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Seros Financial, LLC

2141 EAST BROADWAY RD. SUITE 220, TEMPE, AZ 85282 • 480-967-1155

Q3 2025 · Filed 2025-12-11
Market Value
$172M
+8.9%
Holdings
71
+7
New Purchases
10
Added To
18
Closed
7
Reduced
23
Top 10 Concentration
65.9%
Turnover
23.9%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
SCHF 6.16% 0.00% +6.16% $11M
SPMO 14.20% 8.82% +5.37% $24M
CASH 3.78% 0.00% +3.78% $6M
SHYL 2.48% 0.00% +2.48% $4M
BRK-B 6.23% 5.97% +0.26% $11M
MTUM 0.24% 0.00% +0.24% $405K
XSMO 3.23% 3.02% +0.22% $6M
XUSP 0.19% 0.00% +0.19% $326K
QQQM 0.16% 0.00% +0.16% $272K
XRPI 0.15% 0.00% +0.15% $261K
UNH 0.15% 0.00% +0.15% $256K
ZS 0.14% 0.00% +0.14% $249K
NVDA 1.43% 1.29% +0.14% $2M
PHB 0.75% 0.61% +0.14% $1M
KJUL 0.12% 0.00% +0.12% $207K

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
BUFR 3.87% 9.77% -5.90% $7M
UJUL 0.00% 5.73% -5.73% $0
IVE 0.42% 6.04% -5.62% $722K
GRPM 0.00% 0.58% -0.58% $0
SPSM 0.00% 0.30% -0.30% $0
QQQ 9.36% 9.61% -0.25% $16M
OMFL 0.28% 0.48% -0.21% $476K
SPY 0.86% 1.05% -0.19% $1M
NAPR 0.00% 0.14% -0.14% $0
PLTR 0.00% 0.13% -0.13% $0
QTJL 0.00% 0.13% -0.13% $0
UAPR 0.00% 0.13% -0.13% $0
VRSK 0.34% 0.45% -0.12% $578K
BUFQ 4.39% 4.50% -0.12% $8M
AMZN 0.74% 0.85% -0.11% $1M

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 93.7%
Technology 2.4%
Industrials 2.0%
Consumer Cyclical 1.0%
Communication Services 0.4%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 20 $42M 24.6%
Large Cap 18 $61M 35.3%
Mid Cap 6 $22M 12.8%
Small Cap 14 $33M 19.4%
Micro Cap 13 $14M 7.9%

Portfolio Analytics

Avg Market Cap
$484.1B
Median Market Cap
$15.9B
Avg P/E
58.8
Median P/E
32.1
Avg Dividend Yield
0.01%
Avg Beta
1.00
# Stocks
26
# ETFs / Funds
45

Top Holdings (71 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 SPMO 14.20% 201,404 $24M $121.06 $10M +77,643 +62.7%
2 QQQ 9.36% 26,767 $16M $600.38 $908K -719 -2.6%
3 BRK-B 6.23% 21,288 $11M $502.74 $1M +1,891 +9.8%
4 SCHF 6.16% 454,810 $11M $23.28 +454,810 NEW
5 AUSF 5.97% 220,411 $10M $46.51 $857K +10,239 +4.9%
6 IWY 5.62% 35,263 $10M $273.65 $890K -274 -0.8%
7 FPE 4.92% 462,973 $8M $18.24 $579K +21,104 +4.8%
8 XLG 4.56% 136,129 $8M $57.52 $752K +267 +0.2%
9 BUFB 4.46% 214,270 $8M $35.74 $625K +6,677 +3.2%
10 BUFQ 4.39% 216,340 $8M $34.84 $430K +2,278 +1.1%
11 BUFR 3.87% 198,973 $7M $33.42 -$9M -285,954 -59.0%
12 CASH 3.78% 6,499,163 $6M $1.00 +6,499,163 NEW
13 XSMO 3.23% 75,508 $6M $73.57 $793K +5,499 +7.8%
14 SHYL 2.48% 93,700 $4M $45.43 +93,700 NEW
15 BUFF 2.16% 75,929 $4M $48.86 $190K +1,035 +1.4%
16 BND 2.15% 49,567 $4M $74.37 $204K +2,273 +4.8%
17 NVDA 1.43% 13,164 $2M $186.58 $420K +273 +2.1%
18 SCHX 1.36% 88,865 $2M $26.34 $272K +4,209 +5.0%
19 SPY 0.86% 2,227 $1M $666.26 -$178K -463 -17.2%
20 MSFT 0.79% 2,631 $1M $517.91 -$10K -129 -4.7%
21 PHB 0.75% 69,436 $1M $18.58 $320K +16,904 +32.2%
22 AMZN 0.74% 5,795 $1M $219.57 -$67K -312 -5.1%
23 AAPL 0.73% 4,925 $1M $254.63 $182K -299 -5.7%
24 ORN 0.65% 133,448 $1M $8.32 $144K +26,858 +25.2%
25 SPHB 0.59% 9,220 $1M $109.80 $113K
26 TSLA 0.50% 1,944 $865K $444.72 $246K -4 -0.2%
27 JCI 0.45% 7,100 $781K $109.95 $30K -10 -0.1%
28 CRWD 0.44% 1,555 $763K $490.38 $78K +211 +15.7%
29 IVE 0.42% 3,498 $722K $206.49 -$9M -45,305 -92.8%
30 PFFA 0.38% 30,067 $653K $21.71 $26K
31 IVW 0.35% 4,954 $598K $120.71 $53K +1 +0.0%
32 VRSK 0.34% 2,297 $578K $251.51 -$138K
33 SMH 0.33% 1,727 $564K $326.36 $159K +276 +19.0%
34 PFEB 0.31% 13,520 $537K $39.69 -$13K -930 -6.4%
35 OMFL 0.28% 7,904 $476K $60.26 -$285K -5,269 -40.0%
36 VOO 0.26% 736 $451K $612.38 -$15K -83 -10.1%
37 SHOP 0.25% 2,856 $424K $148.61 $104K +75 +2.7%
38 ORCL 0.24% 1,495 $421K $281.32 $94K
39 MTUM 0.24% 1,579 $405K $256.47 +1,579 NEW
40 NJUL 0.21% 5,109 $363K $71.11 $16K
41 PMAY 0.21% 9,082 $353K $38.89 $10K
42 IVV 0.19% 492 $329K $669.30 $24K
43 XUSP 0.19% 7,008 $326K $46.48 +7,008 NEW
44 BJUL 0.18% 6,211 $308K $49.66 -$10K -552 -8.2%
45 META 0.18% 413 $303K $734.56 -$33K -42 -9.2%
46 COST 0.16% 297 $275K $926.06 -$22K -3 -1.0%
47 QQQM 0.16% 1,100 $272K $247.20 +1,100 NEW
48 GOOGL 0.16% 1,114 $271K $243.19 $39K -200 -15.2%
49 PSEP 0.16% 6,296 $270K $42.95 $13K
50 PAPR 0.15% 6,930 $266K $38.36 -$52K -1,598 -18.7%
51 POCT 0.15% 6,132 $264K $43.10 $11K
52 XRPI 0.15% 15,130 $261K $17.28 +15,130 NEW
53 ABBV 0.15% 1,125 $260K $231.54 $52K
54 UNH 0.15% 742 $256K $345.30 +742 NEW
55 V 0.15% 748 $255K $341.48 -$23K -37 -4.7%
56 AVGO 0.15% 769 $254K $329.91 $36K -20 -2.5%
57 ZS 0.14% 830 $249K $299.66 +830 NEW
58 QDEC 0.14% 7,461 $232K $31.12 $5K -293 -3.8%
59 MSI 0.13% 507 $232K $457.29 $19K
60 UPST 0.13% 4,512 $229K $50.80 -$68K -77 -1.7%
61 BDEC 0.13% 4,577 $219K $47.93 $13K
62 KJUL 0.12% 6,698 $207K $30.96 +6,698 NEW
63 ADP 0.12% 692 $203K $293.50 -$13K -10 -1.4%
64 PRPL 0.01% 10,000 $9K $0.93 $2K
65 PLTR —% -$206K -1,511 -100.0% SOLD
66 UAPR —% -$204K -6,514 -100.0% SOLD
67 QTJL —% -$205K -5,726 -100.0% SOLD
68 SPSM —% -$477K -11,205 -100.0% SOLD
69 GRPM —% -$911K -8,336 -100.0% SOLD
70 UJUL —% -$9M -245,628 -100.0% SOLD
71 NAPR —% -$228K -4,463 -100.0% SOLD

New Positions

SymbolValue% Port
SCHF $11M 6.16%
CASH $6M 3.78%
SHYL $4M 2.48%
MTUM $405K 0.24%
XUSP $326K 0.19%
QQQM $272K 0.16%
XRPI $261K 0.15%
UNH $256K 0.15%
ZS $249K 0.14%
KJUL $207K 0.12%

Sold Out Positions

SymbolValue% Port
SPSM —%
PLTR —%
GRPM —%
NAPR —%
UAPR —%
UJUL —%
QTJL —%
View SEC EDGAR Filings for Seros Financial, LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms