— Know what they know.
Not Investment Advice

GECC Smart Money

Great Elm Capital Corp.
1W: -4.9% 1M: -11.6% 3M: -4.4% YTD: -26.8% 1Y: -40.9% 3Y: -28.0% 5Y: -53.3%
$5.02
-0.06 (-1.18%)
 
Weekly Expected Move ±5.1%
$5 $5 $5 $5 $6
NASDAQ · Financial Services · Asset Management · Tech Score Strong Sell · Power 35 · $57.9M mcap · 7M float · 1.08% daily turnover · Short 27% of daily vol

🏦 Institutional Activity

Latest: Q2 2026
28
Institutions Holding
-3 vs prior
6.2%
Ownership
-1.37%
5 New
2 Increased
13 Reduced
8 Closed

👔 Insider Trades

25 records
Date Name Title Type Shares Price Value Filing
2026-09-21 Kleinman Adam M officer: cco and secretary A-Grant/Award 791 $— $0 Filing
2026-09-21 Kleinman Adam M officer: cco and secretary A-Grant/Award 15,292 $— $0 Filing
2026-09-21 Davis Keri officer: cfo F-Tax Withholding 2,972 $5.37 $16K Filing
2026-09-21 Davis Keri officer: cfo A-Grant/Award 1,372 $— $0 Filing
2026-09-21 Davis Keri officer: cfo A-Grant/Award 7,646 $— $0 Filing
2026-09-21 Great Elm Group, Inc. 10% owner J-J 111,958 $— $0 Filing
2026-09-21 Kleinman Adam M officer: cco and secretary F-Tax Withholding 3,451 $5.37 $19K Filing
2026-06-29 Great Elm Strategic Partnership I, LLC 10% owner J-J 180,000 $5.45 $981K Filing
2025-11-07 Kaplan Matthew D officer: ceo and president P-Purchase 19,650 $7.64 $150K Filing
2025-09-26 Great Elm Strategic Partnership I, LLC 10% owner S-Sale 2,313 $11.45 $26K Filing
2025-09-25 Great Elm Strategic Partnership I, LLC 10% owner S-Sale 1,696 $11.45 $19K Filing
2025-09-23 Davis Keri officer: cfo F-Tax Withholding 2,725 $11.43 $31K Filing
2025-09-23 Great Elm Strategic Partnership I, LLC 10% owner S-Sale 1,490 $11.45 $17K Filing
2025-09-23 Kaplan Matthew D officer: ceo and president F-Tax Withholding 8,211 $11.43 $94K Filing
2025-09-23 Kleinman Adam M officer: cco and secretary F-Tax Withholding 1,361 $11.43 $16K Filing
2025-09-22 Great Elm Strategic Partnership I, LLC 10% owner S-Sale 48,248 $11.45 $552K Filing
2025-09-20 Great Elm Group, Inc. 10% owner J-Other 63,189 $— $0 Filing
2025-09-19 Kleinman Adam M officer: cco and secretary A-Grant/Award 156 $— $0 Filing
2025-09-19 Great Elm Strategic Partnership I, LLC 10% owner S-Sale 14,737 $11.45 $169K Filing
2025-09-19 Kleinman Adam M officer: cco and secretary A-Grant/Award 5,458 $— $0 Filing
2025-09-19 Kaplan Matthew D officer: ceo and president A-Grant/Award 1,055 $— $0 Filing
2025-09-19 Kaplan Matthew D officer: ceo and president A-Grant/Award 37,117 $— $0 Filing
2025-09-19 Great Elm Group, Inc. 10% owner J-Other 16,612 $— $0 Filing
2025-09-19 Davis Keri officer: cfo A-Grant/Award 1,406 $— $0 Filing
2025-09-19 Davis Keri officer: cfo A-Grant/Award 3,820 $— $0 Filing

🏛️ Congressional Trades

0 records
Date Politician Chamber Type Amount Filing
No congressional trades found

🏦 Top Institutional Holders

20 holders
Holder Shares Value Date Reported Filing
Northern Right Capital Management, L.P. 383,971 $2M — 2026-06-30 Filing
Cruiser Capital Advisors, LLC 97,779 $533K -29,691 2026-06-30 Filing
UBS Group AG 28,250 $154K +22,329 2026-06-30 Filing
Crestwood Advisors Group, LLC 26,625 $145K — 2026-06-30 Filing
Vident Advisory, LLC 26,609 $145K +26,609 2026-06-30 Filing
Rockefeller Capital Management L.P. 25,000 $136K — 2026-06-30 Filing
Ethos Financial Group, LLC 24,059 $131K -2,250 2026-06-30 Filing
Significant Wealth Partners LLC 16,771 $91K +298 2026-06-30 Filing
Founders Financial Alliance, LLC 13,770 $75K +13,770 2026-06-30 Filing
Rangeley Capital, LLC 10,000 $54K — 2026-06-30 Filing
TRUST CO OF TOLEDO NA /OH 3,874 $21K — 2026-06-30 Filing
ROYAL BANK OF CANADA 2,612 $14K — 2026-06-30 Filing
Allworth Financial LP 1,400 $8K -6 2026-06-30 Filing
MORGAN STANLEY 1,387 $8K -36 2026-06-30 Filing
Russell Investments Group, Ltd. 744 $4K +744 2026-06-30 Filing
Triumph Capital Management 500 $3K — 2026-06-30 Filing
Caitong International Asset Management C 44 $0K +44 2026-06-30 Filing
MERCER GLOBAL ADVISORS INC /ADV 16 $0K +16 2026-06-30 Filing
WELLS FARGO & COMPANY/MN 3 $0K -878 2026-06-30 Filing
Arax Advisory Partners 1 $0K — 2026-06-30 Filing

Sign in to InsiderStreet

You'll also get our free weekly newsletter with
smart money signals, market insights, and alpha ideas.
Unsubscribe anytime.

For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms