Also trades as: NMFCL (NASDAQ) · $vol 0M
NMFC Institutional Ownership
New Mountain Finance Corporation
1W: -0.6%
1M: -3.5%
3M: -2.5%
YTD: -15.1%
1Y: -28.8%
3Y: -26.0%
5Y: -11.0%
$6.94
-0.09 (-1.28%)
Weekly Expected Move ±2.4%
$7
$7
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Institutional Ownership — NMFC
171
Institutional Holders
-18 vs prior quarter
0.0%
Ownership
+0.00pp
$184M
Total Invested
19
New Positions
46
Increased
66
Reduced
26
Closed
1.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (201 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | LSV ASSET MANAGEMENT | 3,000,718 | $21M | -21,400 | -0.7% | 42Q | SEC ↗ |
| 2 | UBS Group AG | 2,477,549 | $17M | +386,273 | +18.5% | 47Q | SEC ↗ |
| 3 | VAN ECK ASSOCIATES CORP | 2,145,047 | $15M | +348,872 | +19.4% | 15Q | SEC ↗ |
| 4 | Invesco Ltd. | 1,557,647 | $11M | -582,030 | -27.2% | 55Q | SEC ↗ |
| 5 | Russell Investments Group, Ltd. | 1,383,171 | $10M | +444,492 | +47.4% | 6Q | SEC ↗ |
| 6 | DIMENSION CAPITAL MANAGEMENT LLC | 1,223,088 | $8M | +66,547 | +5.8% | 34Q | SEC ↗ |
| 7 | Corient Private Wealth LP | 1,125,657 | $8M | +254,361 | +29.2% | 3Q | SEC ↗ |
| 8 | Cerity Partners LLC | 856,875 | $6M | -15,969 | -1.8% | 19Q | SEC ↗ |
| 9 | National Philanthropic Trust | 852,921 | $6M | — | +0.0% | 11Q | SEC ↗ |
| 10 | Muzinich & Co., Inc. | 850,170 | $6M | +1,252 | +0.1% | 47Q | SEC ↗ |
| 11 | Pathstone Holdings, LLC | 824,801 | $6M | +163,582 | +24.7% | 6Q | SEC ↗ |
| 12 | Legal & General Group Plc | 806,368 | $6M | +20,872 | +2.7% | 27Q | SEC ↗ |
| 13 | MORGAN STANLEY | 783,530 | $5M | +53,592 | +7.3% | 58Q | SEC ↗ |
| 14 | TWO SIGMA INVESTMENTS, LP | 707,346 | $5M | -129,111 | -15.4% | 35Q | SEC ↗ |
| 15 | Sumitomo Mitsui Trust Group, Inc. | 688,578 | $5M | — | +0.0% | 26Q | SEC ↗ |
| 16 | OSAIC HOLDINGS, INC. | 492,179 | $3M | +41,709 | +9.3% | 26Q | SEC ↗ |
| 17 | Hennion & Walsh Asset Management, Inc. | 483,324 | $3M | -29,761 | -5.8% | 22Q | SEC ↗ |
| 18 | HighTower Advisors, LLC | 423,799 | $3M | +67 | +0.0% | 51Q | SEC ↗ |
| 19 | Focus Partners Wealth | 417,618 | $3M | +82,833 | +24.7% | 3Q | SEC ↗ |
| 20 | BlackRock, Inc. | 347,029 | $2M | -5,213 | -1.5% | 8Q | SEC ↗ |
| 21 | Universal- Beteiligungs- und Servicege | 344,000 | $2M | — | +0.0% | 7Q | SEC ↗ |
| 22 | GraniteShares Advisors LLC | 303,327 | $2M | +39,700 | +15.1% | 19Q | SEC ↗ |
| 23 | Tranquility Partners, LLC | 284,229 | $2M | -32,523 | -10.3% | 22Q | SEC ↗ |
| 24 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 277,609 | $2M | +38 | +0.0% | 61Q | SEC ↗ |
| 25 | TRANSCEND CAPITAL ADVISORS, LLC | 266,543 | $2M | -4,615 | -1.7% | 6Q | SEC ↗ |
| 26 | WELLS FARGO & COMPANY/MN | 247,262 | $2M | -67,245 | -21.4% | 61Q | SEC ↗ |
| 27 | D. E. Shaw & Co., Inc. | 247,180 | $2M | -100,340 | -28.9% | 8Q | SEC ↗ |
| 28 | Advisors Asset Management, Inc. | 208,610 | $1M | +34,945 | +20.1% | 55Q | SEC ↗ |
| 29 | XTX Topco Ltd | 171,569 | $1M | -121,126 | -41.4% | 3Q | SEC ↗ |
| 30 | FLAX POND CAPITAL, LLC NEW | 156,299 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 31 | STATE STREET CORP | 149,883 | $1M | +22,692 | +17.8% | 6Q | SEC ↗ |
| 32 | Mill Creek Capital Advisors, LLC | 149,000 | $1M | — | +0.0% | 9Q | SEC ↗ |
| 33 | Cerberus Capital Management, L.P. | 145,000 | $1M | — | +0.0% | 2Q | SEC ↗ |
| 34 | GOLDMAN SACHS GROUP INC | 141,357 | $981K | +107,467 | +317.1% | 3Q | SEC ↗ |
| 35 | RIVERNORTH CAPITAL MANAGEMENT, LLC NEW | 140,634 | $976K | — | +0.0% | 1Q | SEC ↗ |
| 36 | BANK OF AMERICA CORP /DE | 128,002 | $888K | -66,095 | -34.1% | 15Q | SEC ↗ |
| 37 | MILLENNIUM MANAGEMENT LLC | 124,585 | $865K | +43,219 | +53.1% | 3Q | SEC ↗ |
| 38 | Farther Finance Advisors, LLC | 115,100 | $799K | +31,600 | +37.8% | 8Q | SEC ↗ |
| 39 | Naviter Wealth, LLC | 112,629 | $782K | -19,093 | -14.5% | 7Q | SEC ↗ |
| 40 | LPL Financial LLC | 110,508 | $767K | -13,566 | -10.9% | 46Q | SEC ↗ |
| 41 | NEUBERGER BERMAN GROUP LLC | 109,540 | $760K | — | +0.0% | 61Q | SEC ↗ |
| 42 | CANADA LIFE ASSURANCE Co | 107,870 | $749K | +8,883 | +9.0% | 20Q | SEC ↗ |
| 43 | CITADEL ADVISORS LLC | 102,852 | $714K | +68,170 | +196.6% | 3Q | SEC ↗ |
| 44 | Privium Fund Management (UK) Ltd NEW | 100,000 | $694K | — | +0.0% | 1Q | SEC ↗ |
| 45 | NOMURA ASSET MANAGEMENT INTERNATIONAL | 95,300 | $661K | — | +0.0% | 3Q | SEC ↗ |
| 46 | Cambridge Investment Research Advisors | 93,524 | $649K | +6,372 | +7.3% | 22Q | SEC ↗ |
| 47 | CAXTON ASSOCIATES LLP | 74,964 | $520K | +16,596 | +28.4% | 5Q | SEC ↗ |
| 48 | DENALI ADVISORS LLC | 71,110 | $494K | -6,775 | -8.7% | 8Q | SEC ↗ |
| 49 | Janney Montgomery Scott LLC | 71,105 | $493K | -65 | -0.1% | 57Q | SEC ↗ |
| 50 | JPMORGAN CHASE & CO | 69,560 | $483K | -43 | -0.1% | 43Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| FLAX POND CAPITAL, LLC | 156,299 | $1M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 140,634 | $976K |
| Privium Fund Management (UK) Ltd | 100,000 | $694K |
| HRT FINANCIAL LP | 56,730 | $394K |
| EP Wealth Advisors, LLC | 36,230 | $251K |
| FLPUTNAM INVESTMENT MANAGEMENT CO | 34,731 | $241K |
| First Affirmative Financial Network | 20,515 | $142K |
| Squarepoint Ops LLC | 18,619 | $129K |
| Stonebridge Financial Group, LLC/CA | 18,530 | $129K |
| FOX RUN MANAGEMENT, L.L.C. | 15,076 | $105K |
| Jain Global LLC | 12,800 | $89K |
| Sunbeam Capital Management, LLC | 12,300 | $85K |
| Arax Advisory Partners | 10,600 | $74K |
| US BANCORP \DE | 10,000 | $69K |
| MISSION WEALTH MANAGEMENT, LP | 10,000 | $69K |
| MERCER GLOBAL ADVISORS INC /ADV | 4,647 | $32K |
| Tower Research Capital LLC (TRC) | 4,007 | $28K |
| Integrated Wealth Concepts LLC | 3,700 | $26K |
| COMPASS FINANCIAL MANAGEMENT LLC | 104 | $1K |
| Quarry LP | 92 | $1K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| ARES MANAGEMENT LLC | 602,575 | $4M |
| Truffle Hound Capital, LLC | 550,000 | $4M |
| FRANKLIN RESOURCES INC | 455,022 | $3M |
| Trexquant Investment LP | 114,972 | $798K |
| Campbell & CO Investment Adviser LL | 72,031 | $500K |
| Valeo Financial Advisors, LLC | 59,850 | $415K |
| Quadrature Capital Ltd | 56,578 | $393K |
| Inspire Investing, LLC | 50,906 | $353K |
| Quantbot Technologies LP | 37,261 | $259K |
| FOURPATH CAPITAL MANAGEMENT, LLC | 34,299 | $238K |
| MIRABELLA FINANCIAL SERVICES LLP | 31,633 | $220K |
| Y-Intercept (Hong Kong) Ltd | 30,404 | $211K |
| &PARTNERS | 27,231 | $189K |
| North Ground Capital | 25,000 | $174K |
| Navis Wealth Advisors, LLC | 25,000 | $174K |
| Kestra Advisory Services, LLC | 24,852 | $172K |
| Entropy Technologies, LP | 24,027 | $167K |
| Virtu Financial LLC | 21,914 | $152K |
| Qube Research & Technologies Ltd | 20,491 | $142K |
| Brevan Howard Capital Management LP | 20,367 | $141K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Russell Investments Group, Ltd. | +444,492 | +47.4% | 1,383,171 |
| UBS Group AG | +386,273 | +18.5% | 2,477,549 |
| VAN ECK ASSOCIATES CORP | +348,872 | +19.4% | 2,145,047 |
| Corient Private Wealth LP | +254,361 | +29.2% | 1,125,657 |
| Pathstone Holdings, LLC | +163,582 | +24.7% | 824,801 |
| GOLDMAN SACHS GROUP INC | +107,467 | +317.1% | 141,357 |
| Focus Partners Wealth | +82,833 | +24.7% | 417,618 |
| CITADEL ADVISORS LLC | +68,170 | +196.6% | 102,852 |
| DIMENSION CAPITAL MANAGEMENT LLC | +66,547 | +5.8% | 1,223,088 |
| MORGAN STANLEY | +53,592 | +7.3% | 783,530 |
| MILLENNIUM MANAGEMENT LLC | +43,219 | +53.1% | 124,585 |
| OSAIC HOLDINGS, INC. | +41,709 | +9.3% | 492,179 |
| GraniteShares Advisors LLC | +39,700 | +15.1% | 303,327 |
| Equitable Holdings, Inc. | +35,624 | +200.2% | 53,416 |
| Advisors Asset Management, Inc. | +34,945 | +20.1% | 208,610 |
| Farther Finance Advisors, LLC | +31,600 | +37.8% | 115,100 |
| nVerses Capital, LLC | +31,273 | +157.5% | 51,130 |
| STATE STREET CORP | +22,692 | +17.8% | 149,883 |
| Legal & General Group Plc | +20,872 | +2.7% | 806,368 |
| CAXTON ASSOCIATES LLP | +16,596 | +28.4% | 74,964 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Invesco Ltd. | -582,030 | -27.2% | 1,557,647 |
| AMERIPRISE FINANCIAL INC | -239,517 | -82.2% | 51,974 |
| BI Asset Management Fondsmaeglersel | -194,627 | -80.0% | 48,505 |
| TWO SIGMA INVESTMENTS, LP | -129,111 | -15.4% | 707,346 |
| XTX Topco Ltd | -121,126 | -41.4% | 171,569 |
| D. E. Shaw & Co., Inc. | -100,340 | -28.9% | 247,180 |
| HB Wealth Management, LLC | -86,791 | -87.7% | 12,206 |
| Balyasny Asset Management L.P. | -85,252 | -62.7% | 50,806 |
| WELLS FARGO & COMPANY/MN | -67,245 | -21.4% | 247,262 |
| BANK OF AMERICA CORP /DE | -66,095 | -34.1% | 128,002 |
| VARCOV Co. | -65,060 | -52.0% | 60,017 |
| COMMONWEALTH EQUITY SERVICES, LLC | -52,976 | -80.9% | 12,521 |
| Tranquility Partners, LLC | -32,523 | -10.3% | 284,229 |
| Hennion & Walsh Asset Management, I | -29,761 | -5.8% | 483,324 |
| Virtus Investment Advisers, LLC | -22,217 | -24.8% | 67,254 |
| LSV ASSET MANAGEMENT | -21,400 | -0.7% | 3,000,718 |
| Naviter Wealth, LLC | -19,093 | -14.5% | 112,629 |
| Cerity Partners LLC | -15,969 | -1.8% | 856,875 |
| ENVESTNET ASSET MANAGEMENT INC | -14,276 | -52.6% | 12,863 |
| LPL Financial LLC | -13,566 | -10.9% | 110,508 |