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Asset Manager ← All Institutions

Smallwood Wealth Investment Management, LLC

199 BROAD STREET, RED BANK, NJ 07701 • 732-542-1565

Q1 2026 · Filed 2026-04-22
Market Value
$190M
-0.7%
Holdings
529
-6
New Purchases
25
Added To
51
Closed
15
Reduced
60
Top 10 Concentration
58.4%
Turnover
7.6%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
VDE 2.08% 1.50% +0.58% $4M
PULS 2.90% 2.42% +0.48% $6M
XOM 1.12% 0.79% +0.33% $2M
AMJB 1.67% 1.44% +0.23% $3M
FRDM 3.33% 3.13% +0.21% $6M
GUNR 1.50% 1.30% +0.19% $3M
VOE 4.32% 4.14% +0.18% $8M
HELO 3.00% 2.88% +0.12% $6M
CVX 0.46% 0.34% +0.12% $881K
JCPB 1.05% 0.96% +0.08% $2M
CGDV 2.92% 2.83% +0.08% $6M
CAT 0.38% 0.31% +0.08% $729K
RZV 1.04% 0.96% +0.07% $2M
JEPQ 1.15% 1.07% +0.07% $2M
FBND 0.07% 0.00% +0.07% $125K

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
ITOT 25.72% 26.92% -1.20% $49M
AAPL 6.15% 6.61% -0.46% $12M
MSFT 0.97% 1.28% -0.31% $2M
VTI 5.11% 5.28% -0.18% $10M
IBM 0.75% 0.90% -0.16% $1M
BR 0.29% 0.44% -0.15% $547K
PGNY 0.21% 0.32% -0.11% $395K
ICE 2.83% 2.92% -0.10% $5M
GOOG 1.09% 1.19% -0.09% $2M
NVDA 1.25% 1.32% -0.08% $2M
LQD 0.18% 0.26% -0.08% $344K
IEFA 0.02% 0.09% -0.07% $43K
PLTR 0.16% 0.23% -0.07% $303K
CGGO 2.03% 2.10% -0.07% $4M
ORCL 0.20% 0.27% -0.06% $384K

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 74.8%
Technology 11.0%
Consumer Defensive 3.3%
Communication Services 2.7%
Healthcare 2.1%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 65 $48M 25.5%
Large Cap 305 $107M 56.6%
Mid Cap 87 $17M 9.1%
Small Cap 46 $15M 7.7%
Micro Cap 26 $2M 1.1%

Portfolio Analytics

Avg Market Cap
$146.2B
Median Market Cap
$31.3B
Avg P/E
37.3
Median P/E
23.8
Avg Dividend Yield
0.02%
Avg Beta
0.99
# Stocks
357
# ETFs / Funds
172

Top Holdings (529 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 ITOT 25.72% 342,517 $49M $142.43 -$3M -3,237 -0.9%
2 AAPL 6.15% 45,946 $12M $253.79 -$955K -459 -1.0%
3 VTI 5.11% 30,202 $10M $320.82 -$403K +102 +0.3%
4 VOE 4.32% 44,441 $8M $184.28 $279K -159 -0.4%
5 FRDM 3.33% 115,760 $6M $54.65 $351K -785 -0.7%
6 HELO 3.00% 89,163 $6M $63.91 $199K +6,379 +7.7%
7 CGDV 2.92% 129,995 $6M $42.54 $116K +5,941 +4.8%
8 PULS 2.90% 111,122 $6M $49.50 $871K +17,768 +19.0%
9 ICE 2.83% 34,093 $5M $157.28 -$222K -386 -1.1%
10 DWM 2.12% 57,609 $4M $69.89 $81K +226 +0.4%
11 MMIT 2.09% 164,809 $4M $24.11 $20K +2,365 +1.5%
12 VDE 2.08% 22,817 $4M $173.04 $1M +55 +0.2%
13 CGGO 2.03% 115,583 $4M $33.37 -$160K -338 -0.3%
14 AMJB 1.67% 91,902 $3M $34.57 $423K -178 -0.2%
15 GUNR 1.50% 51,424 $3M $55.16 $345K -2,908 -5.3%
16 PM 1.39% 15,904 $3M $165.35 $78K -2 -0.0%
17 NVDA 1.25% 13,561 $2M $174.41 -$164K
18 JEPQ 1.15% 39,170 $2M $55.52 $127K +3,932 +11.2%
19 XOM 1.12% 12,498 $2M $169.66 $609K -59 -0.5%
20 GOOG 1.09% 7,217 $2M $286.89 -$194K
21 JCPB 1.05% 42,166 $2M $47.08 $144K +3,284 +8.4%
22 RZV 1.04% 15,794 $2M $124.40 $129K +355 +2.3%
23 MUB 1.00% 17,800 $2M $106.15 -$30K -120 -0.7%
24 MSFT 0.97% 4,949 $2M $370.21 -$605K -89 -1.8%
25 RWR 0.91% 17,053 $2M $100.97 -$67K -1,160 -6.4%
26 IBM 0.75% 5,831 $1M $242.40 -$314K
27 SCHF 0.72% 55,078 $1M $24.75 $35K -160 -0.3%
28 JEPI 0.67% 22,498 $1M $56.68 -$1K +196 +0.9%
29 PG 0.64% 8,441 $1M $144.45 -$6K -105 -1.2%
30 VOO 0.53% 1,667 $996K $597.63 -$38K +18 +1.1%
31 CVX 0.46% 4,257 $881K $206.93 $232K
32 AMZN 0.45% 4,074 $848K $208.27 -$86K +25 +0.6%
33 CAT 0.38% 1,028 $729K $708.73 $139K
34 NFLX 0.38% 7,510 $722K $96.15 $9K -100 -1.3%
35 MDLZ 0.32% 10,641 $613K $57.64 $41K
36 JPM 0.32% 2,043 $601K $294.16 -$46K +35 +1.7%
37 AVGO 0.32% 1,941 $601K $309.55 -$69K +5 +0.3%
38 JNJ 0.31% 2,403 $588K $244.54 $90K
39 NJR 0.31% 10,632 $584K $54.92 $94K +17 +0.2%
40 VEU 0.31% 7,746 $582K $75.10 -$17K -394 -4.8%
41 HD 0.31% 1,767 $581K $328.89 -$27K
42 BR 0.29% 3,363 $547K $162.53 -$294K -402 -10.7%
43 ABBV 0.29% 2,502 $544K $217.49 -$18K +40 +1.6%
44 DIS 0.27% 5,334 $514K $96.39 -$113K -175 -3.2%
45 T 0.26% 17,138 $497K $28.99 $71K
46 PEG 0.23% 5,456 $442K $80.95 -$2K -70 -1.3%
47 IWM 0.22% 1,695 $420K $248.03 $3K
48 BMY 0.21% 6,574 $399K $60.66 $44K
49 JPIB 0.21% 8,301 $397K $47.82 $974 +170 +2.1%
50 PGNY 0.21% 23,277 $395K $16.98 -$208K -200 -0.8%
51 MRK 0.20% 3,232 $389K $120.31 $49K
52 ORCL 0.20% 2,612 $384K $147.15 -$124K +2 +0.1%
53 META 0.20% 654 $374K $572.19 -$51K +10 +1.6%
54 PEP 0.20% 2,395 $372K $155.34 $28K
55 MO 0.19% 5,410 $357K $66.00 $45K
56 WPM 0.19% 2,700 $354K $131.01 $36K
57 LQD 0.18% 3,156 $344K $108.99 -$147K -1,297 -29.1%
58 VLYPN 0.18% 27,915 $343K $12.28 $17K
59 MS 0.18% 2,058 $339K $164.65 -$27K
60 FSCO 0.18% 65,720 $335K $5.10 -$79K
61 SPYV 0.17% 5,842 $331K $56.58 -$1K
62 BIV 0.17% 4,112 $317K $77.18 -$20K -219 -5.1%
63 MTB 0.17% 1,523 $315K $206.72 $8K
64 AMGN 0.16% 884 $311K $351.98 $22K
65 PLTR 0.16% 2,071 $303K $146.28 -$136K -400 -16.2%
66 LIN 0.16% 605 $300K $496.35 $42K
67 FBTC 0.15% 4,946 $292K $59.03 -$93K -100 -2.0%
68 WMT 0.15% 2,310 $287K $124.30 $30K
69 BA 0.14% 1,341 $267K $199.06 -$30K -25 -1.8%
70 CL 0.14% 3,081 $263K $85.23 -$18K -468 -13.2%
71 VZ 0.13% 5,015 $252K $50.20 $48K
72 JLL 0.13% 816 $248K $304.32 -$26K
73 GLD 0.12% 525 $226K $430.29 $18K
74 MCD 0.12% 722 $225K $311.09 $4K
75 LMT 0.12% 363 $220K $605.37 $49K +10 +2.8%
76 GOOGL 0.11% 746 $215K $287.56 -$88K -220 -22.8%
77 MSI 0.11% 491 $213K $434.58 $25K
78 CMCSA 0.10% 6,915 $199K $28.71 -$51K -1,430 -17.1%
79 CPRX 0.10% 8,000 $198K $24.76 $11K
80 RTX 0.10% 991 $191K $192.90 $9K
81 NXJ 0.10% 15,357 $189K $12.30 -$5K
82 V 0.10% 616 $186K $302.29 -$37K -19 -3.0%
83 LLY 0.10% 201 $185K $919.77 -$31K
84 IVT 0.10% 6,064 $185K $30.46 $14K
85 CHD 0.09% 1,787 $167K $93.37 $17K
86 MRVL 0.09% 1,675 $166K $99.05 $24K
87 AXP 0.09% 535 $162K $302.48 -$103K -180 -25.2%
88 GEV 0.08% 179 $156K $872.90 $39K
89 CSCO 0.08% 1,999 $155K $77.62 -$4K -63 -3.1%
90 XLK 0.08% 1,164 $155K $132.90 -$13K
91 IBIT 0.08% 4,009 $154K $38.42 -$45K +8 +0.2%
92 AVUV 0.08% 1,390 $154K $110.47 $12K
93 DUK 0.08% 1,172 $154K $130.99 $16K
94 BX 0.08% 1,302 $150K $115.06 -$50K +4 +0.3%
95 SHOP 0.08% 1,243 $147K $118.62 -$53K
96 TRV 0.08% 499 $146K $292.05 -$6K -24 -4.6%
97 MU 0.08% 426 $144K $338.42 $65K +150 +54.4%
98 GLW 0.07% 1,023 $139K $135.97 $50K
99 PFE 0.07% 4,904 $138K $28.08 $16K
100 DFAE 0.07% 4,026 $136K $33.86 $5K

New Positions

SymbolValue% Port
FBND $125K 0.07%
DFSD $96K 0.05%
VONG $76K 0.04%
CLOI $46K 0.02%
VTEB $26K 0.01%
COWZ $24K 0.01%
DFIV $19K 0.01%
IJR $15K 0.01%
FPE $15K 0.01%
AZN $14K 0.01%
ALAB $14K 0.01%
VSNTV $12K 0.01%
JMST $12K 0.01%
FESM $11K 0.01%
HYMB $11K 0.01%

Sold Out Positions

SymbolValue% Port
BDX —%
CAPL —%
ANF —%
KVUE —%
BCBP —%
USHY —%
LRGF —%
GSLC —%
GSIE —%
IUSB —%
GEM —%
DIAX —%
ASGN —%
TGNA —%
BXMX —%
View SEC EDGAR Filings for Smallwood Wealth Investment Management, LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms