GECC Institutional Ownership
Great Elm Capital Corp.
1W: -4.9%
1M: -11.6%
3M: -4.4%
YTD: -26.8%
1Y: -40.9%
3Y: -28.0%
5Y: -53.3%
$5.02
-0.06 (-1.18%)
Weekly Expected Move ±5.1%
$5
$5
$5
$5
$6
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Institutional Ownership — GECC
28
Institutional Holders
-3 vs prior quarter
0.0%
Ownership
+0.00pp
$4M
Total Invested
5
New Positions
2
Increased
13
Reduced
8
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (36 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Northern Right Capital Management, L.P | 383,971 | $$2M | — | +0.0% | 18Q | SEC ↗ |
| 2 | Cruiser Capital Advisors, LLC | 97,779 | $$491K | -29,691 | -23.3% | 13Q | SEC ↗ |
| 3 | UBS Group AG | 28,250 | $$142K | +22,329 | +377.1% | 17Q | SEC ↗ |
| 4 | Crestwood Advisors Group, LLC | 26,625 | $$134K | — | +0.0% | 8Q | SEC ↗ |
| 5 | Vident Advisory, LLC NEW | 26,609 | $$134K | — | +0.0% | 1Q | SEC ↗ |
| 6 | Rockefeller Capital Management L.P. | 25,000 | $$125K | — | +0.0% | 3Q | SEC ↗ |
| 7 | Ethos Financial Group, LLC | 24,059 | $$121K | -2,250 | -8.6% | 6Q | SEC ↗ |
| 8 | Significant Wealth Partners LLC | 16,771 | $$84K | +298 | +1.8% | 2Q | SEC ↗ |
| 9 | Founders Financial Alliance, LLC NEW | 13,770 | $$69K | — | +0.0% | 1Q | SEC ↗ |
| 10 | Rangeley Capital, LLC | 10,000 | $$50K | — | +0.0% | 2Q | SEC ↗ |
| 11 | TRUST CO OF TOLEDO NA /OH | 3,874 | $$19K | — | +0.0% | 5Q | SEC ↗ |
| 12 | ROYAL BANK OF CANADA | 2,612 | $$13K | — | +0.0% | 13Q | SEC ↗ |
| 13 | Allworth Financial LP | 1,400 | $$7K | -6 | -0.4% | 5Q | SEC ↗ |
| 14 | MORGAN STANLEY | 1,387 | $$7K | -36 | -2.5% | 18Q | SEC ↗ |
| 15 | Russell Investments Group, Ltd. NEW | 744 | $$4K | — | +0.0% | 1Q | SEC ↗ |
| 16 | Triumph Capital Management | 500 | $$3K | — | +0.0% | 4Q | SEC ↗ |
| 17 | Caitong International Asset Management NEW | 44 | $$0K | — | +0.0% | 1Q | SEC ↗ |
| 18 | MERCER GLOBAL ADVISORS INC /ADV NEW | 16 | $$0K | — | +0.0% | 1Q | SEC ↗ |
| 19 | WELLS FARGO & COMPANY/MN | 3 | $$0K | -878 | -99.7% | 18Q | SEC ↗ |
| 20 | Arax Advisory Partners | 1 | $$0K | — | +0.0% | 6Q | SEC ↗ |
| 21 | MARSHALL WACE, LLP | 0 | $$0K | -27,505 | -100.0% | 2Q | SEC ↗ |
| 22 | HRT FINANCIAL LP | 0 | $$0K | -11,178 | -100.0% | 1Q | SEC ↗ |
| 23 | OSAIC HOLDINGS, INC. | 0 | $$0K | -1,074 | -100.0% | 3Q | SEC ↗ |
| 24 | NewEdge Advisors, LLC | 0 | $$0K | -911 | -100.0% | 3Q | SEC ↗ |
| 25 | Granby Capital Management, LLC | 0 | $$0K | -50,000 | -100.0% | 1Q | SEC ↗ |
| 26 | JANE STREET GROUP, LLC | 0 | $$0K | -41,244 | -100.0% | 2Q | SEC ↗ |
| 27 | TrueMark Investments, LLC | 0 | $$0K | -20,994 | -100.0% | 1Q | SEC ↗ |
| 28 | CITADEL ADVISORS LLC | 0 | $$0K | -39,257 | -100.0% | 1Q | SEC ↗ |
| 29 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | $$0K | -29,306 | -100.0% | 1Q | SEC ↗ |
| 30 | Curi Capital, LLC | 0 | $$0K | -60,000 | -100.0% | 2Q | SEC ↗ |
| 31 | TWO SIGMA INVESTMENTS, LP | 0 | $$0K | -49,526 | -100.0% | 1Q | SEC ↗ |
| 32 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 0 | $$0K | -126 | -100.0% | 1Q | SEC ↗ |
| 33 | NORTHERN TRUST CORP | 0 | $$0K | -11,765 | -100.0% | 6Q | SEC ↗ |
| 34 | Papamarkou Wellner Asset Management in | 0 | $$0K | -30,200 | -100.0% | 6Q | SEC ↗ |
| 35 | TWO SIGMA SECURITIES, LLC | 0 | $$0K | -17,066 | -100.0% | 1Q | SEC ↗ |
| 36 | Squarepoint Ops LLC | 0 | $$0K | -64,942 | -100.0% | 3Q | SEC ↗ |
Recent Activity
New Positions (5)
| Holder | Shares | Value |
|---|---|---|
| Vident Advisory, LLC | 26,609 | $$134K |
| Founders Financial Alliance, LLC | 13,770 | $$69K |
| Russell Investments Group, Ltd. | 744 | $$4K |
| Caitong International Asset Managem | 44 | $$0K |
| MERCER GLOBAL ADVISORS INC /ADV | 16 | $$0K |
Sold Out (16)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Squarepoint Ops LLC | 64,942 | $$326K |
| Curi Capital, LLC | 60,000 | $$301K |
| Granby Capital Management, LLC | 50,000 | $$251K |
| TWO SIGMA INVESTMENTS, LP | 49,526 | $$249K |
| JANE STREET GROUP, LLC | 41,244 | $$207K |
| CITADEL ADVISORS LLC | 39,257 | $$197K |
| Papamarkou Wellner Asset Management | 30,200 | $$152K |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 29,306 | $$147K |
| MARSHALL WACE, LLP | 27,505 | $$138K |
| TrueMark Investments, LLC | 20,994 | $$105K |
| TWO SIGMA SECURITIES, LLC | 17,066 | $$86K |
| NORTHERN TRUST CORP | 11,765 | $$59K |
| HRT FINANCIAL LP | 11,178 | $$56K |
| OSAIC HOLDINGS, INC. | 1,074 | $$5K |
| NewEdge Advisors, LLC | 911 | $$5K |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | 126 | $$1K |
Biggest Increases (2)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| UBS Group AG | +22,329 | +377.1% | 28,250 |
| Significant Wealth Partners LLC | +298 | +1.8% | 16,771 |
Biggest Decreases (5)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Cruiser Capital Advisors, LLC | -29,691 | -23.3% | 97,779 |
| Ethos Financial Group, LLC | -2,250 | -8.6% | 24,059 |
| WELLS FARGO & COMPANY/MN | -878 | -99.7% | 3 |
| MORGAN STANLEY | -36 | -2.5% | 1,387 |
| Allworth Financial LP | -6 | -0.4% | 1,400 |