Also trades as: CSWCZ (NASDAQ) · $vol 0M
CSWC NASDAQ
Capital Southwest Corporation
1W: +1.7%
1M: -3.9%
3M: -0.3%
YTD: +7.2%
1Y: +11.8%
3Y: +32.6%
5Y: +49.6%
$23.52
+0.22 (+0.94%)
Weekly Expected Move ±2.1%
$23
$23
$24
$24
$25
Overview
News
Chart
Smart Money
Financials
Income Statement
Cash Flow
Balance Sheet
Earnings
Dividends
Analysis
Technicals
Weather
Peers
ESG
Institutions
ETF Exposure
Dark Pool
Short Interest
Supply Chain
Supply Chain Overview
14 relationships14
As Filer
counterparties named
0
As Counterparty
mentioned by others
1
Rel. Types
2021-11-02
Earliest Filing
2024-11-08
Latest Filing
partner: 14
Counterparties (Filed by CSWC)
14 relationshipsCompanies named in CSWC's SEC 8-K filings as business counterparties.
| Counterparty | Ticker | Relationship | Summary | Filing Date | SEC |
|---|---|---|---|---|---|
| Oppenheimer & Co. Inc. | OPY | partner | Lead underwriter for the issuance of 5.125% Convertible Notes due 2029 | 2024-11-08 | View |
| U.S. Bank Trust Company, National Association | — | partner | Trustee for the Indenture governing the Convertible Notes | 2024-11-08 | View |
| Jefferies LLC | JEF | partner | Sales agent for the ATM Program | 2024-10-30 | View |
| Raymond James & Associates, Inc. | — | partner | Sales agent for the ATM Program | 2024-10-30 | View |
| Oppenheimer & Co., Inc. | OPY | partner | Underwriter representative for the offering of 7.75% Notes due 2028 | 2023-06-08 | View |
| U.S. Bank National Association | — | partner | Trustee for the Indenture governing the Notes | 2023-06-08 | View |
| Cede & Co. | — | partner | Nominee for the Depository Trust Company receiving the Notes | 2023-06-08 | View |
| Raymond James & Associates, Inc. | — | partner | Representative of the underwriters in the underwriting agreement for the sale of common stock. | 2022-11-17 | View |
| Jefferies LLC | JEF | partner | Sales agent for ATM Program equity distribution | 2022-08-02 | View |
| Raymond James & Associates, Inc. | — | partner | Sales agent for ATM Program equity distribution | 2022-08-02 | View |
| Raymond James & Associates, Inc. | — | partner | Representative of the several underwriters for the issuance and sale of the Notes. | 2021-11-09 | View |
| U.S. Bank National Association | — | partner | Trustee under the Indenture governing the issuance of the Notes. | 2021-11-09 | View |
| Jefferies LLC | JEF | partner | Sales agent for the ATM Program | 2021-11-02 | View |
| Raymond James & Associates, Inc. | — | partner | Sales agent for the ATM Program | 2021-11-02 | View |
Recent 8-K Filings (20)
| Filing Date | Description | Type | SEC |
|---|---|---|---|
| 2026-09-15 | Material Agreement; Financial Obligation; Exhibits | Agreement | View |
| 2026-09-02 | Material Agreement; Financial Obligation; Other Events; Exhibits | Agreement | View |
| 2026-09-01 | Bylaws Amendment; Shareholder Vote; Regulation FD; Exhibits | View | |
| 2026-08-27 | Regulation FD; Exhibits | View | |
| 2026-08-07 | Material Agreement; Exhibits | Agreement | View |
| 2026-08-03 | Earnings Release; Regulation FD; Exhibits | View | |
| 2026-07-22 | Shareholder Vote | View | |
| 2026-07-16 | Earnings Release; Exhibits | View | |
| 2026-05-27 | Regulation FD; Exhibits | View | |
| 2026-05-19 | Material Agreement; Exhibits | Agreement | View |
| 2026-05-13 | Earnings Release; Regulation FD; Exhibits | View | |
| 2026-04-16 | Earnings Release; Exhibits | View | |
| 2026-02-25 | Regulation FD Disclosure; Financial Statements and Exhibits | View | |
| 2026-02-02 | Results of Operations and Financial Condition; Regulation FD Disclosure; Financial Statements and Ex | View | |
| 2026-01-30 | Regulation FD Disclosure; Financial Statements and Exhibits | View | |
| 2026-01-15 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2025-11-19 | Regulation FD Disclosure; Financial Statements and Exhibits | View | |
| 2025-11-03 | Results of Operations and Financial Condition; Regulation FD Disclosure; Financial Statements and Ex | View | |
| 2025-10-15 | Results of Operations and Financial Condition; Financial Statements and Exhibits | View | |
| 2025-09-18 | Entry into Material Definitive Agreement; Creation of Direct Financial Obligation; Financial Stateme | Agreement | View |
Data extracted from SEC EDGAR 8-K filings using NLP. Relationships are as disclosed in filing text.
Covers 2021–2026. View on SEC EDGAR