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Asset Manager ← All Institutions

Spectrum Asset Management, Inc. (NB/CA)

1301 DOVE STREET, SUITE 720, NEWPORT BEACH, CA 92660 • 949-717-3400

Q3 2025 · Filed 2025-10-23
Market Value
$284M
+23.6%
Holdings
109
+5
New Purchases
14
Added To
40
Closed
2
Reduced
34
Top 10 Concentration
39.5%
Turnover
14.7%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
VUSB 7.53% 0.00% +7.53% $21M
VYMI 1.64% 0.00% +1.64% $5M
DSEP 4.14% 3.12% +1.02% $12M
GOOG 1.84% 0.86% +0.97% $5M
SCHR 0.70% 0.33% +0.37% $2M
LNG 0.99% 0.66% +0.34% $3M
NKE 0.24% 0.00% +0.24% $693K
SLB 0.18% 0.00% +0.18% $518K
AXS 0.18% 0.00% +0.18% $499K
PGR 0.17% 0.00% +0.17% $497K
MCO 0.16% 0.00% +0.16% $469K
ITB 0.15% 0.00% +0.15% $437K
ANET 0.14% 0.00% +0.14% $400K
FI 0.72% 0.59% +0.14% $2M
PANW 0.11% 0.00% +0.11% $311K

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
USMV 4.12% 4.89% -0.77% $12M
DMAR 3.42% 4.15% -0.73% $10M
HON 1.66% 2.27% -0.61% $5M
BRK-B 1.31% 1.91% -0.60% $4M
SCHV 4.21% 4.73% -0.53% $12M
DFEB 2.33% 2.81% -0.49% $7M
WMT 1.65% 2.13% -0.48% $5M
CVX 1.73% 2.19% -0.47% $5M
DMAY 2.13% 2.59% -0.46% $6M
MSFT 2.20% 2.66% -0.46% $6M
CSCO 1.55% 1.97% -0.41% $4M
SCHW 1.78% 2.18% -0.39% $5M
VGK 2.09% 2.45% -0.36% $6M
EMR 1.28% 1.63% -0.35% $4M
LIN 1.43% 1.75% -0.31% $4M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 69.3%
Industrials 6.7%
Healthcare 6.2%
Technology 4.3%
Energy 4.3%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 32 $74M 26.1%
Large Cap 50 $132M 46.3%
Mid Cap 14 $37M 13.1%
Small Cap 9 $38M 13.4%
Micro Cap 4 $3M 1.1%

Portfolio Analytics

Avg Market Cap
$391.2B
Median Market Cap
$66.0B
Avg P/E
36.7
Median P/E
28.9
Avg Dividend Yield
0.02%
Avg Beta
0.79
# Stocks
64
# ETFs / Funds
45

Top Holdings (109 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 VUSB 7.53% 428,467 $21M $50.00 +428,467 NEW
2 RSP 4.58% 68,684 $13M $189.70 $2M +7,733 +12.7%
3 SCHV 4.21% 410,880 $12M $29.11 $1M +17,234 +4.4%
4 DSEP 4.14% 266,531 $12M $44.20 $5M +97,293 +57.5%
5 USMV 4.12% 123,164 $12M $95.14 $472K +3,358 +2.8%
6 IAU 4.10% 160,315 $12M $72.77 $2M +4,202 +2.7%
7 DMAR 3.42% 238,549 $10M $40.77 $183K -2,620 -1.1%
8 ORCL 2.65% 26,814 $8M $281.24 $1M -871 -3.1%
9 SCHG 2.38% 212,025 $7M $31.91 $603K +1,048 +0.5%
10 DFEB 2.33% 142,103 $7M $46.54 $144K -2,786 -1.9%
11 MSFT 2.20% 12,062 $6M $517.96 $130K -237 -1.9%
12 DMAY 2.13% 136,741 $6M $44.32 $92K -2,675 -1.9%
13 VGK 2.09% 74,372 $6M $79.80 $302K +1,693 +2.3%
14 GOOG 1.84% 21,433 $5M $243.55 $3M +10,242 +91.5%
15 SCHW 1.78% 53,049 $5M $95.47 $60K -1,801 -3.3%
16 CVX 1.73% 31,616 $5M $155.29 -$137K -3,628 -10.3%
17 ABBV 1.67% 20,557 $5M $231.55 $934K -53 -0.3%
18 HON 1.66% 22,369 $5M $210.50 -$512K -48 -0.2%
19 WMT 1.65% 45,403 $5M $103.06 -$213K -4,629 -9.2%
20 VYMI 1.64% 55,020 $5M $84.68 +55,020 NEW
21 LHX 1.63% 15,196 $5M $305.42 $794K -139 -0.9%
22 XOM 1.63% 41,137 $5M $112.75 $213K +83 +0.2%
23 SCHF 1.62% 198,372 $5M $23.28 $289K +2,486 +1.3%
24 CSCO 1.55% 64,586 $4M $68.42 -$110K -694 -1.1%
25 DUK 1.47% 33,855 $4M $123.75 $158K -307 -0.9%
26 EME 1.47% 6,429 $4M $649.54 $744K +12 +0.2%
27 LIN 1.43% 8,590 $4M $475.00 $60K +21 +0.2%
28 MDT 1.39% 41,067 $4M $95.95 $343K +130 +0.3%
29 BRK-B 1.31% 7,436 $4M $502.74 -$657K -1,612 -17.8%
30 EMR 1.28% 27,648 $4M $131.18 -$123K -473 -1.7%
31 NVS 1.18% 26,168 $3M $128.24 $372K +1,513 +6.1%
32 ABT 1.18% 24,962 $3M $133.94 -$51K +5 +0.0%
33 VZ 1.16% 75,098 $3M $43.95 $48K -73 -0.1%
34 EW 1.07% 38,960 $3M $77.77 -$27K -123 -0.3%
35 LNG 0.99% 12,017 $3M $234.98 $1M +5,814 +93.7%
36 SCJ 0.97% 29,879 $3M $92.04 $212K -20 -0.1%
37 AAAU 0.96% 71,332 $3M $38.12 $387K -28 -0.0%
38 EWZ 0.90% 82,739 $3M $31.00 $154K -829 -1.0%
39 EWW 0.90% 37,600 $3M $68.21 $231K -936 -2.4%
40 MLPX 0.86% 39,065 $2M $62.71 $35K +535 +1.4%
41 BRK-A 0.80% 3 $2M $754,200.00 $76K
42 SCHB 0.73% 80,899 $2M $25.71 $209K +2,371 +3.0%
43 XLE 0.73% 23,235 $2M $89.34 $190K +1,003 +4.5%
44 FI 0.72% 15,935 $2M $128.93 $707K +8,118 +103.8%
45 FLJP 0.71% 58,429 $2M $34.56 $148K +210 +0.4%
46 SCHR 0.70% 79,439 $2M $25.13 $1M +48,650 +158.0%
47 EWA 0.65% 68,677 $2M $27.00 $46K -15 -0.0%
48 SPY 0.64% 2,741 $2M $667.93 $133K +2 +0.1%
49 ESGU 0.63% 12,344 $2M $145.60 $177K +372 +3.1%
50 VUG 0.60% 3,567 $2M $480.12 $132K -35 -1.0%
51 COST 0.49% 1,493 $1M $925.86 -$98K -2 -0.1%
52 GOOGL 0.46% 5,383 $1M $243.12 $370K +58 +1.1%
53 V 0.46% 3,825 $1M $341.38 -$51K +3 +0.1%
54 MCK 0.44% 1,600 $1M $773.36 $64K
55 RTX 0.42% 7,204 $1M $167.33 -$9K -1,113 -13.4%
56 DNOV 0.41% 24,800 $1M $46.82 $53K
57 AAPL 0.39% 4,310 $1M $254.62 $225K +57 +1.3%
58 TLT 0.26% 8,370 $748K $89.37 $9K
59 VEA 0.26% 12,452 $746K $59.92 $28K -147 -1.2%
60 ESLT 0.26% 1,436 $732K $509.80 -$58K -319 -18.2%
61 NKE 0.24% 9,939 $693K $69.73 +9,939 NEW
62 ASML 0.24% 714 $691K $968.09 $119K
63 MCD 0.23% 2,138 $650K $303.86 $27K +8 +0.4%
64 PHM 0.23% 4,852 $642K $132.35 $129K
65 VONE 0.22% 2,094 $633K $302.35 $26K -69 -3.2%
66 IBTH 0.22% 28,052 $632K $22.52 $10K +416 +1.5%
67 CIBR 0.22% 8,301 $631K $76.01 $4K +6 +0.1%
68 IJR 0.20% 4,758 $565K $118.83 $45K -4 -0.1%
69 PAYC 0.19% 2,538 $528K $208.14 -$59K
70 SLB 0.18% 14,938 $518K $34.66 +14,938 NEW
71 DE 0.18% 1,123 $515K $458.97 -$40K +33 +3.0%
72 AXS 0.18% 5,189 $499K $96.24 +5,189 NEW
73 PGR 0.17% 2,012 $497K $246.95 +2,012 NEW
74 VTI 0.17% 1,498 $493K $329.08 $36K
75 MCO 0.16% 984 $469K $476.48 +984 NEW
76 PFE 0.16% 17,812 $454K $25.48 $25K +133 +0.8%
77 ITB 0.15% 4,074 $437K $107.25 +4,074 NEW
78 IBTG 0.15% 18,983 $436K $22.95 $8K +335 +1.8%
79 TSLA 0.15% 978 $435K $444.85 $124K
80 SRE 0.15% 4,834 $435K $89.97 $72K +42 +0.9%
81 MORN 0.15% 1,815 $421K $232.06 -$148K +3 +0.2%
82 ANET 0.14% 2,747 $400K $145.71 +2,747 NEW
83 NVDA 0.13% 2,052 $383K $186.60 $59K
84 MLPA 0.13% 7,832 $379K $48.42 -$7K +145 +1.9%
85 GLD 0.12% 988 $351K $355.47 $50K
86 TPL 0.12% 366 $342K $933.64 -$45K
87 IBM 0.12% 1,200 $339K $282.16 -$15K
88 GE 0.12% 1,105 $333K $301.18 $48K
89 PANW 0.11% 1,528 $311K $203.62 +1,528 NEW
90 IVV 0.11% 464 $311K $669.30 $21K -2 -0.4%
91 IBTF 0.11% 13,033 $305K $23.37 $8K +349 +2.8%
92 PEP 0.11% 2,153 $302K $140.46 $21K +20 +0.9%
93 VEEV 0.10% 971 $289K $297.91 -$84K -324 -25.0%
94 DJUL 0.10% 5,970 $279K $46.70 $14K
95 NOW 0.10% 301 $277K $920.28 +301 NEW
96 DAPR 0.09% 6,965 $269K $38.64 -$8K -390 -5.3%
97 MELI 0.09% 115 $269K $2,336.95 -$102K -27 -19.0%
98 BAC 0.09% 4,979 $257K $51.59 $46K +528 +11.9%
99 NICE 0.08% 1,655 $240K $144.78 -$40K
100 SPDW 0.08% 5,539 $237K $42.79 $13K

Options Breakdown

0 Calls $0 Call Value 2 Puts $2K Put Value

Top Puts

SymbolSharesValueStatus
NVDA 40,000 $2K
AAPL $0 SOLD

New Positions

SymbolValue% Port
VUSB $21M 7.53%
VYMI $5M 1.64%
NKE $693K 0.24%
SLB $518K 0.18%
AXS $499K 0.18%
PGR $497K 0.17%
MCO $469K 0.16%
ITB $437K 0.15%
ANET $400K 0.14%
PANW $311K 0.11%
NOW $277K 0.10%
MO $229K 0.08%
CMG $215K 0.08%
IWB $200K 0.07%

Sold Out Positions

SymbolValue% Port
ACN —%
CTSH —%
View SEC EDGAR Filings for Spectrum Asset Management, Inc. (NB/CA) →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms