Also trades as: CSWCZ (NASDAQ) · $vol 0M
CSWC Institutional Ownership
Capital Southwest Corporation
1W: +1.7%
1M: -3.9%
3M: -0.3%
YTD: +7.2%
1Y: +11.8%
3Y: +32.6%
5Y: +49.6%
$23.52
+0.22 (+0.94%)
Weekly Expected Move ±2.1%
$23
$23
$24
$24
$25
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Institutional Ownership — CSWC
204
Institutional Holders
+12 vs prior quarter
0.0%
Ownership
+0.00pp
$415M
Total Invested
36
New Positions
72
Increased
66
Reduced
12
Closed
1.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (224 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | VAN ECK ASSOCIATES CORP | 1,526,667 | $$36M | +399,106 | +35.4% | 15Q | SEC ↗ |
| 2 | UBS Group AG | 1,218,244 | $$29M | +364,113 | +42.6% | 47Q | SEC ↗ |
| 3 | TWO SIGMA INVESTMENTS, LP | 1,180,391 | $$28M | -1,169,257 | -49.8% | 28Q | SEC ↗ |
| 4 | Sound Income Strategies, LLC | 934,321 | $$22M | +30,992 | +3.4% | 27Q | SEC ↗ |
| 5 | SANDERS MORRIS HARRIS LLC | 759,992 | $$18M | -351,181 | -31.6% | 2Q | SEC ↗ |
| 6 | Empowered Funds, LLC | 525,697 | $$12M | -93,401 | -15.1% | 2Q | SEC ↗ |
| 7 | Empirical Finance, LLC | 525,500 | $$12M | -93,366 | -15.1% | 2Q | SEC ↗ |
| 8 | Legal & General Group Plc | 499,715 | $$12M | +56,577 | +12.8% | 27Q | SEC ↗ |
| 9 | Cetera Investment Advisers | 490,926 | $$12M | +38,228 | +8.4% | 18Q | SEC ↗ |
| 10 | Muzinich & Co., Inc. | 435,909 | $$10M | +9,666 | +2.3% | 13Q | SEC ↗ |
| 11 | ENVESTNET ASSET MANAGEMENT INC | 417,574 | $$10M | +14,648 | +3.6% | 23Q | SEC ↗ |
| 12 | LPL Financial LLC | 402,585 | $$9M | +170,872 | +73.7% | 27Q | SEC ↗ |
| 13 | FRANKLIN RESOURCES INC | 379,686 | $$9M | +50,565 | +15.4% | 10Q | SEC ↗ |
| 14 | Melia Wealth LLC | 377,760 | $$9M | -137,718 | -26.7% | 11Q | SEC ↗ |
| 15 | Columbus Macro, LLC | 374,871 | $$9M | +17,090 | +4.8% | 5Q | SEC ↗ |
| 16 | TECTONIC ADVISORS LLC NEW | 355,370 | $$8M | — | +0.0% | 1Q | SEC ↗ |
| 17 | BlackRock, Inc. | 300,377 | $$7M | +23,887 | +8.6% | 8Q | SEC ↗ |
| 18 | EPIQ PARTNERS, LLC | 294,003 | $$7M | -18,323 | -5.9% | 6Q | SEC ↗ |
| 19 | Sumitomo Mitsui Trust Group, Inc. | 291,778 | $$7M | +7,000 | +2.5% | 13Q | SEC ↗ |
| 20 | RAYMOND JAMES FINANCIAL INC | 269,532 | $$6M | +4,873 | +1.8% | 7Q | SEC ↗ |
| 21 | Womack Financial LLC | 230,538 | $$5M | -1,737 | -0.7% | 7Q | SEC ↗ |
| 22 | MORGAN STANLEY | 215,970 | $$5M | +31,942 | +17.4% | 55Q | SEC ↗ |
| 23 | Beacon Pointe Advisors, LLC | 197,768 | $$5M | +1,000 | +0.5% | 12Q | SEC ↗ |
| 24 | FIRST MANHATTAN CO. LLC. | 167,842 | $$4M | -21,017 | -11.1% | 15Q | SEC ↗ |
| 25 | Naviter Wealth, LLC | 167,732 | $$4M | +43,162 | +34.6% | 7Q | SEC ↗ |
| 26 | Schonfeld Strategic Advisors LLC NEW | 160,021 | $$4M | — | +0.0% | 1Q | SEC ↗ |
| 27 | GRACE & WHITE INC /NY | 159,697 | $$4M | -5,000 | -3.0% | 98Q | SEC ↗ |
| 28 | HRT FINANCIAL LP | 157,937 | $$4M | +64,521 | +69.1% | 8Q | SEC ↗ |
| 29 | Foundations Investment Advisors, LLC | 129,161 | $$3M | -6,292 | -4.6% | 11Q | SEC ↗ |
| 30 | GraniteShares Advisors LLC | 126,444 | $$3M | +16,550 | +15.1% | 3Q | SEC ↗ |
| 31 | MARSHALL WACE, LLP NEW | 120,787 | $$3M | — | +0.0% | 1Q | SEC ↗ |
| 32 | Hodges Capital Management Inc. | 112,283 | $$3M | +2,008 | +1.8% | 15Q | SEC ↗ |
| 33 | AMERIPRISE FINANCIAL INC | 103,851 | $$2M | -1,624 | -1.5% | 3Q | SEC ↗ |
| 34 | Trexquant Investment LP | 103,686 | $$2M | +94,073 | +978.6% | 5Q | SEC ↗ |
| 35 | Advisors Asset Management, Inc. | 98,619 | $$2M | -9,781 | -9.0% | 37Q | SEC ↗ |
| 36 | XTX Topco Ltd | 97,027 | $$2M | +83,714 | +628.8% | 2Q | SEC ↗ |
| 37 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 95,362 | $$2M | +23 | +0.0% | 31Q | SEC ↗ |
| 38 | First Dallas Securities Inc. | 90,468 | $$2M | +777 | +0.9% | 11Q | SEC ↗ |
| 39 | CITADEL ADVISORS LLC NEW | 88,251 | $$2M | — | +0.0% | 1Q | SEC ↗ |
| 40 | Inspire Advisors, LLC | 87,762 | $$2M | +73,154 | +500.8% | 2Q | SEC ↗ |
| 41 | BANK OF AMERICA CORP /DE | 86,011 | $$2M | +44,237 | +105.9% | 15Q | SEC ↗ |
| 42 | NEUBERGER BERMAN GROUP LLC | 84,495 | $$2M | -7,978 | -8.6% | 4Q | SEC ↗ |
| 43 | BENJAMIN EDWARDS INC | 83,697 | $$2M | -4,528 | -5.1% | 10Q | SEC ↗ |
| 44 | STATE STREET CORP | 80,442 | $$2M | +11,380 | +16.5% | 6Q | SEC ↗ |
| 45 | SMH CAPITAL ADVISORS INC | 80,072 | $$2M | +1,708 | +2.2% | 15Q | SEC ↗ |
| 46 | Truvestments Capital LLC | 78,667 | $$2M | +5,921 | +8.1% | 2Q | SEC ↗ |
| 47 | CANADA LIFE ASSURANCE Co | 77,938 | $$2M | +12,332 | +18.8% | 27Q | SEC ↗ |
| 48 | Balyasny Asset Management L.P. | 77,193 | $$2M | -13,715 | -15.1% | 7Q | SEC ↗ |
| 49 | Militia Capital Management LLC | 75,000 | $$2M | +40,000 | +114.3% | 2Q | SEC ↗ |
| 50 | Legacy Capital Wealth Partners, LLC | 74,653 | $$2M | +3,479 | +4.9% | 9Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| TECTONIC ADVISORS LLC | 355,370 | $$8M |
| Schonfeld Strategic Advisors LLC | 160,021 | $$4M |
| MARSHALL WACE, LLP | 120,787 | $$3M |
| CITADEL ADVISORS LLC | 88,251 | $$2M |
| NAVELLIER & ASSOCIATES INC | 38,884 | $$915K |
| Brookstone Capital Management | 38,697 | $$910K |
| Janney Montgomery Scott LLC | 37,445 | $$881K |
| GEN Financial Management, INC. | 26,569 | $$625K |
| Jump Financial, LLC | 26,405 | $$621K |
| GOLDMAN SACHS GROUP INC | 23,312 | $$548K |
| GSA CAPITAL PARTNERS LLP | 21,812 | $$513K |
| &PARTNERS | 18,428 | $$433K |
| BROWN ADVISORY INC | 15,770 | $$371K |
| Black Swift Group, LLC | 13,550 | $$319K |
| Amundi | 13,279 | $$312K |
| Mission Hills Financial Advisory, L | 12,836 | $$302K |
| D. E. Shaw & Co., Inc. | 12,437 | $$293K |
| Arkadios Wealth Advisors | 11,902 | $$280K |
| TWO SIGMA SECURITIES, LLC | 11,558 | $$272K |
| Global Retirement Partners, LLC | 11,373 | $$267K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| PANORAMIC INVESTMENT ADVISORS, LLC | 515,525 | $$12M |
| Connor, Clark & Lunn Investment Man | 188,921 | $$4M |
| BARCLAYS PLC | 97,739 | $$2M |
| FJ Capital Management LLC | 92,685 | $$2M |
| Verition Fund Management LLC | 88,378 | $$2M |
| Sovereign's Capital Management, LLC | 76,522 | $$2M |
| Atom Investors LP | 65,809 | $$2M |
| Aquatic Capital Management LLC | 35,950 | $$846K |
| CAXTON ASSOCIATES LLP | 26,267 | $$618K |
| OXFORD ASSET MANAGEMENT LLP | 19,172 | $$451K |
| Purpose Unlimited Inc. | 19,000 | $$447K |
| Point72 Asset Management, L.P. | 13,784 | $$324K |
| Catalina Capital Group, LLC | 11,897 | $$280K |
| Vident Advisory, LLC | 9,293 | $$219K |
| GRIMES & Co WEALTH MANAGEMENT, LLC | 9,261 | $$218K |
| BNP PARIBAS ASSET MANAGEMENT Holdin | 3,677 | $$86K |
| MAI Capital Management | 3,051 | $$72K |
| Weiss Asset Management LP | 2,852 | $$67K |
| TCTC Holdings, LLC | 2,136 | $$50K |
| Wilmington Savings Fund Society, FS | 1,600 | $$38K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| VAN ECK ASSOCIATES CORP | +399,106 | +35.4% | 1,526,667 |
| UBS Group AG | +364,113 | +42.6% | 1,218,244 |
| LPL Financial LLC | +170,872 | +73.7% | 402,585 |
| Trexquant Investment LP | +94,073 | +978.6% | 103,686 |
| XTX Topco Ltd | +83,714 | +628.8% | 97,027 |
| Inspire Advisors, LLC | +73,154 | +500.8% | 87,762 |
| HRT FINANCIAL LP | +64,521 | +69.1% | 157,937 |
| Legal & General Group Plc | +56,577 | +12.8% | 499,715 |
| FRANKLIN RESOURCES INC | +50,565 | +15.4% | 379,686 |
| BANK OF AMERICA CORP /DE | +44,237 | +105.9% | 86,011 |
| Naviter Wealth, LLC | +43,162 | +34.6% | 167,732 |
| INDEPENDENT FINANCIAL GROUP, LLC | +40,699 | +221.0% | 59,115 |
| Militia Capital Management LLC | +40,000 | +114.3% | 75,000 |
| Cetera Investment Advisers | +38,228 | +8.4% | 490,926 |
| MORGAN STANLEY | +31,942 | +17.4% | 215,970 |
| Sound Income Strategies, LLC | +30,992 | +3.4% | 934,321 |
| Bayshore Capital Advisors, LLC | +27,820 | +135.7% | 48,320 |
| Quantbot Technologies LP | +27,722 | +176.2% | 43,455 |
| BlackRock, Inc. | +23,887 | +8.6% | 300,377 |
| ROYAL BANK OF CANADA | +19,448 | +83.6% | 42,721 |