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Seros Financial, LLC

2141 EAST BROADWAY RD. SUITE 220, TEMPE, AZ 85282 • 480-967-1155

Q4 2025 · Filed 2026-02-06
Market Value
$170M
-0.7%
Holdings
67
-4
New Purchases
3
Added To
28
Closed
6
Reduced
10
Top 10 Concentration
70.5%
Turnover
13.4%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
SPMO 15.64% 14.20% +1.45% $27M
IWY 6.77% 5.62% +1.16% $12M
XLG 5.61% 4.56% +1.05% $10M
BRK-B 6.99% 6.23% +0.76% $12M
SCHX 1.99% 1.36% +0.63% $3M
BIV 0.62% 0.00% +0.62% $1M
QQQ 9.92% 9.36% +0.56% $17M
SCHF 6.70% 6.16% +0.53% $11M
FPE 5.44% 4.92% +0.52% $9M
QQQM 0.52% 0.16% +0.36% $884K
BUFQ 4.73% 4.39% +0.34% $8M
ORN 0.95% 0.65% +0.30% $2M
BUFB 4.74% 4.46% +0.29% $8M
IWM 0.22% 0.00% +0.22% $376K
BND 2.35% 2.15% +0.21% $4M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
AUSF 0.43% 5.97% -5.54% $725K
CASH 0.00% 3.78% -3.78% $0
XRPI 0.00% 0.15% -0.15% $0
ZS 0.00% 0.14% -0.14% $0
MSI 0.00% 0.13% -0.13% $0
UPST 0.00% 0.13% -0.13% $0
ADP 0.00% 0.12% -0.12% $0
CRWD 0.36% 0.44% -0.08% $615K
NVDA 1.36% 1.43% -0.07% $2M
ORCL 0.18% 0.24% -0.07% $304K
VRSK 0.29% 0.34% -0.04% $497K
XUSP 0.17% 0.19% -0.02% $289K
MSFT 0.78% 0.79% -0.02% $1M
COST 0.15% 0.16% -0.01% $256K
ABBV 0.14% 0.15% -0.01% $246K

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 93.7%
Technology 2.4%
Industrials 2.0%
Consumer Cyclical 1.0%
Communication Services 0.4%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 19 $45M 26.2%
Large Cap 19 $70M 41.0%
Mid Cap 6 $23M 13.4%
Small Cap 13 $19M 11.1%
Micro Cap 10 $14M 8.3%

Portfolio Analytics

Avg Market Cap
$510.0B
Median Market Cap
$24.5B
Avg P/E
55.0
Median P/E
31.8
Avg Dividend Yield
0.01%
Avg Beta
1.02
# Stocks
25
# ETFs / Funds
42

Top Holdings (67 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 SPMO 15.64% 223,525 $27M $119.32 $2M +22,121 +11.0%
2 QQQ 9.92% 27,523 $17M $614.32 $837K +756 +2.8%
3 BRK-B 6.99% 23,725 $12M $502.65 $1M +2,437 +11.4%
4 IWY 6.77% 41,706 $12M $276.94 $2M +6,443 +18.3%
5 SCHF 6.70% 475,062 $11M $24.04 $833K +20,252 +4.5%
6 XLG 5.61% 161,359 $10M $59.28 $2M +25,230 +18.5%
7 FPE 5.44% 508,703 $9M $18.22 $824K +45,730 +9.9%
8 BUFB 4.74% 220,808 $8M $36.64 $431K +6,538 +3.0%
9 BUFQ 4.73% 224,867 $8M $35.84 $522K +8,527 +3.9%
10 BUFR 3.98% 197,856 $7M $34.26 $129K -1,117 -0.6%
11 XSMO 3.30% 78,173 $6M $72.01 $74K +2,665 +3.5%
12 SHYL 2.65% 100,542 $5M $44.97 $265K +6,842 +7.3%
13 BND 2.35% 54,172 $4M $74.07 $326K +4,605 +9.3%
14 BUFF 2.31% 79,137 $4M $49.86 $236K +3,208 +4.2%
15 SCHX 1.99% 126,019 $3M $26.91 $1M +37,154 +41.8%
16 NVDA 1.36% 12,395 $2M $186.50 -$144K -769 -5.8%
17 ORN 0.95% 162,134 $2M $9.94 $501K +28,686 +21.5%
18 PHB 0.90% 82,561 $2M $18.60 $246K +13,125 +18.9%
19 SPY 0.89% 2,225 $2M $681.92 $34K -2 -0.1%
20 AMZN 0.79% 5,862 $1M $230.82 $81K +67 +1.2%
21 MSFT 0.78% 2,741 $1M $483.59 -$37K +110 +4.2%
22 AAPL 0.77% 4,860 $1M $271.87 $67K -65 -1.3%
23 SPHB 0.63% 9,220 $1M $116.97 $66K
24 BIV 0.62% 13,636 $1M $77.88 +13,636 NEW
25 QQQM 0.52% 3,495 $884K $252.91 $612K +2,395 +217.7%
26 TSLA 0.51% 1,944 $874K $449.72 $10K
27 JCI 0.50% 7,100 $850K $119.75 $70K
28 SMH 0.43% 2,056 $740K $360.13 $177K +329 +19.1%
29 IVE 0.43% 3,448 $731K $212.05 $9K -50 -1.4%
30 AUSF 0.43% 15,642 $725K $46.37 -$10M -204,769 -92.9%
31 PFFA 0.38% 30,067 $648K $21.55 -$5K
32 CRWD 0.36% 1,312 $615K $468.76 -$148K -243 -15.6%
33 IVW 0.36% 4,955 $611K $123.25 $13K +1 +0.0%
34 PFEB 0.32% 13,520 $551K $40.72 $14K
35 VRSK 0.29% 2,222 $497K $223.69 -$81K -75 -3.3%
36 VOO 0.28% 773 $485K $627.13 $34K +37 +5.0%
37 OMFL 0.28% 7,904 $483K $61.13 $7K
38 SHOP 0.27% 2,906 $468K $160.97 $43K +50 +1.8%
39 MTUM 0.25% 1,683 $421K $250.37 $16K +104 +6.6%
40 IWM 0.22% 1,527 $376K $246.15 +1,527 NEW
41 NJUL 0.22% 5,109 $371K $72.62 $8K
42 PMAY 0.21% 9,082 $360K $39.59 $6K
43 GOOGL 0.20% 1,114 $349K $313.12 $78K
44 META 0.20% 515 $340K $660.24 $37K +102 +24.7%
45 IVV 0.20% 492 $337K $684.94 $8K
46 BJUL 0.18% 6,211 $315K $50.76 $7K
47 ORCL 0.18% 1,558 $304K $194.97 -$117K +63 +4.2%
48 AVGO 0.17% 854 $296K $346.10 $42K +85 +11.1%
49 XUSP 0.17% 6,079 $289K $47.50 -$37K -929 -13.3%
50 PSEP 0.16% 6,296 $275K $43.72 $5K
51 PAPR 0.16% 6,930 $271K $39.12 $5K
52 POCT 0.16% 6,132 $269K $43.92 $5K
53 V 0.15% 748 $262K $350.81 $7K
54 COST 0.15% 297 $256K $862.76 -$19K
55 ABBV 0.14% 1,075 $246K $228.49 -$15K -50 -4.4%
56 UNH 0.14% 743 $245K $330.11 -$11K +1 +0.1%
57 QDEC 0.14% 7,461 $243K $32.53 $11K
58 BDEC 0.13% 4,577 $227K $49.56 $7K
59 KJUL 0.12% 6,698 $212K $31.70 $5K
60 QTJL 0.12% 5,157 $203K $39.33 +5,157 NEW
61 PRPL —% 10,000 $7K $0.69 -$2K
62 ADP —% -$203K -692 -100.0% SOLD
63 MSI —% -$232K -507 -100.0% SOLD
64 CASH —% -$6M -6,499,163 -100.0% SOLD
65 UPST —% -$229K -4,512 -100.0% SOLD
66 ZS —% -$249K -830 -100.0% SOLD
67 XRPI —% -$261K -15,130 -100.0% SOLD

New Positions

SymbolValue% Port
BIV $1M 0.62%
IWM $376K 0.22%
QTJL $203K 0.12%

Sold Out Positions

SymbolValue% Port
MSI —%
CASH —%
ADP —%
XRPI —%
UPST —%
ZS —%
View SEC EDGAR Filings for Seros Financial, LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms