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Asset Manager ← All Institutions

Spectrum Asset Management, Inc. (NB/CA)

1301 DOVE STREET, SUITE 720, NEWPORT BEACH, CA 92660 • 949-717-3400

Q1 2026 · Filed 2026-04-22
Market Value
$315M
+5.0%
Holdings
121
-1
New Purchases
17
Added To
39
Closed
15
Reduced
37
Top 10 Concentration
46.0%
Turnover
26.4%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
WFC 10.49% 0.00% +10.49% $33M
YMAR 2.18% 0.00% +2.18% $7M
HECA 3.18% 1.64% +1.54% $10M
FCX 1.01% 0.00% +1.01% $3M
ILMN 0.88% 0.00% +0.88% $3M
XOM 2.18% 1.56% +0.62% $7M
CVX 2.12% 1.53% +0.60% $7M
SCHV 4.60% 4.04% +0.56% $14M
DJAN 0.55% 0.00% +0.55% $2M
XLE 1.14% 0.83% +0.31% $4M
SOLS 0.36% 0.08% +0.29% $1M
IJR 0.24% 0.00% +0.24% $767K
GEV 0.23% 0.00% +0.23% $721K
EME 1.49% 1.30% +0.19% $5M
MRVL 0.17% 0.00% +0.17% $535K

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
CLOX 0.94% 4.65% -3.71% $3M
USMV 1.45% 3.86% -2.40% $5M
VGK 0.00% 2.04% -2.04% $0
VYMI 0.00% 1.90% -1.90% $0
ABT 0.00% 0.91% -0.91% $0
EWW 0.22% 1.01% -0.79% $699K
SCHR 1.10% 1.88% -0.78% $3M
FLJP 0.00% 0.77% -0.77% $0
EWZ 0.26% 1.02% -0.76% $827K
MSFT 1.20% 1.94% -0.74% $4M
SCHG 1.61% 2.33% -0.71% $5M
LNG 0.00% 0.64% -0.64% $0
SCHF 1.33% 1.85% -0.52% $4M
ORCL 0.74% 1.15% -0.41% $2M
DSEP 3.57% 3.89% -0.32% $11M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 69.3%
Industrials 6.7%
Healthcare 6.2%
Technology 4.3%
Energy 4.3%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 37 $100M 31.9%
Large Cap 56 $117M 37.0%
Mid Cap 9 $30M 9.5%
Small Cap 12 $44M 14.1%
Micro Cap 7 $24M 7.5%

Portfolio Analytics

Avg Market Cap
$383.5B
Median Market Cap
$63.9B
Avg P/E
38.2
Median P/E
29.4
Avg Dividend Yield
0.01%
Avg Beta
0.80
# Stocks
69
# ETFs / Funds
52

Top Holdings (121 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 WFC 10.49% 414,694 $33M $79.61 +414,694 NEW
2 VUSB 7.38% 466,556 $23M $49.79 $680K +14,161 +3.1%
3 SCHV 4.60% 475,103 $14M $30.50 $2M +66,195 +16.2%
4 RSP 4.56% 74,837 $14M $191.92 $332K +1,592 +2.2%
5 IAU 4.49% 160,326 $14M $88.16 $455K -8,198 -4.9%
6 DSEP 3.57% 255,370 $11M $43.96 -$435K -4,319 -1.7%
7 DMAR 3.34% 248,216 $11M $42.40 $745K +13,453 +5.7%
8 HECA 3.18% 346,494 $10M $28.87 $5M +168,970 +95.2%
9 XOM 2.18% 40,452 $7M $169.66 $2M +1,588 +4.1%
10 YMAR 2.18% 250,672 $7M $27.35 +250,672 NEW
11 DFEB 2.17% 144,016 $7M $47.37 $168K +4,575 +3.3%
12 CVX 2.12% 32,319 $7M $206.90 $2M +2,255 +7.5%
13 DMAY 1.92% 134,686 $6M $44.93 -$79K -828 -0.6%
14 GOOG 1.73% 18,948 $5M $286.86 -$576K -209 -1.1%
15 DDEC 1.68% 119,203 $5M $44.28 -$132K -790 -0.7%
16 SCHG 1.61% 174,423 $5M $29.13 -$2M -39,284 -18.4%
17 WMT 1.60% 40,544 $5M $124.53 $77K -4,080 -9.1%
18 EME 1.49% 6,349 $5M $738.33 $789K -24 -0.4%
19 USMV 1.45% 49,279 $5M $92.74 -$7M -73,483 -59.9%
20 LHX 1.40% 12,733 $4M $345.16 $659K +9 +0.1%
21 CSCO 1.36% 55,147 $4M $77.59 -$493K -6,797 -11.0%
22 SCHF 1.33% 169,543 $4M $24.75 -$1M -61,443 -26.6%
23 NVS 1.28% 26,275 $4M $152.75 $389K -13 -0.1%
24 HON 1.27% 17,720 $4M $226.03 -$44K -3,034 -14.6%
25 ABBV 1.25% 18,130 $4M $217.48 -$189K +45 +0.2%
26 DUK 1.23% 29,518 $4M $130.94 $405K +2 +0.0%
27 MSFT 1.20% 10,224 $4M $370.18 -$2M -1,823 -15.1%
28 SCHW 1.20% 40,038 $4M $93.98 -$237K +4 +0.0%
29 XLE 1.14% 58,671 $4M $61.26 $1M +2,850 +5.1%
30 AAAU 1.13% 77,204 $4M $46.19 $554K +6,418 +9.1%
31 SCHR 1.10% 139,109 $3M $24.91 -$2M -85,700 -38.1%
32 SCJ 1.05% 33,898 $3M $97.08 $213K +371 +1.1%
33 FCX 1.01% 54,312 $3M $58.78 +54,312 NEW
34 MDT 1.01% 36,227 $3M $87.36 -$337K +45 +0.1%
35 EMR 0.99% 23,818 $3M $131.02 -$48K -55 -0.2%
36 BRK-B 0.98% 6,445 $3M $479.20 -$519K -732 -10.2%
37 CLOX 0.94% 115,403 $3M $25.57 -$11M -430,518 -78.9%
38 EW 0.92% 35,995 $3M $80.08 -$167K +225 +0.6%
39 ILMN 0.88% 22,436 $3M $123.26 +22,436 NEW
40 LIN 0.75% 4,732 $2M $495.76 $336K +18 +0.4%
41 ORCL 0.74% 15,888 $2M $147.11 -$1M -1,814 -10.2%
42 ESGU 0.73% 16,331 $2M $141.42 $53K +1,186 +7.8%
43 SCHB 0.72% 89,859 $2M $25.10 $142K +9,303 +11.6%
44 SPY 0.70% 3,393 $2M $652.19 $311K +612 +22.0%
45 BRK-A 0.68% 3 $2M $718,140.00 -$110K
46 DJAN 0.55% 40,692 $2M $42.53 +40,692 NEW
47 GOOGL 0.49% 5,357 $2M $287.55 -$31K +336 +6.7%
48 COST 0.45% 1,412 $1M $996.73 $121K -80 -5.4%
49 MCK 0.44% 1,600 $1M $866.18 $72K
50 DNOV 0.43% 28,381 $1M $47.91 -$26K
51 RTX 0.40% 6,519 $1M $192.89 -$21K -453 -6.5%
52 AAPL 0.38% 4,742 $1M $253.82 $44K +475 +11.1%
53 V 0.37% 3,832 $1M $302.28 -$184K +3 +0.1%
54 SOLS 0.36% 14,993 $1M $76.16 $914K +10,295 +219.1%
55 VUG 0.31% 2,220 $970K $436.79 -$680K -1,162 -34.4%
56 AMZN 0.26% 3,989 $831K $208.27 $456K +2,366 +145.8%
57 EWZ 0.26% 21,534 $827K $38.39 -$2M -74,450 -77.6%
58 IJR 0.24% 6,167 $767K $124.31 +6,167 NEW
59 VEA 0.24% 11,587 $742K $64.08 -$25K -696 -5.7%
60 ESLT 0.24% 872 $740K $849.09 -$89K -564 -39.3%
61 GE 0.23% 2,577 $733K $284.25 $392K +1,472 +133.2%
62 TLT 0.23% 8,370 $726K $86.69 -$4K
63 GEV 0.23% 825 $721K $873.49 +825 NEW
64 EWW 0.22% 9,286 $699K $75.23 -$2M -34,506 -78.8%
65 DOCT 0.21% 15,460 $671K $43.43 -$13K
66 MCD 0.21% 2,152 $669K $310.81 $13K +7 +0.3%
67 DE 0.20% 1,130 $638K $564.95 $112K +3 +0.3%
68 IBTH 0.20% 27,990 $628K $22.43 -$13K -518 -1.8%
69 VONE 0.19% 2,044 $603K $295.12 -$62K -110 -5.1%
70 FNV 0.18% 2,344 $579K $247.05 $69K -115 -4.7%
71 MRVL 0.17% 5,403 $535K $99.05 +5,403 NEW
72 PFE 0.17% 18,597 $522K $28.08 $64K +199 +1.1%
73 GD 0.15% 1,410 $484K $343.22 +1,410 NEW
74 BWXT 0.15% 2,322 $475K $204.49 +2,322 NEW
75 ASML 0.15% 356 $470K $1,320.83 -$67K -146 -29.1%
76 SRE 0.15% 4,778 $467K $97.81 $46K +36 +0.8%
77 BIL 0.15% 5,025 $460K $91.64 +5,025 NEW
78 VTI 0.14% 1,356 $435K $320.81 -$37K -52 -3.7%
79 CAT 0.14% 611 $433K $708.74 $198K +201 +49.0%
80 MLPA 0.14% 7,962 $429K $53.87 $42K -28 -0.3%
81 LLY 0.13% 449 $413K $919.77 -$87K -16 -3.4%
82 IVV 0.12% 581 $380K $653.21 $34K +77 +15.3%
83 IBTG 0.12% 16,375 $375K $22.92 -$65K -2,868 -14.9%
84 GLD 0.12% 872 $375K $430.29 -$16K -116 -11.7%
85 TSLA 0.12% 978 $364K $371.86 -$76K
86 NVDA 0.11% 2,058 $359K $174.42 -$24K +6 +0.3%
87 NEM 0.11% 3,153 $341K $108.24 +3,153 NEW
88 PEP 0.11% 2,192 $340K $155.31 $28K +39 +1.8%
89 AEM 0.11% 1,650 $335K $202.98 +1,650 NEW
90 IBTI 0.10% 14,692 $327K $22.28 $19K +889 +6.4%
91 MORN 0.10% 1,824 $308K $169.03 -$87K +5 +0.3%
92 IBM 0.09% 1,200 $291K $242.39 -$65K
93 VRTX 0.09% 634 $283K $446.54 -$4K
94 DAPR 0.09% 6,965 $277K $39.76 $3K
95 DJUL 0.09% 5,845 $273K $46.74 -$5K
96 IWB 0.08% 747 $266K $356.56 $46K +156 +26.4%
97 SPDW 0.08% 5,522 $252K $45.65 $6K -17 -0.3%
98 ANET 0.08% 2,029 $249K $122.78 -$39K -170 -7.7%
99 BAC 0.08% 5,002 $244K $48.75 -$30K +22 +0.4%
100 MO 0.07% 3,405 $228K $67.05 +3,405 NEW

Options Breakdown

1 Calls $0 Call Value 2 Puts $11K Put Value

Top Calls

SymbolSharesValueStatus
CMG $0 SOLD

Top Puts

SymbolSharesValueStatus
NVDA 15,000 $9K
AAPL 200 $2K

New Positions

SymbolValue% Port
WFC $33M 10.49%
YMAR $7M 2.18%
FCX $3M 1.01%
ILMN $3M 0.88%
DJAN $2M 0.55%
IJR $767K 0.24%
GEV $721K 0.23%
MRVL $535K 0.17%
GD $484K 0.15%
BWXT $475K 0.15%
BIL $460K 0.15%
NEM $341K 0.11%
AEM $335K 0.11%
MO $228K 0.07%
META $204K 0.06%

Sold Out Positions

SymbolValue% Port
ABT —%
CMG —%
VEEV —%
JOF —%
RMD —%
LNG —%
CIBR —%
MELI —%
PANW —%
VGK —%
QCOM —%
EWJ —%
FLJP —%
SHY —%
VYMI —%
View SEC EDGAR Filings for Spectrum Asset Management, Inc. (NB/CA) →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms