Also trades as: HTFB (NYSE) · $vol 0M
HRZN Institutional Ownership
Horizon Technology Finance Corporation
1W: -4.6%
1M: -13.9%
3M: -9.3%
YTD: -39.0%
1Y: -32.2%
3Y: -53.3%
5Y: -61.9%
$3.91
-0.03 (-0.76%)
Weekly Expected Move ±3.8%
$4
$4
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Credit Risk of going bust: not rated, financial company (lending is its business) Bonds: none of note held by US funds details ▾
Not rated: lending and leverage are a financial company's business, which the model misreads.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
US fund filings (SEC N-PORT) show under $25M of this company's bonds, so there is no bond page. Its debt may be bank loans or privately placed. How these are computed.
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Institutional Ownership — HRZN
123
Institutional Holders
+47 vs prior quarter
0.0%
Ownership
+0.00pp
$37M
Total Invested
67
New Positions
27
Increased
19
Reduced
12
Closed
1.50
Put/Call Ratio
Ownership Trends
Top Institutional Holders (137 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,055,591 | $4M | +1,008,154 | +2125.2% | 60Q | SEC ↗ |
| 2 | Bulldog Investors, LLP NEW | 658,617 | $3M | — | +0.0% | 1Q | SEC ↗ |
| 3 | MARSHALL WACE, LLP | 592,247 | $2M | +420,469 | +244.8% | 5Q | SEC ↗ |
| 4 | Caprock Group, LLC NEW | 454,442 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 5 | Green Alpha Advisors, LLC | 429,913 | $2M | -160,228 | -27.2% | 23Q | SEC ↗ |
| 6 | Legal & General Group Plc | 386,211 | $2M | +57,556 | +17.5% | 12Q | SEC ↗ |
| 7 | Eagle Point Credit Management LLC | 366,194 | $1M | — | +0.0% | 3Q | SEC ↗ |
| 8 | Virtus Investment Advisers, LLC | 252,455 | $987K | +108,487 | +75.4% | 6Q | SEC ↗ |
| 9 | BLAIR WILLIAM & CO/IL NEW | 239,073 | $935K | — | +0.0% | 1Q | SEC ↗ |
| 10 | BANK OF AMERICA CORP /DE | 225,732 | $883K | +164,779 | +270.3% | 15Q | SEC ↗ |
| 11 | Connecticut Wealth Management, LLC | 214,509 | $839K | +698 | +0.3% | 10Q | SEC ↗ |
| 12 | UBS Group AG | 195,466 | $764K | +51,330 | +35.6% | 47Q | SEC ↗ |
| 13 | BlackRock, Inc. | 180,902 | $707K | +1,415 | +0.8% | 8Q | SEC ↗ |
| 14 | Arax Advisory Partners NEW | 126,305 | $494K | — | +0.0% | 1Q | SEC ↗ |
| 15 | Apollon Wealth Management, LLC NEW | 126,196 | $493K | — | +0.0% | 1Q | SEC ↗ |
| 16 | LaFleur & Godfrey LLC NEW | 114,526 | $448K | — | +0.0% | 1Q | SEC ↗ |
| 17 | CAZ INVESTMENTS LP NEW | 108,630 | $425K | — | +0.0% | 1Q | SEC ↗ |
| 18 | UMB Bank, n.a. NEW | 107,470 | $420K | — | +0.0% | 1Q | SEC ↗ |
| 19 | Focus Partners Wealth NEW | 100,593 | $393K | — | +0.0% | 1Q | SEC ↗ |
| 20 | AQR CAPITAL MANAGEMENT LLC | 91,368 | $357K | +58,350 | +176.7% | 7Q | SEC ↗ |
| 21 | JACKSON THORNTON WEALTH MANAGEMENT, LL | 90,609 | $354K | +57,591 | +174.4% | 7Q | SEC ↗ |
| 22 | Corient Private Wealth LP NEW | 89,300 | $349K | — | +0.0% | 1Q | SEC ↗ |
| 23 | LPL Financial LLC | 81,942 | $320K | +55,755 | +212.9% | 23Q | SEC ↗ |
| 24 | COMMONWEALTH EQUITY SERVICES, LLC NEW | 81,264 | $318K | — | +0.0% | 1Q | SEC ↗ |
| 25 | Fiera Capital Corp NEW | 78,980 | $309K | — | +0.0% | 1Q | SEC ↗ |
| 26 | TWO SIGMA INVESTMENTS, LP | 67,489 | $264K | -82,690 | -55.1% | 3Q | SEC ↗ |
| 27 | FIRST FINANCIAL BANK - TRUST DIVISION | 65,573 | $256K | — | +0.0% | 9Q | SEC ↗ |
| 28 | MILLENNIUM MANAGEMENT LLC | 60,674 | $237K | -15,294 | -20.1% | 4Q | SEC ↗ |
| 29 | CANADA LIFE ASSURANCE Co | 59,941 | $234K | +3,456 | +6.1% | 27Q | SEC ↗ |
| 30 | Pathstone Holdings, LLC | 54,705 | $214K | +2,908 | +5.6% | 11Q | SEC ↗ |
| 31 | OSAIC HOLDINGS, INC. | 50,626 | $198K | +19,913 | +64.8% | 26Q | SEC ↗ |
| 32 | INTERNATIONAL ASSETS INVESTMENT MANAGE | 49,241 | $193K | +4,957 | +11.2% | 5Q | SEC ↗ |
| 33 | ROYAL BANK OF CANADA | 47,242 | $185K | +26,831 | +131.5% | 43Q | SEC ↗ |
| 34 | Regal Investment Advisors LLC | 43,553 | $170K | — | +0.0% | 3Q | SEC ↗ |
| 35 | Permanent Capital Management, LP NEW | 42,165 | $165K | — | +0.0% | 1Q | SEC ↗ |
| 36 | IMC-Chicago, LLC | 40,074 | $157K | -21,721 | -35.2% | 2Q | SEC ↗ |
| 37 | RAYMOND JAMES FINANCIAL INC | 38,247 | $150K | +24,514 | +178.5% | 7Q | SEC ↗ |
| 38 | Quantbot Technologies LP | 36,325 | $142K | +17,552 | +93.5% | 8Q | SEC ↗ |
| 39 | Cerity Partners LLC NEW | 33,736 | $132K | — | +0.0% | 1Q | SEC ↗ |
| 40 | Ethos Financial Group, LLC NEW | 33,100 | $129K | — | +0.0% | 1Q | SEC ↗ |
| 41 | Baird Financial Group, Inc. NEW | 31,280 | $122K | — | +0.0% | 1Q | SEC ↗ |
| 42 | Freestone Capital Holdings, LLC NEW | 29,817 | $117K | — | +0.0% | 1Q | SEC ↗ |
| 43 | MAGNOLIA CAPITAL ADVISORS LLC NEW | 28,849 | $113K | — | +0.0% | 1Q | SEC ↗ |
| 44 | WELLS FARGO & COMPANY/MN | 27,684 | $108K | — | +0.0% | 60Q | SEC ↗ |
| 45 | Koshinski Asset Management, Inc. NEW | 27,279 | $107K | — | +0.0% | 1Q | SEC ↗ |
| 46 | CAPTRUST FINANCIAL ADVISORS NEW | 26,396 | $103K | — | +0.0% | 1Q | SEC ↗ |
| 47 | SUSQUEHANNA INTERNATIONAL GROUP, LLP NEW | 25,074 | $98K | — | +0.0% | 1Q | SEC ↗ |
| 48 | Forum Financial Management, LP NEW | 24,760 | $97K | — | +0.0% | 1Q | SEC ↗ |
| 49 | Stonebridge Financial Group, LLC/CA NEW | 23,560 | $92K | — | +0.0% | 1Q | SEC ↗ |
| 50 | Private Advisor Group, LLC NEW | 23,207 | $91K | — | +0.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| Bulldog Investors, LLP | 658,617 | $3M |
| Caprock Group, LLC | 454,442 | $2M |
| BLAIR WILLIAM & CO/IL | 239,073 | $935K |
| Arax Advisory Partners | 126,305 | $494K |
| Apollon Wealth Management, LLC | 126,196 | $493K |
| LaFleur & Godfrey LLC | 114,526 | $448K |
| CAZ INVESTMENTS LP | 108,630 | $425K |
| UMB Bank, n.a. | 107,470 | $420K |
| Focus Partners Wealth | 100,593 | $393K |
| Corient Private Wealth LP | 89,300 | $349K |
| COMMONWEALTH EQUITY SERVICES, LLC | 81,264 | $318K |
| Fiera Capital Corp | 78,980 | $309K |
| Permanent Capital Management, LP | 42,165 | $165K |
| Cerity Partners LLC | 33,736 | $132K |
| Ethos Financial Group, LLC | 33,100 | $129K |
| Baird Financial Group, Inc. | 31,280 | $122K |
| Freestone Capital Holdings, LLC | 29,817 | $117K |
| MAGNOLIA CAPITAL ADVISORS LLC | 28,849 | $113K |
| Koshinski Asset Management, Inc. | 27,279 | $107K |
| CAPTRUST FINANCIAL ADVISORS | 26,396 | $103K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| ETF Store, Inc. | 60,873 | $238K |
| Quadrature Capital Ltd | 56,559 | $221K |
| WINTON GROUP Ltd | 30,516 | $119K |
| Schonfeld Strategic Advisors LLC | 29,028 | $113K |
| Financial Engines Advisors L.L.C. | 21,604 | $84K |
| NORTHERN TRUST CORP | 17,337 | $68K |
| Virtu Financial LLC | 17,055 | $67K |
| ENVESTNET ASSET MANAGEMENT INC | 16,683 | $65K |
| TWO SIGMA SECURITIES, LLC | 16,508 | $65K |
| Tower Research Capital LLC (TRC) | 13,535 | $53K |
| Patriot Financial Group Insurance A | 12,452 | $49K |
| Prime Capital Investment Advisors, | 12,185 | $48K |
| Sanctuary Advisors, LLC | 11,855 | $46K |
| Atria Investments, Inc | 11,855 | $46K |
| Garton & Associates Financial Advis | 3,055 | $12K |
| FLAGSHIP HARBOR ADVISORS, LLC | 821 | $3K |
| MAI Capital Management | 777 | $3K |
| SALEM INVESTMENT COUNSELORS INC | 700 | $3K |
| SageView Advisory Group, LLC | 300 | $1K |
| Triumph Capital Management | 300 | $1K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| MORGAN STANLEY | +1,008,154 | +2125.2% | 1,055,591 |
| MARSHALL WACE, LLP | +420,469 | +244.8% | 592,247 |
| BANK OF AMERICA CORP /DE | +164,779 | +270.3% | 225,732 |
| Virtus Investment Advisers, LLC | +108,487 | +75.4% | 252,455 |
| AQR CAPITAL MANAGEMENT LLC | +58,350 | +176.7% | 91,368 |
| JACKSON THORNTON WEALTH MANAGEMENT, | +57,591 | +174.4% | 90,609 |
| Legal & General Group Plc | +57,556 | +17.5% | 386,211 |
| LPL Financial LLC | +55,755 | +212.9% | 81,942 |
| UBS Group AG | +51,330 | +35.6% | 195,466 |
| ROYAL BANK OF CANADA | +26,831 | +131.5% | 47,242 |
| RAYMOND JAMES FINANCIAL INC | +24,514 | +178.5% | 38,247 |
| OSAIC HOLDINGS, INC. | +19,913 | +64.8% | 50,626 |
| Quantbot Technologies LP | +17,552 | +93.5% | 36,325 |
| INTERNATIONAL ASSETS INVESTMENT MAN | +4,957 | +11.2% | 49,241 |
| SIMPLEX TRADING, LLC | +4,153 | +59.9% | 11,084 |
| CANADA LIFE ASSURANCE Co | +3,456 | +6.1% | 59,941 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | +3,378 | +33.8% | 13,378 |
| Pathstone Holdings, LLC | +2,908 | +5.6% | 54,705 |
| BlackRock, Inc. | +1,415 | +0.8% | 180,902 |
| NATIONS FINANCIAL GROUP INC, /IA/ / | +700 | +6.1% | 12,150 |
Biggest Decreases (8)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Green Alpha Advisors, LLC | -160,228 | -27.2% | 429,913 |
| TWO SIGMA INVESTMENTS, LP | -82,690 | -55.1% | 67,489 |
| IMC-Chicago, LLC | -21,721 | -35.2% | 40,074 |
| MILLENNIUM MANAGEMENT LLC | -15,294 | -20.1% | 60,674 |
| OXFORD ASSET MANAGEMENT LLP | -15,010 | -54.7% | 12,455 |
| Cetera Investment Advisers | -1,285 | -6.5% | 18,585 |
| DANSKE BANK A/S | -7 | -87.5% | 1 |
| Allworth Financial LP | -5 | -0.4% | 1,134 |