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Asset Manager ← All Institutions

Spectrum Asset Management, Inc. (NB/CA)

1301 DOVE STREET, SUITE 720, NEWPORT BEACH, CA 92660 • 949-717-3400

Q4 2025 · Filed 2026-01-26
Market Value
$300M
+5.4%
Holdings
122
+13
New Purchases
15
Added To
33
Closed
18
Reduced
40
Top 10 Concentration
41.0%
Turnover
27.0%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
CLOX 4.65% 0.00% +4.65% $14M
DDEC 1.80% 0.00% +1.80% $5M
HECA 1.64% 0.00% +1.64% $5M
SCHR 1.88% 0.70% +1.18% $6M
IAU 4.56% 4.10% +0.46% $14M
VYMI 1.90% 1.64% +0.26% $6M
SCHF 1.85% 1.62% +0.23% $6M
SHY 0.21% 0.00% +0.21% $621K
JOF 0.17% 0.00% +0.17% $521K
QCOM 0.17% 0.00% +0.17% $517K
FNV 0.17% 0.00% +0.17% $510K
GOOG 2.01% 1.84% +0.17% $6M
LLY 0.17% 0.00% +0.17% $500K
EWJ 0.16% 0.00% +0.16% $479K
DOCT 0.23% 0.08% +0.15% $685K

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
ORCL 1.15% 2.65% -1.50% $3M
VZ 0.00% 1.16% -1.16% $0
MLPX 0.00% 0.86% -0.86% $0
LIN 0.67% 1.43% -0.76% $2M
FI 0.00% 0.72% -0.72% $0
EWA 0.00% 0.65% -0.65% $0
SCHW 1.33% 1.78% -0.45% $4M
LHX 1.25% 1.63% -0.39% $4M
LNG 0.64% 0.99% -0.35% $2M
DUK 1.15% 1.47% -0.32% $3M
HON 1.35% 1.66% -0.30% $4M
ABBV 1.38% 1.67% -0.30% $4M
ABT 0.91% 1.18% -0.27% $3M
USMV 3.86% 4.12% -0.26% $12M
MSFT 1.94% 2.20% -0.25% $6M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 69.3%
Industrials 6.7%
Healthcare 6.2%
Technology 4.3%
Energy 4.3%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 35 $67M 22.2%
Large Cap 54 $132M 44.0%
Mid Cap 14 $36M 12.0%
Small Cap 13 $43M 14.3%
Micro Cap 6 $22M 7.5%

Portfolio Analytics

Avg Market Cap
$364.0B
Median Market Cap
$57.3B
Avg P/E
37.3
Median P/E
29.3
Avg Dividend Yield
0.01%
Avg Beta
0.79
# Stocks
70
# ETFs / Funds
52

Top Holdings (122 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 VUSB 7.52% 452,395 $23M $49.84 $1M +23,928 +5.6%
2 RSP 4.68% 73,245 $14M $191.56 $1M +4,561 +6.6%
3 CLOX 4.65% 545,921 $14M $25.51 +545,921 NEW
4 IAU 4.56% 168,524 $14M $81.17 $2M +8,209 +5.1%
5 SCHV 4.04% 408,908 $12M $29.61 $147K -1,972 -0.5%
6 DSEP 3.89% 259,689 $12M $44.91 -$119K -6,842 -2.6%
7 USMV 3.86% 122,762 $12M $94.16 -$158K -402 -0.3%
8 DMAR 3.26% 234,763 $10M $41.65 $53K -3,786 -1.6%
9 SCHG 2.33% 213,707 $7M $32.62 $205K +1,682 +0.8%
10 DFEB 2.22% 139,441 $7M $47.72 $41K -2,662 -1.9%
11 DMAY 2.05% 135,514 $6M $45.24 $70K -1,227 -0.9%
12 VGK 2.04% 73,289 $6M $83.61 $193K -1,083 -1.5%
13 GOOG 2.01% 19,157 $6M $313.80 $791K -2,276 -10.6%
14 MSFT 1.94% 12,047 $6M $483.60 -$422K -15 -0.1%
15 VYMI 1.90% 63,263 $6M $90.00 $1M +8,243 +15.0%
16 SCHR 1.88% 224,809 $6M $25.08 $4M +145,370 +183.0%
17 SCHF 1.85% 230,986 $6M $24.04 $935K +32,614 +16.4%
18 DDEC 1.80% 119,993 $5M $45.09 +119,993 NEW
19 WMT 1.66% 44,624 $5M $111.42 $293K -779 -1.7%
20 HECA 1.64% 177,524 $5M $27.65 +177,524 NEW
21 CSCO 1.59% 61,944 $5M $77.03 $353K -2,642 -4.1%
22 XOM 1.56% 38,864 $5M $120.34 $39K -2,273 -5.5%
23 CVX 1.53% 30,064 $5M $152.41 -$328K -1,552 -4.9%
24 ABBV 1.38% 18,085 $4M $228.49 -$628K -2,472 -12.0%
25 HON 1.35% 20,754 $4M $195.09 -$660K -1,615 -7.2%
26 SCHW 1.33% 40,034 $4M $99.91 -$1M -13,015 -24.5%
27 EME 1.30% 6,373 $4M $611.79 -$277K -56 -0.9%
28 LHX 1.25% 12,724 $4M $293.58 -$906K -2,472 -16.3%
29 NVS 1.21% 26,288 $4M $137.87 $269K +120 +0.5%
30 BRK-B 1.20% 7,177 $4M $502.65 -$131K -259 -3.5%
31 MDT 1.17% 36,182 $4M $96.77 -$439K -4,885 -11.9%
32 DUK 1.15% 29,516 $3M $117.21 -$730K -4,339 -12.8%
33 ORCL 1.15% 17,702 $3M $194.91 -$4M -9,112 -34.0%
34 EMR 1.06% 23,873 $3M $132.72 -$458K -3,775 -13.7%
35 SCJ 1.03% 33,527 $3M $91.81 $328K +3,648 +12.2%
36 EWZ 1.02% 95,984 $3M $31.88 $495K +13,245 +16.0%
37 EW 1.02% 35,770 $3M $85.25 $19K -3,190 -8.2%
38 EWW 1.01% 43,792 $3M $69.33 $471K +6,192 +16.5%
39 AAAU 1.00% 70,786 $3M $42.55 $293K -546 -0.8%
40 ABT 0.91% 21,752 $3M $125.29 -$618K -3,210 -12.9%
41 XLE 0.83% 55,821 $2M $44.71 $420K +32,586 +140.2%
42 FLJP 0.77% 67,429 $2M $34.45 $304K +9,000 +15.4%
43 BRK-A 0.76% 3 $2M $754,800.00 $2K
44 ESGU 0.75% 15,145 $2M $148.98 $459K +2,801 +22.7%
45 SCHB 0.70% 80,556 $2M $26.23 $33K -343 -0.4%
46 LIN 0.67% 4,714 $2M $426.39 -$2M -3,876 -45.1%
47 LNG 0.64% 9,917 $2M $194.39 -$896K -2,100 -17.5%
48 SPY 0.63% 2,781 $2M $683.89 $71K +40 +1.5%
49 VUG 0.55% 3,382 $2M $487.86 -$63K -185 -5.2%
50 GOOGL 0.52% 5,021 $2M $313.01 $263K -362 -6.7%
51 DNOV 0.46% 28,381 $1M $48.84 $225K +3,581 +14.4%
52 V 0.45% 3,829 $1M $350.68 $37K +4 +0.1%
53 MCK 0.44% 1,600 $1M $821.11 $76K
54 COST 0.43% 1,492 $1M $862.29 -$96K -1 -0.1%
55 RTX 0.43% 6,972 $1M $183.40 $73K -232 -3.2%
56 AAPL 0.39% 4,267 $1M $271.87 $63K -43 -1.0%
57 ESLT 0.28% 1,436 $830K $577.71 $98K
58 VEA 0.26% 12,283 $767K $62.47 $21K -169 -1.4%
59 TLT 0.24% 8,370 $730K $87.16 -$18K
60 DOCT 0.23% 15,460 $685K $44.29 $464K +10,360 +203.1%
61 CIBR 0.23% 9,500 $679K $71.45 $48K +1,199 +14.4%
62 VONE 0.22% 2,154 $666K $309.04 $33K +60 +2.9%
63 MCD 0.22% 2,145 $656K $305.64 $6K +7 +0.3%
64 IBTH 0.21% 28,508 $641K $22.47 $9K +456 +1.6%
65 SHY 0.21% 7,500 $621K $82.82 +7,500 NEW
66 ASML 0.18% 502 $537K $1,069.86 -$154K -212 -29.7%
67 DE 0.18% 1,127 $527K $467.20 $11K +4 +0.4%
68 JOF 0.17% 47,055 $521K $11.08 +47,055 NEW
69 QCOM 0.17% 3,023 $517K $171.05 +3,023 NEW
70 FNV 0.17% 2,459 $510K $207.28 +2,459 NEW
71 LLY 0.17% 465 $500K $1,074.68 +465 NEW
72 EWJ 0.16% 5,930 $479K $80.74 +5,930 NEW
73 VTI 0.16% 1,408 $472K $335.27 -$21K -90 -6.0%
74 PFE 0.15% 18,398 $458K $24.90 $4K +586 +3.3%
75 RMD 0.15% 1,878 $452K $240.87 +1,878 NEW
76 IBTG 0.15% 19,243 $440K $22.88 $5K +260 +1.4%
77 TSLA 0.15% 978 $440K $449.85 $5K
78 SRE 0.14% 4,742 $422K $88.96 -$13K -92 -1.9%
79 MORN 0.13% 1,819 $395K $217.34 -$26K +4 +0.2%
80 GLD 0.13% 988 $392K $396.31 $40K
81 MLPA 0.13% 7,990 $387K $48.41 $8K +158 +2.0%
82 NVDA 0.13% 2,052 $383K $186.51 -$169
83 AMZN 0.12% 1,623 $375K $230.82 $152K +608 +59.9%
84 IBM 0.12% 1,200 $355K $296.21 $17K
85 IVV 0.12% 504 $345K $684.94 $35K +40 +8.6%
86 GE 0.11% 1,105 $341K $308.39 $8K
87 PEP 0.10% 2,153 $312K $144.96 $10K
88 IBTI 0.10% 13,803 $309K $22.37 +13,803 NEW
89 ANET 0.10% 2,199 $288K $131.03 -$112K -548 -19.9%
90 VRTX 0.10% 634 $287K $453.36 +634 NEW
91 PANW 0.09% 1,528 $281K $184.20 -$30K
92 DJUL 0.09% 5,845 $278K $47.57 -$723 -125 -2.1%
93 DAPR 0.09% 6,965 $274K $39.35 $5K
94 BAC 0.09% 4,980 $274K $55.00 $17K +1 +0.0%
95 SPDW 0.08% 5,539 $246K $44.41 $9K
96 CAT 0.08% 410 $235K $573.45 +410 NEW
97 MELI 0.08% 115 $232K $2,014.26 -$37K
98 SOLS 0.08% 4,698 $228K $48.58 +4,698 NEW
99 BEAT 0.08% 94,400 $227K $2.40 $104K +20,000 +26.9%
100 CMG 0.07% 6,037 $223K $37.00 $8K +545 +9.9%

Options Breakdown

1 Calls $13K Call Value 2 Puts $15K Put Value 1.18 P/C Ratio

Top Calls

SymbolSharesValueStatus
CMG 10,000 $13K NEW

Top Puts

SymbolSharesValueStatus
NVDA 15,000 $14K
AAPL 200 $1K NEW

New Positions

SymbolValue% Port
CLOX $14M 4.65%
DDEC $5M 1.80%
HECA $5M 1.64%
SHY $621K 0.21%
JOF $521K 0.17%
QCOM $517K 0.17%
FNV $510K 0.17%
LLY $500K 0.17%
EWJ $479K 0.16%
RMD $452K 0.15%
IBTI $309K 0.10%
VRTX $287K 0.10%
CAT $235K 0.08%
SOLS $228K 0.08%
LDI $21K 0.01%

Sold Out Positions

SymbolValue% Port
NOW —%
MO —%
VZ —%
NKE —%
MCO —%
SLB —%
TPL —%
AXS —%
PHM —%
PGR —%
EWA —%
MLPX —%
NICE —%
IJR —%
ITB —%
View SEC EDGAR Filings for Spectrum Asset Management, Inc. (NB/CA) →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms