1M -36,302 -100.0% SOLD

Options Breakdown

0 Calls $0 Call Value 2 Puts $2K Put Value

Top Puts

SymbolSharesValueStatus
NVDA 15,000 $2K NEW
AAPL 200 $302

New Positions

SymbolValue% Port
EME $3M 1.49%
NVS $3M 1.30%
MLPX $2M 1.05%
EWZ $2M 1.05%
EWW $2M 1.01%
AAAU $2M 1.01%
FLJP $2M 0.81%
EWA $2M 0.79%
LNG $2M 0.66%
FI $1M 0.59%
SCHR $771K 0.33%
CIBR $627K 0.27%
ASML $572K 0.25%
IJR $520K 0.23%
PHM $513K 0.22%

Sold Out Positions

SymbolValue% Port
DIS —%
PG —%
SLB —%
UNH —%
GEHC —%
MBB —%
IJH —%
SPSM —%
EWJ —%
View SEC EDGAR Filings for Spectrum Asset Management, Inc. (NB/CA) →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms