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Seros Financial, LLC

2141 EAST BROADWAY RD. SUITE 220, TEMPE, AZ 85282 • 480-967-1155

Q1 2026 · Filed 2026-05-05
Market Value
$157M
-7.9%
Holdings
66
-1
New Purchases
5
Added To
16
Closed
9
Reduced
24
Top 10 Concentration
72.8%
Turnover
21.2%

Top Buys (by % of Portfolio)

SymbolCur %Prior %Chg %Value
LVHI 6.96% 0.00% +6.96% $11M
XSMO 6.07% 3.30% +2.77% $10M
BUFR 5.60% 3.98% +1.62% $9M
BUFQ 6.12% 4.73% +1.40% $10M
PHYL 1.36% 0.00% +1.36% $2M
SCHF 7.42% 6.70% +0.72% $12M
SCHX 2.64% 1.99% +0.65% $4M
BUFF 2.89% 2.31% +0.57% $5M
FPE 5.86% 5.44% +0.43% $9M
XLG 6.00% 5.61% +0.39% $9M
RWK 0.29% 0.00% +0.29% $454K
SHYL 2.91% 2.65% +0.26% $5M
ORN 1.17% 0.95% +0.23% $2M
RSP 0.19% 0.00% +0.19% $297K
BND 2.54% 2.35% +0.18% $4M

Top Sells (by % of Portfolio)

SymbolCur %Prior %Chg %Value
IWY 0.66% 6.77% -6.12% $1M
BUFB 1.12% 4.74% -3.63% $2M
SPMO 13.33% 15.64% -2.32% $21M
PHB 0.00% 0.90% -0.90% $0
NVDA 0.48% 1.36% -0.88% $753K
QQQ 9.12% 9.92% -0.80% $14M
BRK-B 6.30% 6.99% -0.70% $10M
MSFT 0.44% 0.78% -0.34% $683K
VOO 0.00% 0.28% -0.28% $0
OMFL 0.00% 0.28% -0.28% $0
AMZN 0.53% 0.79% -0.27% $826K
AUSF 0.16% 0.43% -0.26% $254K
MTUM 0.00% 0.25% -0.25% $0
IVE 0.22% 0.43% -0.21% $351K
IVW 0.17% 0.36% -0.19% $265K

Sector Allocation Over Time

Industry Breakdown

IndustryWeight
Financial Services 93.7%
Technology 2.4%
Industrials 2.0%
Consumer Cyclical 1.0%
Communication Services 0.4%

Market Cap Concentration

TierHoldingsValueWeight
Mega Cap 19 $35M 22.6%
Large Cap 18 $54M 34.3%
Mid Cap 6 $39M 24.8%
Small Cap 14 $21M 13.6%
Micro Cap 9 $7M 4.7%

Portfolio Analytics

Avg Market Cap
$517.3B
Median Market Cap
$23.5B
Avg P/E
59.1
Median P/E
32.1
Avg Dividend Yield
0.01%
Avg Beta
1.00
# Stocks
21
# ETFs / Funds
45

Top Holdings (66 total)

# Symbol % Port Shares Value Avg Price Q/Q Value Chg Share Chg Chg % Status
1 SPMO 13.33% 186,556 $21M $112.11 -$6M -36,969 -16.5%
2 QQQ 9.12% 24,799 $14M $577.18 -$3M -2,724 -9.9%
3 SCHF 7.42% 470,590 $12M $24.75 $227K -4,472 -0.9%
4 LVHI 6.96% 269,612 $11M $40.54 +269,612 NEW
5 BRK-B 6.30% 20,622 $10M $479.21 -$2M -3,103 -13.1%
6 BUFQ 6.12% 272,124 $10M $35.32 $2M +47,257 +21.0%
7 XSMO 6.07% 125,274 $10M $76.02 $4M +47,101 +60.2%
8 XLG 6.00% 172,669 $9M $54.55 -$146K +11,310 +7.0%
9 FPE 5.86% 518,453 $9M $17.75 -$66K +9,750 +1.9%
10 BUFR 5.60% 260,144 $9M $33.77 $2M +62,288 +31.5%
11 SHYL 2.91% 102,845 $5M $44.39 $44K +2,303 +2.3%
12 BUFF 2.89% 91,681 $5M $49.41 $584K +12,544 +15.8%
13 SCHX 2.64% 161,616 $4M $25.64 $753K +35,597 +28.2%
14 BND 2.54% 54,082 $4M $73.64 -$30K -90 -0.2%
15 PHYL 1.36% 61,709 $2M $34.63 +61,709 NEW
16 ORN 1.17% 168,704 $2M $10.90 $227K +6,570 +4.0%
17 BUFB 1.12% 48,854 $2M $35.91 -$6M -171,954 -77.9%
18 SPY 0.87% 2,105 $1M $650.39 -$148K -120 -5.4%
19 BIV 0.75% 15,247 $1M $77.18 $115K +1,611 +11.8%
20 AAPL 0.74% 4,560 $1M $253.81 -$164K -300 -6.2%
21 QQQM 0.67% 4,408 $1M $237.63 $164K +913 +26.1%
22 IWY 0.66% 4,137 $1M $248.82 -$11M -37,569 -90.1%
23 SMH 0.59% 2,426 $930K $383.40 $190K +370 +18.0%
24 JCI 0.59% 7,100 $930K $130.95 $80K
25 AMZN 0.53% 3,965 $826K $208.27 -$527K -1,897 -32.4%
26 SPHB 0.48% 6,507 $754K $115.95 -$324K -2,713 -29.4%
27 NVDA 0.48% 4,317 $753K $174.41 -$2M -8,078 -65.2%
28 MSFT 0.44% 1,845 $683K $370.13 -$643K -896 -32.7%
29 TSLA 0.42% 1,794 $667K $371.75 -$207K -150 -7.7%
30 PFEB 0.35% 13,520 $542K $40.10 -$8K
31 PFFA 0.33% 25,736 $524K $20.36 -$124K -4,331 -14.4%
32 RWK 0.29% 3,543 $454K $128.26 +3,543 NEW
33 CRWD 0.28% 1,122 $438K $390.41 -$177K -190 -14.5%
34 VRSK 0.27% 2,222 $422K $189.75 -$75K
35 NJUL 0.23% 5,109 $365K $71.41 -$6K
36 PMAY 0.23% 9,082 $363K $39.94 $3K
37 IVE 0.22% 1,663 $351K $211.15 -$380K -1,785 -51.8%
38 GOOGL 0.21% 1,121 $322K $287.68 -$26K +7 +0.6%
39 BJUL 0.20% 6,211 $309K $49.69 -$7K
40 SHOP 0.19% 2,556 $303K $118.62 -$165K -350 -12.0%
41 RSP 0.19% 1,550 $297K $191.92 +1,550 NEW
42 COST 0.18% 277 $276K $997.44 $20K -20 -6.7%
43 PAPR 0.18% 6,930 $276K $39.80 $5K
44 IVV 0.17% 418 $273K $653.21 -$64K -74 -15.0%
45 PSEP 0.17% 6,296 $271K $43.06 -$4K
46 AVGO 0.17% 859 $266K $309.51 -$30K +5 +0.6%
47 IVW 0.17% 2,342 $265K $113.11 -$346K -2,613 -52.7%
48 POCT 0.17% 6,132 $264K $43.11 -$5K
49 META 0.17% 455 $260K $572.30 -$80K -60 -11.7%
50 AUSF 0.16% 5,245 $254K $48.35 -$472K -10,397 -66.5%
51 ABBV 0.15% 1,080 $235K $217.49 -$11K +5 +0.5%
52 IWM 0.14% 892 $221K $248.12 -$155K -635 -41.6%
53 MSI 0.14% 508 $220K $433.97 +508 NEW
54 BDEC 0.14% 4,577 $220K $48.00 -$7K
55 UNH 0.14% 810 $219K $270.59 -$26K +67 +9.0%
56 KJUL 0.14% 6,698 $215K $32.03 $2K
57 PRPL —% 10,000 $7K $0.66 -$293
58 MTUM —% -$421K -1,683 -100.0% SOLD
59 QDEC —% -$243K -7,461 -100.0% SOLD
60 ORCL —% -$304K -1,558 -100.0% SOLD
61 XUSP —% -$289K -6,079 -100.0% SOLD
62 QTJL —% -$203K -5,157 -100.0% SOLD
63 PHB —% -$2M -82,561 -100.0% SOLD
64 OMFL —% -$483K -7,904 -100.0% SOLD
65 V —% -$262K -748 -100.0% SOLD
66 VOO —% -$485K -773 -100.0% SOLD

New Positions

SymbolValue% Port
LVHI $11M 6.96%
PHYL $2M 1.36%
RWK $454K 0.29%
RSP $297K 0.19%
MSI $220K 0.14%

Sold Out Positions

SymbolValue% Port
V —%
MTUM —%
OMFL —%
VOO —%
ORCL —%
QDEC —%
XUSP —%
QTJL —%
PHB —%
View SEC EDGAR Filings for Seros Financial, LLC →

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms